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U.S. Securities and Exchange Commission

List of Participants for Third Annual Seniors Summit (Afternoon Program)

Date:     September 22, 2008
Time:   1:15 pm – 5:00 pm
Location:   U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549

SEC Chairman Christopher Cox

SEC Commissioner Kathleen Casey

SEC Commissioner Luis Aguilar

SEC Commissioner Troy Paredes

Joseph Borg
Director, Alabama Securities Commission

Fred Joseph
President, NASAA

Ira Hammerman
General Counsel, Securities Industry and Financial Markets Association

Jason Karlawish, M.D.
Associate Professor of Medical Ethics, University of Pennsylvania Medical School

Susan Merrill
FINRA Vice President and Chief of Enforcement

Thomas Nelson
Chief Operating Officer, AARP

Michelle Bryan Oroschakoff
Managing Director and Co-Chief Compliance Officer, Morgan Stanley

Lori Richards
Director, Office of Compliance Inspections and Examinations, SEC

Charles Sabatino
Director, ABA Commission on Law and Aging

Mary Schapiro
Chief Executive Officer, FINRA

Daniel Sibears
Executive Vice President, Member Regulation Programs, FINRA

Joseph Snyder
Director, Older Adult Protective Services, Philadelphia Corporation for Aging

Patricia Struck
Administrator, Division of Securities, Wisconsin Department of Financial Institutions

Linda Thomsen
Director, Division of Enforcement, SEC

David Tittsworth
Executive Vice President and Executive Director, Investment Advisers Association

Susan Voss
Iowa Insurance Commissioner

Ryan Wilson
Strategic Policy Adviser, AARP, Public Policy Institute

http://www.sec.gov/investor/seniors/participants20080922pm.htm


Modified: 09/05/2008