902-11 : EDGAR Filer Manual v65 8.2.15 page 8-202

Created by: SEC Office of Structured Disclosure

File Form SDR.

This section describes the general process for preparing and submitting Form SDR (Application or Amendment to Application for Registration or Withdrawal from Registration as Security-Based Swap Data Repository) to EDGAR pursuant to Section 13(n) of the Securities Exchange Act of 1934 and Rules 13n-1 and 13n-3 thereunder.

Form SDR has the following variants (submission form types):

SDR Compliance and Financial Reports are filed using the following submission form types:

REMARK: This continues ../../603-filing-syntax/603-02-not-both-ex100-and-ex101

REMARK: A submission without a K SDR exhibit or incompatible combinations of exhibits is not tested here.

References

Variations

Number Name Description References Data Inputs Result Outputs
_002gd The minimal valid SDR filing, GOOD. An SDR devoid of content with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_003gd Minimal SDR filing with two L exhibits, GOOD. An SDR devoid of content with one K SDR and two L SDR exhibits.  
    valid
 
_004gd The minimal valid SDR/A filing, GOOD. An SDR/A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_005gd The minimal valid SDR-A filing, GOOD. An SDR-A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_006gd The minimal valid SDR-W filing, GOOD. An SDR-W devoid of content and no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_007ng An SDR-A with an EX-101.INS and an SDR.K.INS, NOGOOD. An SDR-A with an EX-101.INS not allowed.    
_008ng An SDR-A whose K SDR.INS has the wrong doctype, NOGOOD. K SDR.INS has doctype=8-K not allowed.    
_009ng An SDR-A whose two L SDR.INS both have the wrong doctype, NOGOOD. Two L SDR.INS have doctype=8-K, both should be reported.    
_010ng An SDR-A whose K SDR has doc type L SDR, NOGOOD. An SDR-A whose K SDR has doc type L SDR. Can't test the symmetric case.    
_011ng The K SDR exhibit does not use us-gaap, NOGOOD. k instance does not have a us-gaap namespace in its DTS, NOGOOD.    
_012ng The second L SDR exhibit does not use us-gaap, NOGOOD.. m instance does not have a us-gaap namespace in its DTS, NOGOOD.    
_013ng SDR with K SDR that has no schema, NOGOOD. SDR with K SDR that has no schema, NOGOOD.    
_014ng SDR with K SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, NOGOOD.    
_015ng SDR with K SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08. NOGOOD.    
_016ng SDR with L SDR that has no schema, NOGOOD. SDR with L SDR that has no schema, which happens to be otherwise EFM valid, but here, NOGOOD.    
_017ng SDR with L SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, so ignore EFM.6.07.08, NOGOOD.    
_018ng SDR with L SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08, NOGOOD.    
_019ng SDR with an EX-99.K SDR.CAL that is empty, NOGOOD. SDR with an EX-99.K SDR.CAL that is empty, NOGOOD.  
  • Assertion
    ID: err, 60303, No-Link-Element
    FRD:cp
    Count satisfied0
    Count not satisfied1
 
_020ng Minimal SDR filing with an EX-99.L SDR.CAL that is empty, NOGOOD. An SDR devoid of content with one K SDR and two L SDR exhibits.  
  • Assertion
    ID: err, 60303, No-Link-Element
    FRD:cp
    Count satisfied0
    Count not satisfied1
 
_021ng The K SDR exhibit has IFRS, NOGOOD. K instance has us-gaap, but also has ifrs, and ifrs is not allowed (Exhibit L is marked 'not applicable in the header), NOGOOD.    
_022ng The L SDR exhibit has IFRS, NOGOOD. L instance has us-gaap, but also has ifrs, and ifrs is not allowed, NOGOOD.    
_023ng The K SDR exhibit has IFRS, NOGOOD. K instance has us-gaap, but also has ifrs, and ifrs is not allowed (Exhibit L is marked 'not applicable in the header), NOGOOD.