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<apCase>
  <creationDate>2014-12-04</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-16131</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Lodovico, Gerald J.</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-16131.xml</caseLink>
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  <releaseItem>
    <date>2014-09-17</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Application for Review</title>
    <secLink>/litigation/apdocuments/3-16131-event-1.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-10-01</date>
    <releaseNumber></releaseNumber>
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    <title>FINRA's Motion to Dismiss Lodovico's Application for Review and to Stay Briefing
Schedule</title>
    <secLink>/litigation/apdocuments/3-16131-event-3.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-12-04</date>
    <releaseNumber>34-73748</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting  Motion to Dismiss  Application for Review</title>
    <secLink>/litigation/opinions/2014/34-73748.pdf</secLink>
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