2019-07-02
3-15271
Scammell, Toby G.
/litigation/apdocuments/ap-3-15271.xml
2013-12-17
34-71099
Order Granting Petition for Review and Scheduling Briefs
/litigation/opinions/2013/34-71099.pdf
2013-11-07
ID-516
Initial Decision
/alj/aljdec/2013/id516cff.pdf
2013-04-10
IA-3584
Order Instituting Administrative Proceedings and Notice of Hearing
/litigation/admin/2013/ia-3584.pdf
2013-05-06
Resp's Answer to SEC's OIP
/litigation/apdocuments/3-15271-event-5.pdf
2013-05-08
Resp's Amended Answer to SEC's OIP
/litigation/apdocuments/3-15271-event-8.pdf
2013-05-08
Resp's Notice of Amended Answer to SEC's OIP
/litigation/apdocuments/3-15271-event-9.pdf
2013-07-24
Division's Motion for Summary Disposition Pursuant to Commission Rule of Practice 250(a)
/litigation/apdocuments/3-15271-event-12.pdf
2013-08-05
Resp.'s Opposition to Division's Motion for Summary Disposition w/ Toby G. Scammell's Declaration in Support, Charlene Koski Declaration in Support, and Certificate of Service
/litigation/apdocuments/3-15271-event-14.pdf
2013-08-06
Division's Memorandum of Points and Authorities in Opposition to Resp.'s Motion for Summary Disposition
/litigation/apdocuments/3-15271-event-15.pdf
2013-08-19
Supplemental Declaration of Charlene Koski in Support of Resp.'s Motion for Summary Disposition
/litigation/apdocuments/3-15271-event-17.pdf
2013-08-19
Resp.'s Reply to Division's Memorandum of Points and Authorities in Opposition to Resp.'s Motion for Summary Disposition
/litigation/apdocuments/3-15271-event-18.pdf
2013-08-21
Reply in Support of Motion by Division for Summary Disposition Pursuant to Commission Rule of Practice 250(a)
/litigation/apdocuments/3-15271-event-19.pdf
2013-11-27
Respondent Toby G. Scammell's Petition for Review
/litigation/apdocuments/3-15271-event-22.pdf
2014-01-28
34-71432
Order Granting Cross-Petition for Review and Extending Briefing Schedule
/litigation/opinions/2014/34-71432.pdf
2013-12-06
Division's Cross-Petition for Review
/litigation/apdocuments/3-15271-event-23.pdf
2014-01-16
Opening Brief in Support of Toby G. Scammell's Appeal of Initial Decision by a Hearing Officer
/litigation/apdocuments/3-15271-event-25.pdf
2014-02-25
Division's Memorandum of Points and Authorities in Opposition to Petition for Review of Respondent Toby G. Scammell
/litigation/apdocuments/3-15271-event-27.pdf
2014-03-17
Reply Brief in Support of Toby G. Scammell's Appeal of Initial Decision by a Hearing Officer
/litigation/apdocuments/3-15271-event-29.pdf
2014-10-29
IA-3961
Opinion of the Commission
/litigation/opinions/2014/ia-3961.pdf
2019-07-02
IA-5272
Order Vacating Broker, Dealer, Municipal Securities Dealer, Municipal Advisor, Transfer Agent, and Nationally Recognized Statistical Rating Organization Bars
/litigation/opinions/2019/ia-5272.pdf