2019-01-29
3-15974
Natural Blue Resources, Inc.
Cohen, James E.
Corazzi, Joseph A
/litigation/apdocuments/ap-3-15974.xml
2014-07-16
33-9614
34-72617
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
/litigation/admin/2014/33-9614.pdf
2014-07-21
AP-1632
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2014/ap-1632.pdf
2014-08-08
AP-1686
Postponement Order
/alj/aljorders/2014/ap-1686.pdf
2014-08-08
AP-1687
Protective Order
/alj/aljorders/2014/ap-1687.pdf
2014-08-19
Respondent Cohen's Answer
/litigation/apdocuments/3-15974-event-7.pdf
2014-08-19
Respondent Corrazzi's Answer
/litigation/apdocuments/3-15974-event-8.pdf
2014-09-09
AP-1783
Prehearing Order
/alj/aljorders/2014/ap-1783.pdf
2014-11-05
AP-1984
Order to Show Cause
/alj/aljorders/2014/ap-1984.pdf
2014-11-26
ID-710
Initial Decision Making Findings and Imposing Sanctions by Default as to Natural Blue Resources, Inc.
/alj/aljdec/2014/id710cff.pdf
2014-12-01
AP-2067
Order
/alj/aljorders/2014/ap-2067.pdf
2014-12-03
AP-2082
Order
/alj/aljorders/2014/ap-2082.pdf
2014-12-05
AP-2105
Order
/alj/aljorders/2014/ap-2105.pdf
2014-11-06
Respondent Corrazi's Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corrazi
/litigation/apdocuments/3-15974-event-18.pdf
2014-11-06
Respondent Corrazi's Memorandum of Points and Authorities in Support of His Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corrazi
/litigation/apdocuments/3-15974-event-19.pdf
2014-11-20
Division's Response to Respondent Corazzi's Motion for More Definite Statement and/or Motion for Summary Dismissal of Charges Against Respondent Corazzi
/litigation/apdocuments/3-15974-event-21.pdf
2014-11-26
Motion to Withdraw as Counsel
/litigation/apdocuments/3-15974-event-22.pdf
2014-11-26
Memorandum of Points and Authorities in Support of Motion to Withdraw as Counsel
/litigation/apdocuments/3-15974-event-23.pdf
2015-01-07
33-9696
34-74009
Notice That Initial Decision Has Become Final
/alj/aljdec/2015/33-9696.pdf
2015-01-13
AP-2214
Order
/alj/aljorders/2015/ap-2214.pdf
2015-01-07
Respondent Corazzi's .. Verified Motion to Continue Hearing ...
/litigation/apdocuments/3-15974-event-28.pdf
2015-01-07
Division's Proposed Exhibit List
/litigation/apdocuments/3-15974-event-30.pdf
2015-01-07
Division's Proposed Witness List
/litigation/apdocuments/3-15974-event-31.pdf
2015-01-07
Division's Designation of Robert M. Daines as Expert Witness and Rule 222(b) Statement
/litigation/apdocuments/3-15974-event-32.pdf
2015-01-16
AP-2229
Order Denying Certification for Interlocutory Review
/alj/aljorders/2015/ap-2229.pdf
2015-01-13
Division's Response to Respondent Corazzi's Motion to Continue 2/9/15 Hearing
/litigation/apdocuments/3-15974-event-33.pdf
2015-01-13
Respondent Cohen's Witness List
/litigation/apdocuments/3-15974-event-34.pdf
2015-01-15
Respondent Cohen's Request for Issuance of Subpoenas
/litigation/apdocuments/3-15974-event-37.pdf
2015-01-26
AP-2257
Order
/alj/aljorders/2015/ap-2257.pdf
2015-01-16
Verified Request for Certification for Interlocutory Review by the Commission
/litigation/apdocuments/3-15974-event-38.pdf
2015-01-26
Division's Proposed Amended Exhibit List
/litigation/apdocuments/3-15974-event-40.pdf
2015-01-26
Division's Proposed Prehearing Brief
/litigation/apdocuments/3-15974-event-41.pdf
2015-01-26
Revised Expert Report of Robert M. Daines
/litigation/apdocuments/3-15974-event-42.pdf
2015-01-30
Respondent Cohen's Supplemental Proposed Exhibit List
/litigation/apdocuments/3-15974-event-46.pdf
2015-01-29
Respondent Cohen's Proposed Exhibit List
/litigation/apdocuments/3-15974-event-44.pdf
2015-01-29
Respondent Cohen's Prehearing Brief
/litigation/apdocuments/3-15974-event-45.pdf
2015-02-04
AP-2284
Prehearing Order
/alj/aljorders/2015/ap-2284.pdf
2015-02-05
33-9722
34-74215
Order Denying Petition for Interlocutory Review
/litigation/opinions/2015/33-9722.pdf
2015-02-05
Respondent Cohen's Memorandum of Law in Support of His Motion in Limine to Exclude Certain of the Direct Testimony of Robert M. Daines
/litigation/apdocuments/3-15974-event-50.pdf
2015-02-05
Respondent Cohen's Memorandum of Law in Support of His Motion in Limine to Limit Testimony to Period Through Alleged False Filings
/litigation/apdocuments/3-15974-event-51.pdf
2015-02-19
Letter of 2/19/15 to Os from Division Sending the Division's Original Exhibits
/litigation/apdocuments/3-15974-event-55.pdf
2015-03-06
Email to Alj's Office from Division Counsel Stating the Parties Have Reached an Impasse as to Admissibility of a Limited Number of Exhibits in the Proceedings and Requesting a Telephonic Hearing to Resolve Dispute On 3/9 or 3/6 If Not Available
/litigation/apdocuments/3-15974-event-64.pdf
2015-04-09
AP-2523
Motion to the Commission for Extension
/alj/aljorders/2015/ap-2523.pdf
2015-04-15
AP-2544
Order Admitting Exhibits
/alj/aljorders/2015/ap-2544.pdf
2015-03-17
Division's Post Hearing Brief
/litigation/apdocuments/3-15974-event-65.pdf
2015-03-17
Division's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-15974-event-66.pdf
2015-03-17
Respondent Cohen's Post Hearing Brief
/litigation/apdocuments/3-15974-event-68.pdf
2015-03-27
Division's Post Hearing Reply Brief
/litigation/apdocuments/3-15974-event-73.pdf
2015-03-30
Respondent Cohen's Response to Division's Proposed Findings of Fact and Conclusions of Law
/litigation/apdocuments/3-15974-event-74.pdf
2015-03-30
Respondent Cohen's Response to Division's Post Hearing Brief
/litigation/apdocuments/3-15974-event-75.pdf
2015-05-06
33-9766
34-74891
Order Granting Extension
/litigation/opinions/2015/33-9766.pdf
2015-08-14
AP-3037
Order
/alj/aljorders/2015/ap-3037.pdf
2015-08-14
AP-3042
Order
/alj/aljorders/2015/ap-3042.pdf
2015-08-18
ID-863
Initial Decision as to James E. Cohen and Joseph A. Corazzi
/alj/aljdec/2015/id863cff.pdf
2015-08-14
Respondent Cohen's Motion for Stay
/litigation/apdocuments/3-15974-event-84.pdf
2015-08-31
Respondent James Cohen's Motion to Correct Manifest Errors of Fact
/litigation/apdocuments/3-15974-event-89_redacted.pdf
2015-09-11
AP-3115
Order
/alj/aljorders/2015/ap-3115.pdf
2015-09-08
Division's Opposition to Respondent James Cohen's Motion to Correct Manifest Errors of Fact
/litigation/apdocuments/3-15974-event-90_redacted.pdf
2015-10-02
Respondent Corazzi's Joinder in Respondent Cohen's Motion for Oral Argument
/litigation/apdocuments/3-15974-event-94.pdf
2015-10-13
Division's Cross Petition for Review of the Initial Decision
/litigation/apdocuments/3-15974-event-95.pdf
2015-10-26
33-9966
34-76271
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2015/33-9966.pdf
2015-11-18
33-9978
34-76473
34-76473
Order Extending Briefing Schedule
/litigation/admin/2015/33-9978.pdf
2016-01-11
Division's Brief on Review of the Initial Decision
/litigation/apdocuments/3-15974-event-101.pdf
2016-01-26
Respondents' Reply Brief on Review of Initial Decision and Request for Oral Argument
/litigation/apdocuments/3-15974-event-102.pdf
2017-06-20
33-10372
34-80987
Stay Notice
/litigation/opinions/2017/33-10372.pdf
2017-12-18
AP-5396
Order
/alj/aljorders/2017/ap-5396.pdf
2018-01-26
AP-5534
Order
/alj/aljorders/2018/ap-5534.pdf
2018-04-10
33-10479
34-83029
Supplemental Briefing Order
/litigation/opinions/2018/33-10479.pdf
2018-06-20
33-10509
34-83481
Order Scheduling Oral Argument
/litigation/opinions/2018/33-10509.pdf
2018-06-26
33-10512
34-83523
Order Cancelling Oral Argument
/litigation/opinions/2018/33-10512.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-17
AP-5980
Order Regarding Three Proceedings Post Lucia V. Sec, 138 S. Ct. 2044 (2018)
/alj/aljorders/2018/ap-5980.pdf
2018-10-02
AP-6130
Order Assigning Administrative Law Judge
/alj/aljorders/2018/ap-6130.pdf
2018-10-12
AP-6175
Order Following Reassignment
/alj/aljorders/2018/ap-6175.pdf
2018-11-02
AP-6287
Stay Order
/alj/aljorders/2018/ap-6287.pdf
2018-11-20
AP-6351
Order Setting Deadline to Submit Proposals
/alj/aljorders/2018/ap-6351.pdf
2018-12-21
33-10598
34-84916
Corrected Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2018/33-10598.pdf