﻿<?xml version="1.0" encoding="utf-8" standalone="yes"?>
<?xml-stylesheet type="text/xsl" href="/css/apdocuments/ap-case.xsl"?>
<apCase>
  <creationDate>2020-09-09</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-15773</fileNumber>
    </fileNumbers>
    <respondents>
      <respondent>The Application of Securities Industry and Financial Markets Association</respondent>
    </respondents>
    <caseLink>/litigation/apdocuments/ap-3-15773.xml</caseLink>
  </apCaseHeader>
  <releaseItem>
    <date>2014-03-05</date>
    <releaseNumber />
    <otherReleaseNumbers />
    <title>Application for an Order Setting Aside Rule Change of NYSE Arca, Inc. Limiting Access to Its Services</title>
    <secLink>/litigation/apdocuments/3-15773-event-1.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-11-05</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Reply Brief in Support of Motion by Securities Industry and Financial Markets Association to Consolidate Related Challenges Into Proceeding Before Chief Administrative Law Judge</title>
    <secLink>/litigation/apdocuments/3-15773-event-7.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-12-23</date>
    <releaseNumber>34-73922</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Denying Consolidation Motions</title>
    <secLink>/litigation/opinions/2014/34-73922.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2014-12-11</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Notice of Withdrawal and Substitution of Counsel. (Milbank, Tweed, Hadley &amp; Mccloy LLP and Baker Botts L.L.P. Is Substituted as Counsel for New York Stock Exchange LLC, Nyse Area, Inc., and Nyse Mkt LLC.)</title>
    <secLink>/litigation/apdocuments/3-15773-event-9.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-10-29</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Motion for Expedited Reconsideration by new York Stock Exchange LLC, NYSE
ARCA, Inc., NYSE American LLC, and NYSE National, Inc. and Brief in Support</title>
    <secLink>/litigation/apdocuments/3-15773-event-13.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-11-21</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>NYSE Exchanges' Motion for Stay, Brief in Support, and Declaration of Clare
Saperstain in Support</title>
    <secLink>/litigation/apdocuments/3-15350-event-191.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2018-12-14</date>
    <releaseNumber>34-84827</releaseNumber>
    <otherReleaseNumbers />
    <title>Order</title>
    <secLink>/litigation/opinions/2018/34-84827.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-08-07</date>
    <releaseNumber>34-89504</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Vacating Prior Order and Requesting Additional Briefs</title>
    <secLink>/litigation/opinions/2020/34-89504.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-08-31</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Notice of Voluntary Dismissal of Applications</title>
    <secLink>/litigation/apdocuments/3-15351-voluntary.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-09-03</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>Notice of Voluntary Dismissal of Applications</title>
    <secLink>/litigation/apdocuments/3-18145-3-18315-2020-09-03-notice-of-voluntary-dismissal.pdf</secLink>
  </releaseItem>
  <releaseItem>
    <date>2020-09-09</date>
    <releaseNumber></releaseNumber>
    <otherReleaseNumbers />
    <title>National Securities Exchanges' and National Market System Plans' Response to the Commission's August 7, 2020 Order</title>
    <secLink>/litigation/apdocuments/3-15351-2020-09-09-national-securities-exchanges-and-national-market-system-plans-response.pdf</secLink>
  </releaseItem>
<releaseItem>
    <date>2020-10-05</date>
    <releaseNumber>34-90087</releaseNumber>
    <otherReleaseNumbers />
    <title>Order Granting Requests to Withdraw Applications for Review and Dismissing Review Proceedings</title>
    <secLink>/litigation/opinions/2020/34-90087.pdf</secLink>
  </releaseItem>	
</apCase>