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U.S. Securities and Exchange Commission

SEC Government-Business Forum on Small Business Capital Formation

SEC Headquarters
Washington, D.C.
September 29, 2006


9:00 a.m.Call to Order
Gerald J. Laporte, Chief of the SEC Office of Small Business Policy, Division of Corporation Finance
Introductory Remarks
John W. White, Director, SEC Division of Corporation Finance
Opening Remarks
SEC Chairman Christopher Cox (by videotape)
9:15 a.m.Roundtable on Interactive Data and Smaller Public Companies
Moderated by John W. White, Director, SEC Division of Corporation Finance
Greg D. Adams, Director, Chief Operating Officer and Chief Financial Officer, EDGAR Online, Inc.
(Norwalk, CT)
Brian R. Balbirnie, Chief Executive Officer, My EDGAR Inc.
(Cary, NC)
Malcolm C. Persen, Chief Financial Officer, Radyne Corporation
(Phoenix, AZ)
Richard Christopher Whalen, Senior Vice President and Managing Director, Institutional Risk Analytics
(Hawthorne, CA)
10:45 a.m.Break
11:00 a.m.Roundtable on Hot Topics in Small Business Capital Formation
Moderated by Martin P. Dunn, Deputy Director, SEC Division of Corporation Finance, and Marc H. Morgenstern, Partner, Sonnenschein Nash & Rosenthal
(San Francisco, CA)
John D. Hogoboom, Member, Lowenstein Sandler PC
(Rosedale, NJ)
Philip C. Marchal, Director, Equity Capital Markets, BMO Capital Markets Corp.
(New York, NY)
Steven D. Pidgeon, Partner, Snell & Wilmer LLP
(Phoenix, AZ)
Anna T. Pinedo, Partner, Morrison & Foerster LLP
(New York, NY)
Byron Roth, Chairman and Chief Executive Officer, Roth Capital Partners, LLC
(Newport Beach, CA)
12:30 p.m.Break
12:45 p.m.Lunch at B. Smith’s Restaurant in Union Station
($35 cost, cash only)
Luncheon address by Peter J. Wallison, Resident Fellow at the American Enterprise Institute and former Counsel to President Ronald Reagan
2:15 p.m.Breakout Groups to Develop Recommendations
3:30 p.m.Break
4:45 p.m.Plenary Session to Develop Next Steps
5:30 p.m.Networking Reception at B. Smith’s Restaurant in Union Station

As of September 22, 2006



Modified: 09/22/2006