<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2017-02-01</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-15874</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>Johnson, Michael H.</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-15874.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2015-05-04</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Letter of 4/3/15 to SEC from counsel for Respondent's asking that the Commission reevaluate the sanctions included in the settled order against him</title>
    <secLink>/litigation/apdocuments/3-15874-event-2.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2015-06-15</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Division's Response to Michael H. Johnson's Motion to Modify the Bar Order</title>
    <secLink>/litigation/apdocuments/3-15874-event-4.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-05-19</date>
    <releaseNumber>34-72186</releaseNumber>
    <otherReleaseNumbers>
      <otherReleaseNumber>IC-31049</otherReleaseNumber>
    </otherReleaseNumbers>
    <title>Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to
Sections 15(b) and 21C of the Securities and Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and lmposng Remedial Sanctions and a Cease-and-Desist Order</title>
    <secLink>/litigation/admin/2014/34-72186.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2015-05-29</date>
    <releaseNumber>33-9797</releaseNumber>
    <otherReleaseNumbers>
      <otherReleaseNumber>34-75074</otherReleaseNumber>
      <otherReleaseNumber>IC-31656</otherReleaseNumber>
    </otherReleaseNumbers>
    <title>Order Directing the Filing of Opposition and Reply Briefs</title>
    <secLink>/litigation/opinions/2015/33-9797.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2015-09-10</date>
    <releaseNumber>34-75894</releaseNumber>
    <otherReleaseNumbers>
      <otherReleaseNumber>IC-31818</otherReleaseNumber>
    </otherReleaseNumbers>
    <title>Order Denying Motion to Modify Settled Bar Order</title>
    <secLink>/litigation/opinions/2015/34-75894.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2017-02-01</date>
    <releaseNumber>34-79923</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Requesting Additional Briefing</title>
    <secLink>/litigation/opinions/2017/34-79923.pdf</secLink>
  </releaseItem>
</apCase>