﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2020-11-18</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-16389</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>VCAP Securities, LLC</respondent> 
		  <respondent>Graham, Brett Thomas</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-16389.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2017-01-12</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Respondent Brett Graham's Notice of Motion to Modify Order and Affidavit</title>
    <secLink>/litigation/apdocuments/3-16389-event-8.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2017-02-22</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Division's Statement in Opposition to Graham's Motion to Modify Bar Order</title>
    <secLink>/litigation/apdocuments/3-16389-event-14.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2017-03-08</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Respondent’s Reply Brief in Support of Motion to Modify Order </title>
    <secLink>/litigation/apdocuments/3-16389-event-15.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-09-12</date>
    <releaseNumber>34-84106</releaseNumber>
    <otherReleaseNumbers>
      <otherReleaseNumber>IA-5005</otherReleaseNumber>
      <otherReleaseNumber>IC-33225</otherReleaseNumber>
    </otherReleaseNumbers>
    <title>Order Denying Request to Modify Settlement Order</title>
    <secLink>/litigation/opinions/2018/34-84106.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-11-02</date>
    <releaseNumber>34-84526</releaseNumber>
    <otherReleaseNumbers>
      <otherReleaseNumber>IA-5060</otherReleaseNumber>
    </otherReleaseNumbers>
    <title>Order Denying Application for Consent to Associate</title>
    <secLink>/litigation/admin/2018/34-84526.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-11-18</date>
    <releaseNumber>34-90451</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Authorizing the Transfer to the U.S. Treasury of the Remaning Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, and Terminating the Fair Fund</title>
    <secLink>/litigation/admin/2020/34-90451.pdf</secLink>
  </releaseItem>
</apCase>