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Division of Market Regulation:
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Summary Statistics: | |
Non-directed orders as percentage of total customer orders | 86% |
Market orders as percentage of total non-directed orders | 46% |
Limit orders as percentage of total non-directed orders | 47% |
Other orders as percentage of total non-directed orders | 7% |
Venues Receiving Significant Percentage of Total Non-Directed Orders: | |
1. Exchange A | 45% |
2. Market Maker A | 32% |
3. Market Maker B | 8% |
4. Exchange B | 4% |
5. ECN A | 3% |
Information Concerning Significant Venues: | |
1. Exchange A | |
Types of Orders Routed to Venue: | |
Market orders as percentage of total market orders | 24% |
Limit orders as percentage of total limit orders | 61% |
Other orders as percentage of total other orders | 91% |
Material Aspects of Relationship with Venue: | |
[discussion] | |
2. Market Maker A | |
Types of Orders Routed to Venue: | |
Market orders as percentage of total market orders | 57% |
Limit orders as percentage of total limit orders | 12% |
Other orders as percentage of total other orders | 5% |
Material Aspects of Relationship with Venue: | |
[discussion] | |
3. Market Maker B | |
Types of Orders Routed to Venue: | |
Market orders as percentage of total market orders | 13% |
Limit orders as percentage of total limit orders | |
Other orders as percentage of total other orders | |
Material Aspects of Relationship with Venue: | |
[discussion] | |
4. Exchange B | |
Types of Orders Routed to Venue: | |
Market orders as percentage of total market orders | 2% |
Limit orders as percentage of total limit orders | 6% |
Other orders as percentage of total other orders | 4% |
Material Aspects of Relationship with Venue: | |
[discussion] | |
5. ECN A | |
Types of Orders Routed to Venue: | |
Market orders as percentage of total market orders | |
Limit orders as percentage of total limit orders | 7% |
Other orders as percentage of total other orders | |
Material Aspects of Relationship with Venue: | |
[discussion] |
[same format as above]
[same format as above]
[same format as above]
http://www.sec.gov/interps/legal/mrslb13aexha.htm
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