U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Agenda for Meeting of Advisory Committee on
Small and Emerging Companies

October 31, 2011

9-9:20 a.m.

Welcoming Remarks

  • SEC Chairman Mary L. Schapiro
  • Meredith B. Cross, Director, SEC Division of Corporation Finance

9:20-9:30 a.m.

Introductory Remarks by Co-Chairs

  • M. Christine Jacobs
  • Stephen M. Graham

9:30-10:10 a.m.

Self-Introduction of Committee Members

10:10-10:15 a.m.

Introduction of SEC Staff Members

10:15-10:30 a.m.

Review and Consideration of Proposed Bylaws

10:30–10:45 a.m.


10:45 a.m.-noon

Overview and Discussion of Issues

Noon-1:30 p.m.

Lunch/Administrative Session

  • Presentation and Discussion of Procedures/Federal Advisory Committee Act/Ethics Requirements

1:30-4:30 p.m.

In-Depth Discussions of:

  • Triggers for registration and public reporting and suspension of reporting obligations.
  • Scaling of regulations.
  • New capital raising strategies.
  • Restrictions on general solicitation

4:30-5 p.m.

Discussion of Next Steps



Modified: 10/25/2011