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UNITED STATES OF AMERICA
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In the Matter of BRANDT, KELLY & SIMMONS, LLC and KENNETH G. BRANDT |
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The time for filing a petition for review of the initial decision in this proceeding has expired. No such petition has been filed with respect to Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt and the Commission has not chosen to review the decision as to them on its own initiative.
Accordingly, notice is hereby given, pursuant to Rule 360(e) of Commission's Rules of Practice, that the initial decision of the administrative law judge* has become the final decision of the Commission with respect to Brandt, Kelly & Simmons, LLC, and Kenneth G. Brandt. The order contained in that decision dismissing the proceedings against Brandt, Kelly & Simmons, LLC and Kenneth G. Brandt is hereby declared effective.
For the Commission by the Office of the General Counsel, pursuant to delegated authority.
Jonathan G. Katz
Secretary
http://www.sec.gov/litigation/aljdec/ia-2408.htm
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