2015-02-23
3-15824
Tomlinson, Steven Robert
/litigation/apdocuments/ap-3-15824.xml
2014-04-04
Application for Review
/litigation/apdocuments/3-15824-event-1.pdf
2014-05-02
34-72090
Order Scheduling Briefs
/litigation/opinions/2014/34-72090.pdf
2014-06-02
Applicant's Brief in Support of Application for Review
/litigation/apdocuments/3-15824-event-7.pdf
2014-07-02
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-15824-event-8.pdf
2014-07-18
Resp's Reply to FINRA's Brief in Opposition to Application for Review Dtd 7/7/14
/litigation/apdocuments/3-15824-event-9.pdf
2014-12-11
34-73825
Opinion of the Commission
/litigation/opinions/2014/34-73825.pdf
2015-01-09
Letter of 1/8/15 (Without Names) from Applicant Writing a Response to the Opinion and Order Dated 12/11/14 and Questioning His Appeal Rights, Stating This Should Be Handled as a Notice of Appeal Pending Receipt of Proper Procedures from OS
/litigation/apdocuments/3-15824-event-13.pdf
2015-02-23
34-74354
IC-31468
IC-31467
Order Denying Request for Reconsideration
/litigation/opinions/2015/34-74354.pdf