2016-12-19
3-15619
Daniels, William J.
Doxey, Joseph P.
/litigation/apdocuments/ap-3-15619.xml
2013-11-22
33-9482
34-70923
Order Instituting Administrative and Cease-and-Desist Proceedings
/litigation/admin/2013/33-9482.pdf
2013-11-25
AP-1068
Order Scheduling Hearing and Designating Presiding Judge
/alj/aljorders/2013/ap-1068.pdf
2013-12-16
AP-1104
Order Postponing Hearing and Scheduling Prehearing Conference
/alj/aljorders/2013/ap-1104.pdf
2013-12-20
AP-1122
Order to Show Cause as to Respondent Doxey
/alj/aljorders/2013/ap-1122.pdf
2014-01-10
AP-1157
Order Following Prehearing Conference
/alj/aljorders/2014/ap-1157.pdf
2014-01-10
AP-1158
Order to Show Cause
/alj/aljorders/2014/ap-1158.pdf
2014-01-27
AP-1203
Order Finding Good Cause Shown and Setting Briefing Schedule
/alj/aljorders/2014/ap-1203.pdf
2014-02-18
AP-1246
Order Denying Without Prejudice Request for Extension
/alj/aljorders/2014/ap-1246.pdf
2014-02-19
AP-1251
Extension order
/alj/aljorders/2014/ap-1251.pdf
2013-12-12
Respondent's Answer to OIP
/litigation/apdocuments/3-15619-event-4.pdf
2014-01-24
Answer (Filed by Respondent Doxey)
/litigation/apdocuments/3-15619-event-15.pdf
2014-02-05
Division's Motion for Summary Disposition and Brief in Support
/litigation/apdocuments/3-15619-event-17.pdf
2014-02-27
Respondent's Reply to Division's Motion for Summary Disposition
/litigation/apdocuments/3-15619-event-24.pdf
2014-03-07
Division's Reply in Further Support of Its Motion for Summary Disposition
/litigation/apdocuments/3-15619-event-25.pdf
2014-05-15
ID-598
Initial Decision
/alj/aljdec/2014/id598ce.pdf
2014-06-12
AP-1514
Order Denying Motion to Correct
/alj/aljorders/2014/ap-1514.pdf
2014-06-18
33-9602
34-72428
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2014/33-9602.pdf
2014-06-16
Division's Opposition to Respondent Doxey's Petition for Review of Initial Decision
/litigation/apdocuments/3-15619-event-29.pdf
2014-07-14
33-9612
34-72606
Notice That Initial Decision Has Become Final
/litigation/admin/2014/33-9612.pdf
2014-07-18
Brief in Support of Petition for Review
/litigation/apdocuments/3-15619-event-32.pdf
2014-08-13
Division's Brief in Opposition to Respondent's (Doxey) Petition for Review
/litigation/apdocuments/3-15619-event-33.pdf
2016-05-05
33-10077
34-77773
Opinion
/litigation/opinions/2016/33-10077.pdf
2016-05-13
AP-3840
Order Scheduling Prehearing Conference
/alj/aljorders/2016/ap-3840.pdf
2016-05-23
AP-3863
Order Following Prehearing Conference
/alj/aljorders/2016/ap-3863.pdf
2016-06-02
AP-3891
General Prehearing Order
/alj/aljorders/2016/ap-3891.pdf
2016-06-28
AP-3953
Order Scheduling Prehearing Conference
/alj/aljorders/2016/ap-3953.pdf
2016-06-30
AP-3960
Order Following Prehearing Conference and Granting Protective Order
/alj/aljorders/2016/ap-3960.pdf
2016-10-19
AP-4277
Order Scheduling Prehearing Conference
/alj/aljorders/2016/ap-4277.pdf
2016-10-25
AP-4300
Order as to Hearing Time and Location
/alj/aljorders/2016/ap-4300.pdf
2016-10-26
AP-4303
Order Designating Settlement Alj
/alj/aljorders/2016/ap-4303.pdf
2016-11-09
AP-4337
Stay Order
/alj/aljorders/2016/ap-4337.pdf
2016-12-19
33-10274
34-79605
Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b)(6)(a) and 21C of the Securities Exchange Act of 1934
/litigation/admin/2016/33-10274.pdf