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Pending Initiatives of Interest to
Small Businesses

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How To Submit Comments. Proposed rules currently available include:

Release No. Date Details
33-9973 Oct. 30, 2015 Proposed Rule Amendments to Facilitate Intrastate and Regional Securities Offerings (Corrected to Conform to Federal Register Version)
Other Release No.:  34-76319
File No.:   S7-22-15
Comments Due:   January 11, 2016
Comments received are available for this proposal.
Federal Register (80 FR 69785): HTML | PDF | Text | XML
See also:  DERA White Paper: Capital Raising in the U.S.: An Analysis of the Market for Unregistered Securities Offerings, 2009-2014

Modified: 02/10/2016