Request to Vacate Bar(s) From Association with Nationally Recognized Statistical Rating Organizations and/or Municipal Advisors in Light of Koch v. SEC.

2019-07-02 3-16642 Johnson, John V. /litigation/apdocuments/ap-3-16642.xml 2016-03-10 Request to Vacate Bar(s) From Association with Nationally Recognized Statistical Rating Organizations and/or Municipal Advisors in Light of Koch v. SEC. /litigation/apdocuments/3-16642-event-2.pdf 2016-05-27 IA-4404 Order Vacating Nationally Recognized Statistical Rating Organization and Municipal Advisor Bars /litigation/opinions/2016/ia-4404.pdf 2019-07-02 IA-5269 Order Vacating Broker, Dealer, Municipal Securities Dealer, and Transfer Agent Bars /litigation/opinions/2019/ia-5269.pdf