New Fund Disclosure Website
April 3, 2018
Today, the Division of Investment Management’s Disclosure Review and Accounting Office (DRAO) is posting a “Disclosure” tab on the Division’s website. This tab will include three webpages. The first, “Fund Disclosure at a Glance,” briefly explains DRAO’s responsibilities and core disclosure principles and provides contact information. The second, “Accounting and Disclosure Information,” is intended to be an aid to practitioners and others who are interested in the law and interpretations concerning disclosure. Its intent is to gather in a single place various fund disclosure resources. The third, “Disclosure Reference Material,” contains Disclosure Resources, which include the Plain English Handbook and Common Fund Disclosure Forms.
Of particular note, under “Disclosure News,” which appears on the right side of all three pages, ADIs 2018-02 through 2018-06 discuss various filing and review issues. These are newly released ADIs. We hope that all the materials appearing today on the DRAO website are helpful.