2020-11-20
3-14680
Calhoun Asset Management, LLC
Ward, Krista Lynn a/k/a Krista Lynn Karnezis
/litigation/apdocuments/ap-3-14680.xml
2011-12-29
33-9290
34-66066
IA-3345
IC-29895
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
/litigation/admin/2011/33-9290.pdf
2012-07-09
33-9333
34-67377
IA-3428
IC-30131
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order
/litigation/admin/2012/33-9333.pdf
2020-07-15
Respondent Krista Lynn Ward's motion to vacate order making findings and imposing remedial sanctions and a C&D order
/litigation/apdocuments/3-14680-event-2020-07-15-respondent-krista-lynn-ward-motion-to-vacate-order.pdf
2020-10-02
33-10870
34-90078
IA-5604
IC-34042
Order Scheduling Briefs
/litigation/opinions/2020/33-10870.pdf
2020-10-13
34-90162
Extension Order
/litigation/opinions/2020/34-90162.pdf
2020-11-06
Division’s Response to Kristalynn Ward's Motion to Vacate Order Making Findings and Imposing Remedial Sanctions
/litigation/apdocuments/3-14680-2020-11-06-divisions-response-to-kristalynn-wards-motion-to-vacate-order.pdf
2020-11-20
Reply to Division's Response to my Motion to Vacate Order Making Findings and Imposing Remedial Sanctions
/litigation/apdocuments/3-14680-2020-11-20-reply-to-divisions-response.pdf