﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2015-09-24</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-16022</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Meilke, Blair C.</respondent>
      <respondent>Shultz, Frederick W.</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-16022.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2014-08-19</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Application for Review</title>
    <secLink>/litigation/apdocuments/3-16022-event-1.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-09-23</date>
    <releaseNumber>34-73198</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Scheduling Briefs</title>
    <secLink>/litigation/opinions/2014/34-73198.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-10-23</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Applicants' Brief in Support of Application for Review</title>
    <secLink>/litigation/apdocuments/3-16022-event-6.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-11-24</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>FINRA's Brief in Opposition to the Application for Review</title>
    <secLink>/litigation/apdocuments/3-16022-event-7.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-12-08</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Applicant Mielke's Reply Brief in Support of Application for Review</title>
    <secLink>/litigation/apdocuments/3-16022-event-8.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2015-09-24</date>
    <releaseNumber>34-75981</releaseNumber>
    <otherReleaseNumbers />
    <title>Opinion of the Commission</title>
    <secLink>/litigation/opinions/2015/34-75981.pdf</secLink>
  </releaseItem>
</apCase>