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Division of Investment Management Operating Status

March 13, 2020

The Division of Investment Management is continuing to conduct normal business functions.  IM disclosure staff is continuing to review filings, issue comment letters and accelerate the effective date of registration statements as requested and as appropriate. IM chief counsel staff is continuing to review exemptive applications, requests for no-action relief and other guidance requests.

We currently anticipate being able to maintain normal time frames for reviews and other matters.  If you are engaged with the staff on a matter, please keep that staff aware of any changes in your schedule.

Follow this guidance if you are not sure who you should contact about a matter.  

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