| Date: |
|
September 22, 2008 |
| Time: |
|
1:15 pm – 5:00 pm |
| Location: |
|
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549 |
|
SEC Chairman Christopher Cox
SEC Commissioner Kathleen Casey
SEC Commissioner Luis Aguilar
SEC Commissioner Troy Paredes
Joseph Borg
Director, Alabama Securities Commission
Fred Joseph
President, NASAA
Ira Hammerman
General Counsel, Securities Industry and Financial Markets Association
Jason Karlawish, M.D.
Susan Merrill
FINRA Vice President and Chief of Enforcement
Thomas Nelson
Chief Operating Officer, AARP
Michelle Bryan Oroschakoff
Managing Director and Co-Chief Compliance Officer, Morgan Stanley
Lori Richards
Director, Office of Compliance Inspections and Examinations, SEC
Charles Sabatino
Director, ABA Commission on Law and Aging
Mary Schapiro
Chief Executive Officer, FINRA
Daniel Sibears
Executive Vice President, Member Regulation Programs, FINRA
Joseph Snyder
Director, Older Adult Protective Services, Philadelphia Corporation for Aging
Patricia Struck
Administrator, Division of Securities, Wisconsin Department of Financial Institutions
Linda Thomsen
Director, Division of Enforcement, SEC
David Tittsworth
Executive Vice President and Executive Director, Investment Advisers Association
Susan Voss
Iowa Insurance Commissioner
Ryan Wilson
Strategic Policy Adviser, AARP, Public Policy Institute