Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940

2015-10-16 3-16657 Welhouse & Associates, Inc. Welhouse, Mark P. /litigation/apdocuments/ap-3-16657.xml 2015-06-29 34-75319 IA-4132 IC-31699 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 /litigation/admin/2015/34-75319.pdf 2015-06-30 AP-2879 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2015/ap-2879.pdf 2015-07-28 AP-2981 Order Postponing Hearing /alj/aljorders/2015/ap-2981.pdf 2015-08-07 AP-3022 Stay Order /alj/aljorders/2015/ap-3022.pdf 2015-10-16 34-76175 IA-4231 IC-31868 Order Making Findings and Imposing Remedial Sanctions, a Censure and a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 /litigation/admin/2015/34-76175.pdf