Whom to Contact about Your Question or Concern
May 8, 2014
The SEC has a special website, www.investor.gov, designed specifically for individual investors. Here you can find a wealth of information about markets, investing and other topics.
If you have a question or problem concerning your investments, investment account, or a financial professional, please see Investor Complaints and Questions.
I want to report a possible securities fraud.
If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, please see Enforcement Tips and Complaints.
I have a question or concern about the SEC or a self-regulatory organization (SRO) that the SEC oversees.
For example, if you are a retail investor with concerns about the impact of an SEC rule, or if you have questions or concerns about an SRO or the SEC itself, you should contact the SEC Ombudsman. You may submit your question or concern through the Ombudsman Matter Management System at https://omms.sec.gov/, or at:
U.S. Securities & Exchange Commission
100 F Street, NE
Washington, DC 20549