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  <creationDate>2014-04-10</creationDate>
  <apCaseHeader>
    <fileNumbers>
      <fileNumber>3-15769</fileNumber>
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    <respondents>
      <respondent>Mullins, R. Douglas (Ricky)</respondent>
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    <caseLink>/litigation/apdocuments/ap-3-15769.xml</caseLink>
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  <releaseItem>
    <date>2014-02-26</date>
    <releaseNumber />
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    <title>Application for Review</title>
    <secLink>/litigation/apdocuments/3-15769-event-1.pdf</secLink>
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  <releaseItem>
    <date>2014-03-11</date>
    <releaseNumber></releaseNumber>
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    <title>FINRA's Motion to Dismiss Mullins' Application for Review and to Stay Briefing Schedule.</title>
    <secLink>/litigation/apdocuments/3-15769-event-3.pdf</secLink>
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  <releaseItem>
    <date>2014-04-10</date>
    <releaseNumber>34-71926</releaseNumber>
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    <title>Order Granting Motion to Dismiss Application for Review</title>
    <secLink>/litigation/opinions/2014/34-71926.pdf</secLink>
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