2018-12-21
3-15168
Aesoph, John J., CPA
Bennett, Darren M., CPA
/litigation/apdocuments/ap-3-15168.xml
2013-08-09
AP-789
Order
/alj/aljorders/2013/ap-789.pdf
2013-08-09
AP-790
Third Protective Order
/alj/aljorders/2013/ap-790.pdf
2013-09-24
AP-898
Prehearing Order
/alj/aljorders/2013/ap-898.pdf
2013-09-27
AP-921
Prehearing Order
/alj/aljorders/2013/ap-921.pdf
2013-11-26
AP-1071
Motion Requesting Extension of Time to File Initial Decision
/alj/aljorders/2013/ap-1071.pdf
2013-12-30
34-71205
AAER-3524
Order Granting Extension
/litigation/opinions/2013/34-71205.pdf
2013-01-09
34-68605
AAER-3436
Order Instituting Public Administrative Proceedings and Notice of Hearing
/litigation/admin/2013/34-68605.pdf
2013-04-02
AP-762
Order
/alj/aljorders/2013/ap-762.pdf
2013-02-04
Respondent Bennett's Answer and Affirmative Defenses
/litigation/apdocuments/3-15168-event-11.pdf
2013-02-05
Respondent Aesoph's Answer and Affirmative Defenses
/litigation/apdocuments/3-15168-event-15.pdf
2013-08-29
Division's Prehearing Brief
/litigation/apdocuments/3-15168-event-55.pdf
2013-08-30
Respondent Aesoph's Prehearing Brief
/litigation/apdocuments/3-15168-event-57.pdf
2013-08-30
Respondent Bennett's Prehearing Brief
/litigation/apdocuments/3-15168-event-58.pdf
2014-06-27
ID-624
Initial Decision
/alj/aljdec/2014/id624cff.pdf
2014-07-21
AP-1633
Order
/alj/aljorders/2014/ap-1633.pdf
2013-12-11
Respondent Bennett's Post-Hearing Brief
/litigation/apdocuments/3-15168-event-92.pdf
2013-12-11
Respondent's Aesoph's Post-Hearing Brief
/litigation/apdocuments/3-15168-event-93.pdf
2013-12-20
Respondent Bennett's Post Hearing Reply Brief
/litigation/apdocuments/3-15168-event-108.pdf
2013-12-20
Respondent Aesoph's Post Hearing Reply Brief
/litigation/apdocuments/3-15168-event-109.pdf
2014-08-12
Respondent Aesoph's Petition for Review of Initial Decision
/litigation/apdocuments/3-15168-event-125.pdf
2014-08-12
Respondent Bennett's Petition for Review of Initial Decision
/litigation/apdocuments/3-15168-event-126.pdf
2014-08-11
Division's Petition for Review of Initial Decision
/litigation/apdocuments/3-15168-event-122.pdf
2014-09-04
34-72997
34-72997
Order Granting Petitions for Review and Scheduling Briefs
/litigation/opinions/2014/34-72997.pdf
2014-10-24
Division's Brief in Support of Petition for Review
/litigation/apdocuments/3-15168-event-128.pdf
2014-10-24
Respondent Aesoph's Brief in Support of Petition for Review of Initial Decision
/litigation/apdocuments/3-15168-event-129.pdf
2014-10-27
Respondent Bennett's Brief in Support of Petition for Review of Initial Decision
/litigation/apdocuments/3-15168-event-131.pdf
2014-12-23
Division's Brief in Opposition to Respondents' Petition for Review
/litigation/apdocuments/3-15168-event-135.pdf
2014-12-24
Respondent Aesoph's Brief in Opposition to Division's Brief in Support of Petition for Review
/litigation/apdocuments/3-15168-event-136.pdf
2014-12-24
Respondent Bennett's Brief in Opposition to Division's Brief in Support of Petition for Review.
/litigation/apdocuments/3-15168-event-137.pdf
2015-01-23
Division's Reply Brief in Support of Its Petition for Review
/litigation/apdocuments/3-15168-event-140.pdf
2015-01-26
Respondent Aesoph's Reply Brief in Support of His Petition for Review
/litigation/apdocuments/3-15168-event-141.pdf
2015-01-26
Respondent Bennett's Reply Brief in Support of His Petition for Review
/litigation/apdocuments/3-15168-event-142.pdf
2015-10-07
34-76097
Order Granting Motion to Submit Supplemental Briefing
/litigation/opinions/2015/34-76097.pdf
2015-10-06
Respondents Aesoph's and Bennett's Joint Motion for Leave to Submit Supplemental Briefing
/litigation/apdocuments/3-15168-event-145.pdf
2015-10-22
Respondents' Joint Supplemental Brief in Support of Appeal
/litigation/apdocuments/3-15168-event-149.pdf
2015-11-02
Division's Response to Respondents' Joint Supplemental Brief in Support of Appeal
/litigation/apdocuments/3-15168-event-150.pdf
2016-05-20
34-77882
AAER-3774
Order Scheduling Oral Argument
/litigation/admin/2016/34-77882.pdf
2016-08-05
34-78490
Opinion of the Commission
/litigation/opinions/2016/34-78490.pdf
2018-08-23
AP-5954
Notice from the Chief Administrative Law Judge
/alj/aljorders/2018/ap-5954.pdf
2018-09-12
AP-5955
Chief Administrative Law Judge’s Order Assigning Proceedings Post Lucia v. SEC
/alj/aljorders/2018/ap-5955.pdf
2018-09-26
AP-6086
Order Following Reassignment
/alj/aljorders/2018/ap-6086.pdf
2018-10-15
AP-6189
Stay Order
/alj/aljorders/2018/ap-6189.pdf
2018-11-01
AP-6281
Order Scheduling Prehearing Conference
/alj/aljorders/2018/ap-6281.pdf
2018-11-20
AP-6350
Order Following Prehearing Conference
/alj/aljorders/2018/ap-6350.pdf
2018-12-14
AP-6406
Order Granting Joint Motion for Continuance
/alj/aljorders/2018/ap-6406.pdf
2018-12-21
34-84911
AAER-4005
Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2018/34-84911.pdf
2018-12-21
34-84912
AAER-4006
Order Making Findings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
/litigation/admin/2018/34-84912.pdf