2016-08-15
3-15601
Fillet, Mitchell H.
/litigation/apdocuments/ap-3-15601.xml
2013-12-17
34-71100
Order Scheduling Briefs
/litigation/opinions/2013/34-71100.pdf
2014-01-09
34-71277
Extension Order
/litigation/opinions/2014/34-71277.pdf
2014-02-20
34-71583
Extension Order
/litigation/admin/2014/34-71583.pdf
2013-11-01
Application for Review
/litigation/apdocuments/3-15601-event-1.pdf
2014-01-29
Applicant Fillet's Brief in Support of Application for Review
/litigation/apdocuments/3-15601-event-9.pdf
2014-02-28
Brief of FINRA in Opposition to Application for Review
/litigation/apdocuments/3-15601-event-12.pdf
2014-03-12
34-71706
Extension Order
/litigation/opinions/2014/34-71706.pdf
2014-03-31
Applicant Fillet's Reply Brief
/litigation/apdocuments/3-15601-event-17.pdf
2014-12-09
Letter of 12/9/14 from Applicant Fillet to Assistant Secretary Peterson Requesting That His Petition for Review and Hearing of FINRA Panel Decision Be Addressed by Commission So That He Can Seek Appellate Court Review
/litigation/apdocuments/3-15601-event-19.pdf
2015-02-18
Letter of 2/10/15 from Applicant to Assistant Secretary Peterson Requesting That His Petition for Review and Hearing of FINRA Panel Decision Be Addressed by Commission So That He Can Seek Appellate Court Review.
/litigation/apdocuments/3-15601-event-20.pdf
2015-05-27
34-75054
Opinion of the Commission
/litigation/opinions/2015/34-75054.pdf
2016-04-14
Application for Review
/litigation/apdocuments/3-15601-event-22.pdf
2016-06-27
FINRA's Motion to Dismiss Application for Review
/litigation/apdocuments/3-15601-event-25.pdf
2016-06-28
Applicant's Brief in Support of Application for Review
/litigation/apdocuments/3-15601-event-26.pdf
2016-07-27
FINRA's Brief in Opposition to Application for Review
/litigation/apdocuments/3-15601-event-31.pdf