Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934

2022-08-05 3-16000 Houston American Energy Corp. Terwilliger, John F., Jr. Undiscovered Equities Inc. McKnight, Kevin T. /litigation/apdocuments/ap-3-16000.xml 2014-08-04 33-9621 34-72749 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934 /litigation/admin/2014/33-9621.pdf 2014-08-06 AP-1673 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2014/ap-1673.pdf 2014-08-22 AP-1721 Postponement Order /alj/aljorders/2014/ap-1721.pdf 2014-08-22 AP-1722 Protective Order /alj/aljorders/2014/ap-1722.pdf 2014-08-28 Respondents Houston American Energy Corp. and John F. Terwilliger's Answer /litigation/apdocuments/3-16000-event-10.pdf 2014-09-04 AP-1756 Prehearing Order /alj/aljorders/2014/ap-1756.pdf 2014-09-23 Answer of Respondents Undiscovered Equities and Kevin T. McKnight /litigation/apdocuments/3-16000-event-24.pdf 2014-09-26 AP-1849 Order Redesignating Presiding Judge /alj/aljorders/2014/ap-1849.pdf 2014-09-30 AP-1867 Order Denying Motion for More Definite Statement /alj/aljorders/2014/ap-1867.pdf 2014-10-06 AP-1888 Prehearing Orders /alj/aljorders/2014/ap-1888.pdf 2014-10-07 AP-1891 Order On Subpoena Requests /alj/aljorders/2014/ap-1891.pdf 2014-10-24 AP-1943 Protective Order /alj/aljorders/2014/ap-1943.pdf 2014-11-07 AP-1990 Order On Netherland, Sewell Subpoena /alj/aljorders/2014/ap-1990.pdf 2014-11-14 AP-2021 Protective Order /alj/aljorders/2014/ap-2021.pdf 2014-12-03 AP-2084 Order Scheduling Prehearing Conference /alj/aljorders/2014/ap-2084.pdf 2014-12-12 AP-2125 Order Granting Motion for Leave to File Motion for Summary Disposition /alj/aljorders/2014/ap-2125.pdf 2014-11-21 Division's Expert Report of Branko Jovanovic, Ph.D. /litigation/apdocuments/3-16000-event-45.pdf 2014-12-05 Division's Witness List and Exhibit List /litigation/apdocuments/3-16000-event-53.pdf 2014-12-05 Division's Motion and Memorandum in Support for Issuance of Hearing Subpoenas /litigation/apdocuments/3-16000-event-54.pdf 2014-12-23 AP-2163 Order On Witness List of Respondents Houston American Energy Corp. and John F. Terwilliger, Jr. /alj/aljorders/2014/ap-2163.pdf 2014-12-23 AP-2164 Order On Request for the Issuance of Subpoena to Columbia Wanger Asset Management, LLC /alj/aljorders/2014/ap-2164.pdf 2015-01-02 AP-2175 Protective Order /alj/aljorders/2015/ap-2175.pdf 2015-01-05 AP-2179 Order Staying Proceeding as to Houston American Energy Corp. and John F. Terwilliger, Jr. /alj/aljorders/2015/ap-2179.pdf 2015-01-06 AP-2184 Order Following Prehearing Conference /alj/aljorders/2015/ap-2184.pdf 2014-12-11 Division's Application for the Confidential Treatment of Expert Report of Ruurdjan De Zoeten /litigation/apdocuments/3-16000-event-55.pdf 2014-12-12 Respondent's Houston American Energy Corp. and Terwilliger's, Motion for Leave and Motion for Summary Disposition /litigation/apdocuments/3-16000-event-58.pdf 2014-12-19 Division's Expert Report of Branko Jovanovic, Ph.D. /litigation/apdocuments/3-16000-event-61.pdf 2014-12-22 Respondents Houston American Energy Corp. and John F. Terwilliger's Witness and Exhibit List /litigation/apdocuments/3-16000-event-63.pdf 2014-12-22 Respondents Houston American Energy Corp. and John F. Terwilliger's Request for Issuance of Subpoenas (to James Fluker; Michael Sanders; Kenneth Jeffers; Philip McPherson; James Jacobs) /litigation/apdocuments/3-16000-event-64.pdf 2014-12-22 Respondents Houston American Energy Corp. and John F. Terwilliger's Request for the Issuance of Subpoena (to Columbia Wagner Asset Management) /litigation/apdocuments/3-16000-event-65.pdf 2014-12-22 Respondents Houston American Energy Corp. and John F. Terwilliger's Motion in Limine to Exclude Allegations Inconsistent with the OIP and to Exclude Expert Reports and Testimony /litigation/apdocuments/3-16000-event-66.pdf 2014-12-30 Division's Opposition to Respondents Houston American Energy Corp. & John F. Terwilliger's Motion in Limine /litigation/apdocuments/3-16000-event-72.pdf 2015-01-02 Respondents Houston American Energy Corp. & John F. Terwilliger's Application for Confidential Treatment of Documents Filed /litigation/apdocuments/3-16000-event-75.pdf 2015-01-02 Joint Motion of Division and Respondents Houston American Energy Corp. & John F. Terwilliger's for Entry of Agreed Protective /litigation/apdocuments/3-16000-event-77.pdf 2015-01-05 Joint Motion to Stay Hearing. (as to Houston American Energy Corp. and John F. Terwilliger,. Jr. and Not as to Undiscovered Equities and Mcknight.) /litigation/apdocuments/3-16000-event-79.pdf 2015-01-05 Division's Motion for Order to Show Cause Or, in the Alternative, Motion for Leave to Move for Summary Disposition /litigation/apdocuments/3-16000-event-81.pdf 2014-12-23 Division's Opposition to Respondents Houston American Energy Corp. and John F. Terwilliger's Motion for Leave and Motion for Summary Disposition, with Plaintiff's Exhibits ("Px:) 002; 006; 011; 013; 018; 019; 021; 024; 025; 028; 032; 034; 037; 042; 043 /litigation/apdocuments/3-16000-event-68.pdf 2014-12-23 Division's Opposition to Respondents Houston American Energy Corp. and John F. Terwilliger's Motion for Leave and Motion for Summary Disposition (Contd), with Plaintiff's Exhibits ("Px:) 055; 081; 086; 091; 094; 119; 120; 125; 134; 136; 147; 149; 157-159 /litigation/apdocuments/3-16000-event-69.pdf 2014-12-23 Division's Opposition to Respondents Houston American Energy Corp. & John F. Terwilliger's Motion for Leave & Motion for Summary Disposition (Contd), with Plaintiff's Exhibits 181; 183-186; 189; 190; 192; 202); Portions of Transcr, Expert Rpts & Hrx-945 /litigation/apdocuments/3-16000-event-70.pdf 2015-01-23 AP-2250 Order Staying Proceeding as to Undiscovered Equities Inc. and Kevin T. Mcknight /alj/aljorders/2015/ap-2250.pdf 2015-01-23 Joint Motion to Stay /litigation/apdocuments/3-16000-event-84.pdf 2015-02-26 AP-2361 Order Extending Stay as to Houston American Energy Corp. and John F. Terwilliger, Jr. /alj/aljorders/2015/ap-2361.pdf 2015-02-26 Division's Notice of Submission and Recommendation. /litigation/apdocuments/3-16000-event-86.pdf 2015-04-23 33-9756 34-74800 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 as to Houston American Energy Corp. and John F. Terwilliger /litigation/admin/2015/33-9756.pdf 2015-04-23 33-9757 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 as to Undiscovered Equities, Inc. and Kevin T. Mcknight /litigation/admin/2015/33-9757.pdf 2018-07-16 34-83636 Order Establishing a Fair Fund, Appointing a Fund Administrator, and Setting Administrator's Bond Amount /litigation/admin/2018/34-83636.pdf 2019-02-25 34-85185 Order Appointing Tax Administrator /litigation/admin/2019/34-85185.pdf 2022-06-06 34-95044 Notice of Proposed Plan of Distribution and Opportunity for Comment /litigation/admin/2022/34-95044.pdf 2022-08-05 34-95432 Order Approving Corrected Plan of Distribution /litigation/admin/2022/34-95432.pdf