2017-07-17
3-14104
Sharemaster
/litigation/apdocuments/ap-3-14104.xml
2017-05-09
FINRA'S Brief in Oppostition to Request for Stay
/litigation/apdocuments/3-14104-event-35.pdf
2017-04-17
34-80471
Order Scheduling Briefs on Remand
/litigation/opinions/2017/34-80471.pdf
2017-05-15
Sharemaster's Brief in Response to Commission's Order of April 17, 2017
/litigation/apdocuments/3-14104-event-36.pdf
2017-06-01
Sharemaster's Response in Opposition to FINRA's Motion for Leave to Submit
Additional Evidence
/litigation/apdocuments/3-14104-event-39.pdf
2017-06-02
FINRA's Reply Brief in Support of its Motion for Leave to Submit Additional Evidence
/litigation/apdocuments/3-14104-event-40.pdf
2017-06-16
FINRA's Brief in Response to the Commission's April 17, 2017 Order and in Opposition to Sharemaster Application for Review
/litigation/apdocuments/3-14104-event-41.pdf
2017-06-30
Sharemaster's Reply to FINRA's Opposition Brief
/litigation/apdocuments/3-14104-event-42.pdf
2017-05-03
Applicant's Moton for Commission's Consideration of Stay of Execution
/litigation/apdocuments/3-14104-event-34.pdf
2018-04-30
Opinion of the Commission
/litigation/opinions/2018/34-83138.pdf