2018-09-17
3-16187
Mannion, Paul T., Jr. and
Reckles, Andrew S.
/litigation/apdocuments/ap-3-16187.xml
2017-04-18
Respondent Paul T. Mannion, Jr.'s Request to Vacate Bar from Association with
Nationally Recognized Statistical Rating Organizations and/or Municipal Advisors in
Light of Bartko v. SEC
/litigation/apdocuments/3-16187-event-2.pdf
2017-04-18
Respondent Andrew S. Reckles' Request to Vacate Bar from Association with
Nationally Recognized Statistical Rating Organizations and/or Municipal Advisors in
Light of Bartko v. SEC
/litigation/apdocuments/3-16187-event-3.pdf
2018-09-17
34-84146
IA-5023
IC-33232
Order Vacating Municipal Securities Dealer and Transfer Agent Bars
/litigation/opinions/2018/34-84146.pdf