Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing

2015-03-13 3-16226 Quan, Marlon Stewardship Investment Advisors, LLC /litigation/apdocuments/ap-3-16226.xml 2014-10-30 IA-3962 Order Instituting Administrative Proceedings Pursuant to Sections 203(e) and 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing /litigation/admin/2014/ia-3962.pdf 2014-10-31 AP-1969 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2014/ap-1969.pdf 2014-11-20 AP-2036 Order Postponing Hearing and Scheduling Prehearing Conference /alj/aljorders/2014/ap-2036.pdf 2014-12-03 AP-2083 Order Following Prehearing Conference /alj/aljorders/2014/ap-2083.pdf 2015-01-30 ID-741 Initial Decision of Default /alj/aljdec/2015/id741jeg.pdf 2015-03-13 IA-4048 Notice that Initial Decision Has Become Final /alj/aljdec/2015/ia-4048.pdf