Filings That No Longer
Require Fees
As of October 7, 1996, the SEC eliminated the user fees previously adopted under the Independent Offices Appropriations Act of 1952 (IOAA). The following form types thus no longer require a fee:
| 10-12B |
10-12G |
10-K |
| 10-K405 |
10-KT |
10KSB |
| 10KSB40 |
10SB12B |
10SB12G |
| 11-K |
18-12B |
18-12G |
| 18-K |
20-F |
20FR12B |
| 20FR12G |
35-APP |
8-A12B |
| 8-A12G |
8-B12B |
8-B12G |
| DEF 14A |
DEF 14C |
DEFN14A |
| DEFS14A |
DEFS14C |
N-8B-2 |
| N-8B-3 |
N-8B-4 |
NSAR-A |
| NSAR-B |
NSAR-U |
POS AMC |
| PRE 14A |
PRE 14C |
PREC14A |
| PREN14A |
PRES14A |
PRES14C |
| SC 13D |
SC 13G |
U-1 |
| U-13-1 |
U-13-60 |
U-3A-2 |
| U-3A3-1 |
U-7D |
U-R-1 |
| U5S |
24F-2EL |
N14AE24 |
| N14EL24 |
S-6EL24 |
485A24F
|
| 485B24F |
485BXTF |
486A24F |
| 486B24F |
N-1 * |
N-1A * |
| N-1A EL |
N-2 * |
N-3 * |
| N-3 EL |
N-4 * |
N-4 EL |
| N-5 * |
| |
Fees are still required for PREM14A and PREM14C filings except when they are made by a registered investment company, in which case no fees are required.
* The elimination of the fee applies only to the applicable Investment Company Act of 1940 filing and not to the registration statement filed pursuant to the Securities Act of 1933.
http://www.sec.gov/info/edgar/nofee.htm
