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Contact Information

Whom to Contact about Your Question or Concern

May 8, 2014

I want to learn more about investments, markets or financial professionals.

The SEC has a special website,, designed specifically for individual investors. Here you can find a wealth of information about markets, investing and other topics.

I have a question or complaint about my investments or financial professional.

If you have a question or problem concerning your investments, investment account, or a financial professional, please see Investor Complaints and Questions.

I want to report a possible securities fraud.

If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, please see Enforcement Tips and Complaints.

I have a question or concern about the SEC or a self-regulatory organization (SRO) that the SEC oversees.

For example, if you are a retail investor with concerns about the impact of an SEC rule, or if you have questions or concerns about an SRO or the SEC itself, you should contact the SEC Ombudsman. You may submit your question or concern through the Ombudsman Matter Management System at, or at:

U.S. Securities & Exchange Commission
100 F Street, NE
Washington, DC 20549
(202) 551-3330

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