Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934

2017-03-24 3-16560 Quigley, William /litigation/apdocuments/ap-3-16560.xml 2015-05-28 33-9794 34-75061 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, and Sections 15(b) and 21C of the Securities Exchange Act of 1934 /litigation/admin/2015/33-9794.pdf 2015-06-01 AP-2747 ORDER SCHEDULING HEARING AND DESIGNATING PRESIDING JUDGE /alj/aljorders/2015/ap-2747.pdf 2015-06-16 AP-2821 Order /alj/aljorders/2015/ap-2821.pdf 2015-06-24 AP-2859 Postponement Order /alj/aljorders/2015/ap-2859.pdf 2015-06-25 AP-2867 Order /alj/aljorders/2015/ap-2867.pdf 2015-06-30 AP-2880 Stay Order /alj/aljorders/2015/ap-2880.pdf 2016-03-29 AP-3745 Stay Order /alj/aljorders/2016/ap-3745.pdf 2017-03-24 33-10327 34-80307 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, as to Respondent /litigation/admin/2017/33-10327.pdf