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U.S. Securities and Exchange Commission

Filing Acts and Related Form Types

Act Filed Under Major Form Types
33 Act RegistrationsS-1, S-2, S-3, S-4, S-6, S-8, S-11, S-18,
F-1, F-2, F-3, F-4, F-6 (Foreign)
34 Act Registrations8-A, 8-B, Form 10
34 Act Quarterly Reports10-Q, 13F-E
34 Act Annual Reports10-K, 11-K, 20-F
34 Act Current Reports6-K, 8-K
Prospectuses424, 424A, 424B, 424B1, 424B2, 424B3, 424B4, 424B5, 424C, 424D, 494, 497
Tenders and AcquisitionsSC 13D, SC 13E3, SC 13E4, SC 13G, SC 14D1, SC 14D9
40 Act Annual ReportsNSAR-A, NSAR-B
Investment Company Registration StatementsN-1A, N-2, N-3, N-4, N-5, N-14, S-6, 487
Investment Company Registration Statement Amendments485APOS, 485BPOS
Shareholder Reports ARS, N-30D, N-30B-2
Proxy Solicitation & Information StatementsDEF14A, DEFA14A, DEF14C, DEFM14A