Order Instituting Administrative Proceedings and Notice of Hearing

2017-03-22 3-15764 McDuff, Gary L. /litigation/apdocuments/ap-3-15764.xml 2014-02-21 34-71594 Order Instituting Administrative Proceedings and Notice of Hearing /litigation/admin/2014/34-71594.pdf 2014-02-25 AP-1260 Order Scheduling Hearing and Designating Presiding Judge /alj/aljorders/2014/ap-1260.pdf 2014-03-12 AP-1300 Order Postponing Hearing and Scheduling Prehearing /alj/aljorders/2014/ap-1300.pdf 2014-03-27 AP-1341 Order Following Prehearing Conference /alj/aljorders/2014/ap-1341.pdf 2014-04-14 Respondent's Answer /litigation/apdocuments/3-15764-event-7.pdf 2014-04-28 AP-1400 Order Taking Official Notice Pursuant to 17 C.F.R. § 201.323 /alj/aljorders/2014/ap-1400.pdf 2014-04-25 Division's Motion for Summary Disposition /litigation/apdocuments/3-15764-event-9.pdf 2014-04-25 Respondent's Motion for Summary Disposition /litigation/apdocuments/3-15764-event-10.pdf 2014-05-16 Respondent's Opposition to Division's Motion for Summary Disposition /litigation/apdocuments/3-15764-event-12.pdf 2014-05-16 Division's Response to Respondent's Motion for Summary Disposition /litigation/apdocuments/3-15764-event-13.pdf 2014-05-23 Division's Reply to Respondent's Response to Division's Motion for Summary Disposition /litigation/apdocuments/3-15764-event-14.pdf 2014-09-05 ID-663 Initial Decision /alj/aljdec/2014/id663ce.pdf 2014-10-02 AP-1883 Order On Motion for Extension of Time /alj/aljorders/2014/ap-1883.pdf 2014-10-21 AP-1928 Order On Motion to Correct Manifest Errors of Fact /alj/aljorders/2014/ap-1928.pdf 2014-11-13 Respondent's Petition for Review of Initial Decision /litigation/apdocuments/3-15764-event-22.pdf 2014-11-18 Letter of 11/10/14 to ALJ Elliot from Respondent Stating It Is Important for Him to Know of Exculpatory Evidence That Has Been Withheld from Him and Other Issues /litigation/apdocuments/3-15764-event-23.pdf 2014-12-02 Division's Motion for Summary Affirmance of Initial Decision /litigation/apdocuments/3-15764-event-24.pdf 2014-12-21 Respondenfs Reply and Objections to Division's Request for Summary Affirmance /litigation/apdocuments/3-15764-event-25.pdf 2015-04-23 34-74803 Order Remanding for Additional Proceedings /litigation/opinions/2015/34-74803.pdf 2015-04-30 AP-2613 Order Directing Supplemental Briefing and Additional Evidence /alj/aljorders/2015/ap-2613.pdf 2015-06-08 AP-2783 Order Granting Extension /alj/aljorders/2015/ap-2783.pdf 2015-07-01 AP-2890 Order Sealing Documents /alj/aljorders/2015/ap-2890.pdf 2015-06-24 Respondent's Supplemental Briefing & Supplemental Evidence in Opposition to the Division's Motion for Summary Disposition & in Support of Respondent's Motion for Summary Disposition Dismissing this Proceeding /litigation/apdocuments/3-15764-event-31_redacted.pdf 2015-10-02 AP-3190 Order Denying the Division of Enforcement's Motion for Summary Disposition and Order to Show Cause /alj/aljorders/2015/ap-3190.pdf 2015-10-29 AP-3267 Order Granting Extension /alj/aljorders/2015/ap-3267.pdf 2015-10-28 Division's Response to Court's 10/2/15 Show Cause Order /litigation/apdocuments/3-15764-event-39.pdf 2016-01-11 AP-3482 Order Discharging Order to Show Cause and Denying McDuff's Summary Disposition Motion /alj/aljorders/2016/ap-3482.pdf 2016-02-17 AP-3618 Order Scheduling Prehearing Conference /alj/aljorders/2016/ap-3618.pdf 2016-02-22 AP-3632 Order Following Prehearing Conference /alj/aljorders/2016/ap-3632.pdf 2016-02-26 Letter to ALJ Elliot from Respondent re Request for the Courtto Clarify that If Necessary, Respondent May Seek Rule 400(a) Review- Interlocutory Review. /litigation/apdocuments/3-15764-event-50.pdf 2016-04-05 AP-3763 Order Regarding Motion for a Decision On the Scope of Hearing /alj/aljorders/2016/ap-3763.pdf 2016-04-01 Respondent's Memorandum in Support of Motion for Pre-Trial Hearing Scope Decision /litigation/apdocuments/3-15764-event-55.pdf 2016-04-01 Respondent's Declaration for Motion for Pre-Trial Hearing Scope Decision /litigation/apdocuments/3-15764-event-56.pdf 2016-04-07 AP-3771 Order Scheduling Prehearing Conference /alj/aljorders/2016/ap-3771.pdf 2016-04-12 AP-3777 Scheduling Order /alj/aljorders/2016/ap-3777.pdf 2016-04-18 AP-3787 Scheduling Order /alj/aljorders/2016/ap-3787.pdf 2016-05-09 Respondent's Reply to Rule 400 Petition for Interlocutory Review /litigation/apdocuments/3-15764-event-67.pdf 2016-05-19 AP-3855 Order On Motion to Dismiss /alj/aljorders/2016/ap-3855.pdf 2016-05-26 AP-3871 Order Scheduling Prehearing Conference /alj/aljorders/2016/ap-3871.pdf 2016-05-27 AP-3877 Order Following Prehearing Conference /alj/aljorders/2016/ap-3877.pdf 2016-05-02 Division's Response to Respondent's Rule 400 Petition for Interlocutory Review /litigation/apdocuments/3-15764-event-65.pdf 2016-06-03 AP-3893 Order /alj/aljorders/2016/ap-3893.pdf 2016-06-07 AP-3900 Order Following Prehearing Conference /alj/aljorders/2016/ap-3900.pdf 2016-06-09 AP-3909 Order /alj/aljorders/2016/ap-3909.pdf 2016-06-14 34-78066 Opinion and Order of the Commission Denying Interlocutory Review /litigation/opinions/2016/34-78066.pdf 2016-06-22 AP-3934 Post-Hearing Order and Protective Order /alj/aljorders/2016/ap-3934.pdf 2016-07-15 AP-3994 Extension Order /alj/aljorders/2016/ap-3994.pdf 2016-08-02 AP-4035 Order Regarding Hearing Exhibits /alj/aljorders/2016/ap-4035.pdf 2016-09-01 AP-4117 Order Granting Motion for Extension of Time to File Responsive Post-Hearing Briefs /alj/aljorders/2016/ap-4117.pdf 2016-09-07 AP-4132 Order Denying Motion to Compel or Alternatively, Motion to Strike /alj/aljorders/2016/ap-4132.pdf 2016-09-26 AP-4191 Order Regarding Transcript Corrections /alj/aljorders/2016/ap-4191.pdf 2016-10-12 AP-4248 Order Denying Exceptions to the Record Index /alj/aljorders/2016/ap-4248.pdf 2016-09-02 Respondent's Motion to Compel Alternatively, Motion to Strike /litigation/apdocuments/3-15764-event-116.pdf 2016-09-23 Division's Response to Respondent's Post-Hearing Brief /litigation/apdocuments/3-15764-event-119.pdf 2016-09-23 Supplemental Declaration of Janie Frank /litigation/apdocuments/3-15764-event-120.pdf 2016-11-16 AP-4362 Order Denying Motions for Leave to Supplement the Record and for Leave to File Sur-Reply /alj/aljorders/2016/ap-4362.pdf 2016-12-16 ID-1090 Initial Decision /alj/aljdec/2016/id1090ce.pdf 2017-02-24 34-80110 Notice That Initial Decision Has Become Final /alj/aljdec/2017/34-80110.pdf 2016-06-09 Letter dated 6/8/16 to Division from Tina Hauck, counsel for FCI Beaumont, responding to ALJ's 617/16 order /litigation/apdocuments/3-15764-event-80.pdf 2016-08-15 Respondent's Opening Post-Hearing Brief and Declaration of Gary Lynn McDuff /litigation/apdocuments/3-15764-event-107_redacted.pdf