2014-10-17
3-15766
Clean Energy Capital, LLC
Brittenham, Scott A.
/litigation/apdocuments/ap-3-15766.xml
2014-02-25
33-9551
34-71610
IA-3785
IC-30926
Order Instituting Administrative and Cease-and-Desist Proceedings and Notice of Hearing
/litigation/admin/2014/33-9551.pdf
2014-02-26
AP-1271
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2014/ap-1271.pdf
2014-03-12
AP-1296
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2014/ap-1296.pdf
2014-03-26
Respondents' Answer
/litigation/apdocuments/3-15766-event-6.pdf
2014-04-02
AP-1356
Order Following Prehearing Conference
/alj/aljorders/2014/ap-1356.pdf
2014-05-14
AP-1434
Order On Motion
/alj/aljorders/2014/ap-1434.pdf
2014-05-22
AP-1452
Order Modifying Prehearing Schedule
/alj/aljorders/2014/ap-1452.pdf
2014-05-23
AP-1458
Notice of Hearing Location
/alj/aljorders/2014/ap-1458.pdf
2014-06-30
AP-1569
Order Redesignating Presiding Judge
/alj/aljorders/2014/ap-1569.pdf
2014-07-08
Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
/litigation/apdocuments/3-15766-event-20.pdf
2014-07-15
Respondents' Opposition to the Division's Motion to Exclude Relevant Evidence of Advice of Counsel
/litigation/apdocuments/3-15766-event-21.pdf
2014-07-18
Division's Reply in Support of Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
/litigation/apdocuments/3-15766-event-24.pdf
2014-07-22
AP-1637
Order Denying Division's Motion for Exclusion, or in the Alternative, Disclosure, of Advice of Counsel
/alj/aljorders/2014/ap-1637.pdf
2014-07-22
AP-1642
General Prehearing Order
/alj/aljorders/2014/ap-1642.pdf
2014-07-25
AP-1653
Order Quashing Subpoenas Directed to Division Attorneys
/alj/aljorders/2014/ap-1653.pdf
2014-07-31
AP-1663
Stay Order
/alj/aljorders/2014/ap-1663.pdf
2014-10-17
33-9667
34-73386
IA-3955
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8a of the Securities Act of 1933, Section 15(b) of the Securities Exchange Act of 1934, and Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940
/litigation/admin/2014/33-9667.pdf