2017-09-29
3-16594
Equity Trust Company
/litigation/apdocuments/ap-3-16594.xml
2015-06-16
33-9807
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Notice of Hearing
/litigation/admin/2015/33-9807.pdf
2015-06-17
AP-2824
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2015/ap-2824.pdf
2015-07-09
Respondents' Answer
/litigation/apdocuments/3-16594-event-7.pdf
2015-07-15
AP-2932
Postponement Order
/alj/aljorders/2015/ap-2932.pdf
2015-07-27
AP-2975
Prehearing Order
/alj/aljorders/2015/ap-2975.pdf
2015-07-24
Respondenrs Motion for Additional Disclosure and Memorandum of Supporting Points and Authorities
/litigation/apdocuments/3-16594-event-10.pdf
2015-07-27
Division's Brief in Opposition to Respondents Motion for Additional Disclosure
/litigation/apdocuments/3-16594-event-11.pdf
2015-08-03
Respondent's Reply On Its Motion for Additional Disclosure
/litigation/apdocuments/3-16594-event-14.pdf
2015-08-26
AP-3069
Scheduling Order
/alj/aljorders/2015/ap-3069.pdf
2015-08-25
Respondent's Reply On Its Motion for Additional Disclosure (Supplemental Authority)
/litigation/apdocuments/3-16594-event-18.pdf
2015-09-30
AP-3185
Order
/alj/aljorders/2015/ap-3185.pdf
2015-10-07
AP-3208
Order
/alj/aljorders/2015/ap-3208.pdf
2015-10-29
AP-3272
Scheduling Order
/alj/aljorders/2015/ap-3272.pdf
2015-11-03
AP-3292
Order
/alj/aljorders/2015/ap-3292.pdf
2015-11-24
AP-3345
Prehearing Order
/alj/aljorders/2015/ap-3345.pdf
2015-11-24
Division's Prehearing Brief
/litigation/apdocuments/3-16594-event-65.pdf
2015-11-23
Respondent's Prehearing Memorandum
/litigation/apdocuments/3-16594-event-64.pdf
2016-01-27
AP-3535
Order
/alj/aljorders/2016/ap-3535.pdf
2016-02-01
Respondent's Post-Hearing Brief
/litigation/apdocuments/3-16594-event-90.pdf
2016-02-01
Division's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-16594-event-91.pdf
2016-02-29
Respondent's Post Hearing Reply Brief
/litigation/apdocuments/3-16594-event-96.pdf
2016-03-01
Division's Reply Brief in Response to Respondent's Post-Hearing Brief
/litigation/apdocuments/3-16594-event-98.pdf
2016-03-11
AP-3700
Motion to Commission for Extension
/alj/aljorders/2016/ap-3700.pdf
2016-04-14
33-10066
Order Granting Extension
/litigation/opinions/2016/33-10066.pdf
2016-06-15
AP-3922
Order
/alj/aljorders/2016/ap-3922.pdf
2016-06-27
ID-1030
Initial Decision
/alj/aljdec/2016/id1030cff.pdf
2016-07-18
Division's Petition for Review
/litigation/apdocuments/3-16594-event-114.pdf
2016-08-16
33-10123
Order Granting Petitions for Review and Scheduling Briefs
/litigation/opinions/2016/33-10123.pdf
2016-09-16
Division's Brief in Support of its Petition for Review
/litigation/apdocuments/3-16594-event-117.pdf
2016-10-17
Respondent's Opening Brief
/litigation/apdocuments/3-16594-event-119.pdf
2016-10-31
Division's Reply In Support of its Petition for Review and Opposition to Respondent's Cross-Petition
/litigation/apdocuments/3-16594-event-120.pdf
2016-11-14
Respondent's Reply Brief
/litigation/apdocuments/3-16594-event-121.pdf
2017-09-28
33-10420
Opinion of the Commission
/litigation/opinions/2017/33-10420.pdf