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  <creationDate>2014-10-31</creationDate>
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      <fileNumber>3-15830</fileNumber>
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    <respondents>
      <respondent>Fouke, Herbert Steven</respondent>
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    <date>2014-04-09</date>
    <releaseNumber>AP-1367</releaseNumber>
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    <title>Order Scheduling Hearing and Designating Presiding Judge</title>
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  <releaseItem>
    <date>2014-04-08</date>
    <releaseNumber>34-71908</releaseNumber>
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      <otherReleaseNumber>IA-3814</otherReleaseNumber>
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    <title>Order Instituting Administrative Proceedings and Notice of Hearing</title>
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  <releaseItem>
    <date>2014-04-21</date>
    <releaseNumber>AP-1393</releaseNumber>
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    <title>Order Postponing Hearing and Scheduling Prehearing Conference</title>
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  <releaseItem>
    <date>2014-05-08</date>
    <releaseNumber>AP-1425</releaseNumber>
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    <title>Order Following Prehearing Conference, Finding Respondent in Default, and Directing a Motion for Sanctions</title>
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  <releaseItem>
    <date>2014-05-23</date>
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    <title>Division's Motion for Sanctions Against Respondent Herbert Steven Fouke</title>
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    <date>2014-05-23</date>
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    <title>Division's Amended Motion for Sanctions Against Respondent Herbert Steven Fouke</title>
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  <releaseItem>
    <date>2014-08-08</date>
    <releaseNumber>AP-1683</releaseNumber>
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    <title>Order Taking Official Notice of Material Facts Pursuant to 17 C.F.R. § 201.323</title>
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  <releaseItem>
    <date>2014-08-29</date>
    <releaseNumber>ID-660</releaseNumber>
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    <title>Initial Decision of Default</title>
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    <date>2014-10-31</date>
    <releaseNumber>34-73492</releaseNumber>
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      <otherReleaseNumber>IA-3963</otherReleaseNumber>
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    <title>Notice That Initial Decision Has Become Final</title>
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