Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice

2023-03-30 3-16386 Anderson, Traci J., CPA Carnahan, Timothy W. CYIOS Corporation /litigation/apdocuments/ap-3-16386.xml 2023-03-24 /litigation/apdocuments/3-16386-docket-2023-03-24.pdf 2015-02-13 33-9725 34-74273 AAER-3638 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice /litigation/admin/2015/33-9725.pdf 2015-02-18 AP-2319 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2015/ap-2319.pdf 2015-03-06 AP-2383 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2015/ap-2383.pdf 2015-03-03 Division's Motion for Adjournment of Hearing and for Scheduling Prehearing Conference /litigation/apdocuments/3-16386-event-3.pdf 2015-03-23 AP-2455 Order Following Prehearing Conference /alj/aljorders/2015/ap-2455.pdf 2015-03-09 Respondents' Answer /litigation/apdocuments/3-16386-event-5.pdf 2015-05-15 AP-2682 Order /alj/aljorders/2015/ap-2682.pdf 2015-05-19 AP-2692 Order On Respondents' Request for Continuance /alj/aljorders/2015/ap-2692.pdf 2015-05-20 AP-2698 Order Extending Procedural Deadlines /alj/aljorders/2015/ap-2698.pdf 2015-06-09 AP-2786 Order On Motions for Summary Disposition /alj/aljorders/2015/ap-2786.pdf 2015-05-15 Division's Opposition to Respondents' Motion for Summary Disposition /litigation/apdocuments/3-16386-event-11.pdf 2015-06-03 Division's Reply to Respondents' Response to 5/1/15 Motion for Summary Disposition and Motion for Dismissal /litigation/apdocuments/3-16386-event-18.pdf 2015-06-04 Respondents Supplemental Reply to the Division's Summary Disposition Submitted 5/15/15 /litigation/apdocuments/3-16386-event-19.pdf 2015-06-04 Respondents Motion for Summary Disposition of SEC's Claim for Violations as Stated in File 3.16386 /litigation/apdocuments/3-16386-event-20.pdf 2015-06-17 AP-2826 Order Denying Certification of Ruling for Interlocutory Review /alj/aljorders/2015/ap-2826.pdf 2015-06-18 AP-2830 Order On Procedural Schedule /alj/aljorders/2015/ap-2830.pdf 2015-06-16 Notice of Motion and in the Matter of Motion of Defendant Traci Anderson, Timothy Carnahan, and Cyios for Certification of Order for Appeal Pursuant to 28 U.S.C. § 1292(b); Memorandum of Points and Authorities in Support Thereof /litigation/apdocuments/3-16386-event-22.pdf 2015-06-10 Response to May 1, 2015 Motion for Summary Disposition & Motion for Dismissal /litigation/apdocuments/3-16386-event-23.pdf 2015-07-01 AP-2884 Protective Order /alj/aljorders/2015/ap-2884.pdf 2015-08-24 AP-3063 Order Scheduling Second Prehearing Conference /alj/aljorders/2015/ap-3063.pdf 2015-08-26 AP-3070 Order Following Second Prehearing Conference /alj/aljorders/2015/ap-3070.pdf 2015-08-19 Division's Expert Report of Charles R. Lundelius, Jr., CPA/ABV./CFF /litigation/apdocuments/3-16386-event-34.pdf 2015-09-03 AP-3094 Post-Hearing Order /alj/aljorders/2015/ap-3094.pdf 2015-09-01 Division's Motion in Limine /litigation/apdocuments/3-16386-event-40.pdf 2015-09-25 Division's Post-Hearing Brief /litigation/apdocuments/3-16386-event-48_redacted.pdf 2015-09-30 Respondent Traci J. Anderson's Opening Post Hearing Brief /litigation/apdocuments/3-16386-event-52.pdf 2015-10-15 Division's Post Hearing Reply Brief /litigation/apdocuments/3-16386-event-53.pdf 2015-10-22 Respondent Traci Anderson's Post Hearing Reply /litigation/apdocuments/3-16386-event-55.pdf 2015-10-30 AP-3278 Order to Show Cause and Directing Supplemental Briefing /alj/aljorders/2015/ap-3278.pdf 2015-11-13 Division's Supplemental Briefing and Response to October 30, 2015 Show Cause Order /litigation/apdocuments/3-16386-event-58.pdf 2015-12-04 Respondent Traci Anderson's Reply to Division's Supplemental Briefing and Response to 10/30/15 Otsc /litigation/apdocuments/3-16386-event-59.pdf 2015-12-04 Respondent Timothy Carnahan's Reply Brief /litigation/apdocuments/3-16386-event-60.pdf 2015-12-21 ID-930 Initial Decision /alj/aljdec/2015/id930ce.pdf 2016-01-06 AP-3472 Order Denying Post-Hearing Motions /alj/aljorders/2016/ap-3472.pdf 2016-01-12 AP-3499 Notice /alj/aljorders/2016/ap-3499.pdf 2016-02-02 33-10031 34-77038 Order Granting Petition for Review and Scheduling Briefs /litigation/opinions/2016/33-10031.pdf 2016-02-02 33-10032 34-77039 AAER-3737 Notice That Initial Decision Has Become Final /litigation/opinions/2016/33-10032.pdf 2016-01-04 Division's Response to Respondents Carnahan and Cyios Corporation's Motion to Correct Manifest Errors of Fact /litigation/apdocuments/3-16386-event-62.pdf 2016-01-04 Respondents Timothy W. Carnahan and CYIOS Corp.'s Motion Under Rule 111 to Correct Manifest Errors of Fact /litigation/apdocuments/3-16386-event-63.pdf 2016-01-05 Respondents Timothy W. Carnahan and CYIOS Corp.'s Notice of Motion for Certification of Order for Appeal Purs. to 28 USC Sec. 1292(b ), Memorandum of Points & Authorities in Support Thereof /litigation/apdocuments/3-16386-event-64.pdf 2016-01-05 Respondents Carnahan and CYIOS Corporation's Motion Under Rule 410(a) & (e) Appeal of Initial Decisions by Hearing Officers & Prerequisite to Judicial Review /litigation/apdocuments/3-16386-event-66.pdf 2016-03-02 Respondents Carnahan and CYIOS Corporation's Brief in Support of the Petition for Review /litigation/apdocuments/3-16386-event-70.pdf 2016-03-31 Division's Brief in Opposition to Petition for Review /litigation/apdocuments/3-16386-event-72.pdf 2016-04-05 Respondents Timothy Carnahan and CYIOS Corporation's Reply Brief to Division's Opposition Brief /litigation/apdocuments/3-16386-event-73.pdf 2016-07-11 Respondents Timothy Carnahan and CYIOS Corporation's Post Hearing Brief /litigation/apdocuments/3-16386-event-74.pdf 2017-12-07 AP-5308 Order Following Remand and Scheduling Conference /alj/aljorders/2017/ap-5308.pdf 2017-12-14 AP-5384 Order Following Telephonic Conference /alj/aljorders/2017/ap-5384.pdf 2018-01-12 AP-5461 Order Ratifying Actions /alj/aljorders/2018/ap-5461.pdf 2018-01-10 Division's Brief in Response to Respondents' Reply Brief and in Support of Ratification of All Prior Actions, with Proposed Order /litigation/apdocuments/3-16386-event-80.pdf 2018-01-11 Respondents Timothy W. Carnahan and Cyios Corporation's Reply Brief regarding AP-5384 /litigation/apdocuments/3-16386-event-81.pdf 2018-02-08 33-10457 34-82667 Supplemental Briefing Order /litigation/opinions/2018/33-10457.pdf 2018-03-12 Division's Brief in Opposition to Petition for Review /litigation/apdocuments/3-16386-event-84.pdf 2018-03-12 Respondents Timothy Carnahan and CYIOS Corp.s' Opening Brief /litigation/apdocuments/3-16386-event-85.pdf 2018-03-26 Division's Reply to Respondents' Opening Brief in Support of Petition for Review /litigation/apdocuments/3-16386-event-86.pdf 2018-03-27 Respondents Timothy Carnahan and CYIOS Corp.s' Supplemental Briefing /litigation/apdocuments/3-16386-event-87.pdf 2018-08-23 AP-5954 Notice from the Chief Administrative Law Judge /alj/aljorders/2018/ap-5954.pdf 2018-09-12 AP-5955 Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC /alj/aljorders/2018/ap-5955.pdf 2018-10-01 AP-6126 Order /alj/aljorders/2018/ap-6126.pdf 2018-10-12 Division's Brief in Opposition to Respondents' Motion for Certification of Order for Appeal /litigation/apdocuments/3-16386-event-95.pdf 2018-10-18 AP-6223 Order /alj/aljorders/2018/ap-6223.pdf 2018-10-09 Respondents Timothy Carnahan and Cyios Corporation's Notice of Motion for Certification of Order for Appeal /litigation/apdocuments/3-16386-event-94.pdf 2018-10-15 Carnanhan's Reply Memorandum of Law in Further Support of His Notice of Motion for Certification of Order of Appeal /litigation/apdocuments/3-16386-event-96.pdf 2018-11-05 AP-6293 Order /alj/aljorders/2018/ap-6293.pdf 2018-10-29 Division's Opposition to Respondents' Motion for Reconsideration for Recertification of Interlocutory Review, in Alternative, Dismiss this Case /litigation/apdocuments/3-16386-event-99.pdf 2018-10-31 Notice of Withdrawal of Timothy S. McCole as counsel for the Division Respondent's Motion for Reconsideration for Certification for Interlocutory Review, in Alternative, Dismiss this Case /litigation/apdocuments/3-16386-event-101.pdf 2018-11-19 Division's Proposal for the Conduct of Further Proceedings /litigation/apdocuments/3-16386-event-105.pdf 2018-11-16 Respondents' Response to Order for Proposal, in Alternative, Motion to Dismiss this Case, in Alternative, Motion to Show Cause /litigation/apdocuments/3-16386-event-103.pdf 2019-03-04 AP-6474 Order Redesignating Presiding Judge /alj/aljorders/2019/ap-6474.pdf 2019-03-11 AP-6492 Order Scheduling Prehearing Conference /alj/aljorders/2019/ap-6492.pdf 2019-03-18 AP-6510 Order Following Prehearing Conference /alj/aljorders/2019/ap-6510.pdf 2019-03-26 AP-6519 Scheduling Order /alj/aljorders/2019/ap-6519.pdf 2019-04-02 Division's Opposition to Respondents' Motion to Dismiss /litigation/apdocuments/3-16386-event-114.pdf 2019-03-28 Respondents Timothy Carnahan and Cyios Corporation's Response to Order for Revised Answer, or in the Alternative, Motion to Dismiss this Case /litigation/apdocuments/3-16386-event-113.pdf 2019-04-24 AP-6549 Order Deferring Ruling On, in Part, and Denying, in Part, Respondents' Motion for Ruling On the Pleadings /alj/aljorders/2019/ap-6549.pdf 2019-05-01 Division's Supplemental Brief Pursuant to the Court's April 24, 2019 Order /litigation/apdocuments/3-16386-event-118.pdf 2019-05-22 Respondent's Response to the Court's Order of April 24, 2019 /litigation/apdocuments/3-16386-event-119.pdf 2019-06-24 AP-6613 Order Denying Division's Motion to Admit Prior Testimony and Respondents' Renewed Motion for Ruling On the Pleadings /alj/aljorders/2019/ap-6613.pdf 2019-07-02 AP-6620 Order Denying Respondents' Motion to Vacate Prior Order, Revoke Subpoena, and Dismiss Proceeding /alj/aljorders/2019/ap-6620.pdf 2019-07-10 AP-6622 Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323 /alj/aljorders/2019/ap-6622.pdf 2019-07-11 AP-6626 Order Denying Respondents' Motion for Certification of Previous Orders for Interlocutory Review and Notice Following Final Prehearing Conference /alj/aljorders/2019/ap-6626.pdf 2019-07-18 AP-6632 Post-Hearing Order /alj/aljorders/2019/ap-6632.pdf 2019-07-25 AP-6643 Order On Transcript Corrections /alj/aljorders/2019/ap-6643.pdf 2019-08-06 AP-6650 Order Drawing Adverse Inferences and Admitting Exhibits /alj/aljorders/2019/ap-6650.pdf 2020-01-10 ID-1394 Initial Decision /alj/aljdec/2020/id1394jeg.pdf 2020-01-13 Respondents Timothy Carnahan and Cyios Corp.'s Motion to Strike/Dismiss Order (Initial Decision) and Dismiss Case /litigation/apdocuments/3-16386-event-146.pdf 2020-01-13 Respondents Timothy Carnahan and Cyios Corp.'s Motion for Recusal of ALJ Grimes /litigation/apdocuments/3-16386-event-147.pdf 2020-01-21 Respondents Timothy Carnahan and CYIOS Corp.'s Motion to Correct Manifest Errors of Fact /litigation/apdocuments/3-16386-event-148.pdf 2020-01-21 Division's Opposition to Respondents' Motions for Recusal and to Strike/Dismiss Initial Decision and Dismiss Case /litigation/apdocuments/3-16386-event-149.pdf 2020-01-30 AP-6728 Order Denying Respondents' Motion for Recusal and Notice Regarding Respondents' Motion to Strike/Dismiss /alj/aljorders/2020/ap-6728.pdf 2020-01-31 AP-6729 Order Denying Respondents' Motion to Correct /alj/aljorders/2020/ap-6729.pdf 2020-02-03 CYIOS Corporation's Petition for Review of Initial Decision /litigation/apdocuments/3-16386-event-153.pdf 2020-02-14 Division of Enforcement's Brief in Opposition to CYIOS Corporation Petition for Review /litigation/apdocuments/3-16386-event-155.pdf 2020-02-14 Motion to Strike/Remove from Record CYIOS Corporation's Petition for Review of Initial Decision /litigation/apdocuments/3-16386-event-156.pdf 2020-02-20 Motion to Strike/Remove from Record CYIOS Corporation's Petition for Review of Initial Decision: two (2) filings /litigation/apdocuments/3-16386-event-157.pdf 2020-02-26 Appeal of Initial Decisions by Hearing Officers and Prerequisite to Judicial Review /litigation/apdocuments/3-16386-event-158.pdf 2020-03-03 Division of Enforcement's Opposition to Respondent's Rule 410(a) and (e) Appeal of Initial Decisions by Hearing Officers and Prerequisite to Judicial Review /litigation/apdocuments/3-16386-event-159.pdf 2021-01-25 33-10922 34-90977 Order Denying Division's Motion for Summary Affirmance, Granting Respondents' Petition for Review, and Scheduling Briefs /litigation/opinions/2021/33-10922.pdf 2021-02-26 33-10931 34-91224 Order Denying Motion for Extension of Time to File Briefs /litigation/opinions/2021/33-10931.pdf 2021-02-24 CYIOS Corporation's Appeal Brief Pursuant to Rules of Practice 450a Per Order Dated January 25, 2021 /litigation/apdocuments/3-16386-2021-02-24-appeal-brief-pursuant-to-rule-of-practice.pdf 2021-03-15 33-10933 34-91330 Order Granting Renewed Motion for Extension of Time to File Briefs and to Adduce Additional Evidence /litigation/opinions/2021/33-10933.pdf 2021-03-26 Division's Brief in Response to Respondent Timothy Carnahan's Appeal of the Administrative Law Judge's Initial Decision /litigation/apdocuments/3-16386-2021-03-26-divisions-brief-in-response.pdf 2021-03-29 Response to Division's Response Pursuant to Rule of Practice 450(A) Per Order /litigation/apdocuments/3-16386-2021-03-29-response-to-divisions-response.pdf 2021-04-26 Division's Brief in Response to Respondent Cyios's Petition for Review of the Administrative Law Judge's Initial Decision /litigation/apdocuments/3-16386-2021-04-26-divisions-brief-in-response-to-respondent-cyios-petition.pdf 2021-05-10 Respondent, Timothy W. Carnahan Response Brief to Division’s Response to CYIOS Brief /litigation/apdocuments/3-16386-2021-05-10-respondent-timothy-carnahan-response.pdf 2021-05-10 Reply Brief in Support of Application of Cyios Corporation for Modification or Reversal of Initial Decision of Administrative Law Judge /litigation/apdocuments/3-16386-2021-05-10-reply-brief-in-support.pdf 2022-01-10 33-11022 34-93941 Order Extending Time to Issue Decision /litigation/opinions/2022/33-11022.pdf 2022-04-11 33-11051 34-94672 Order Extending Time to Issue Decision /litigation/opinions/2022/33-11051.pdf 2022-07-11 33-11081 34-95254 Order Extending Time to Issue Decision /litigation/opinions/2022/33-11081.pdf 2022-10-11 33-11119 34-96016 Order Extending Time to Issue Decision /litigation/opinions/2022/33-11119.pdf 2023-01-09 33-11145 34-96617 Order Extending Time to Issue Decision /litigation/opinions/2023/33-11145.pdf 2023-04-10 33-11177 34-97273 Order Extending Time to Issue Decision /litigation/opinions/2023/33-11177.pdf 2023-06-02 33-11198 34-97640 IA-6323 IC-34933 AAER-4413 Order Dismissing Proceedings /litigation/opinions/2023/33-11198.pdf