Division's Brief in Opposition to Respondent's Request to Vacate Certain Remedial Sanctions

2017-05-24 3-16359 Galemmo, Glen Allan /litigation/apdocuments/ap-3-16359.xml 2017-02-24 Division's Brief in Opposition to Respondent's Request to Vacate Certain Remedial Sanctions /litigation/apdocuments/3-16359-event-5.pdf 2017-02-01 34-79922 IA-4632 Order Requesting Additional Briefing /litigation/opinions/2017/34-79922.pdf 2017-01-23 34-74124 IA-4006 Order Instituting Administrative Proceedings Pursuant to Section 15(B) of the Securities Exchange Act of 1934 and Section 203(F) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions /litigation/admin/2015/34-74124.pdf 2017-04-04 Galemmo's Traverse Response in Opposition to Division's Brief in Opposition to Respondent's Request to Vacate Certain Remedial Sanctions /litigation/apdocuments/3-16359-event-7.pdf