605-55 : EDGAR Filer Manual v65 6.5.55 page 6-35

Created by: SEC Office of Structured Disclosure

6.5.55 Cover Page of Form N-2

Many EDGAR submission types, such as "10-K/A", are one of several variants of an underlying form, in that case, "Form 10-K". Conversely, other EDGAR submission types, such as "POS AM", permit their primary document to be one of several different Forms, such as Form S-1, Form F-1, etc. Therefore, some forms may be Inline XBRL attachments to one of these multi-purpose submission types. Unlike the general cases defined in sections 6.5.20, 6.5.21, and 6.5.40 above, some of these forms validate according to a combination of their EDGAR submission type and their underlying form type, as represented by the content of the dei:DocumentType fact in the Required Context.

Form N-2 is one such form, appearing in various possible submission types, and it requires a number of cover page elements:

Element

Type

Sample value

dei:EntityFileNumber file number 333-99999
dei:InvestmentCompanyActFileNumber file number 333-99999
cef:BdcFileNumber file number 333-99999
dei:DocumentRegistrationStatement Boolean true
dei:PreEffectiveAmendment Boolean true
dei:PreEffectiveAmendmentNumber number 1
dei:PostEffectiveAmendment Boolean true
dei:PostEffectiveAmendmentNumber number 2
dei:InvestmentCompanyActRegistration Boolean true
dei:InvestmentCompanyRegistrationAmendment Boolean true
dei:InvestmentCompanyRegistrationAmendmentNumber number 3
dei:ApproximateDateOfCommencementOfProposedSaleToThePublic date 2048-02-29
dei:DividendOrInterestReinvestmentPlanOnly Boolean true
dei:DelayedOrContinuousOffering Boolean true
cef:PrimaryShelfFlag Boolean true
dei:EffectiveUponFiling462e Boolean true
dei:AdditionalSecuritiesEffective413b Boolean true
dei:EffectiveWhenDeclaredSection8c Boolean true
dei:EffectiveUponFiling486b Boolean true
dei:EffectiveOnSetDate486b Boolean true
dei:EffectiveOnDate486b date 2048-02-29
dei:EffectiveAfter60Days486a Boolean true
dei:EffectiveOnSetDate486a Boolean true
dei:EffectiveOnDate486a date 2048-02-29
dei:NewEffectiveDateForPreviousFiling date 2048-02-29
dei:AdditionalSecurities462b Boolean true
dei:AdditionalSecurities462bFileNumber file number 333-99999
dei:NoSubstantiveChanges462c Boolean true
dei:NoSubstantiveChanges462cFileNumber file number 333-99999
dei:ExhibitsOnly462d Boolean true
dei:ExhibitsOnly462dFileNumber file number 333-99999
cef:RegisteredClosedEndFundFlag Boolean true
cef:BusinessDevelopmentCompanyFlag Boolean true
cef:IntervalFundFlag Boolean true
cef:PrimaryShelfQualifiedFlag Boolean true
cef:NewCefOrBdcRegistrantFlag Boolean true

When dei:DocumentType equals "N-2" in the Required Context, then the EDGAR submission type affects the validations that apply in the Required Context:

Submission Type:

N-2

N-2/A,
N-2MEF,
N-2ASR,
N-2
POSASR

486APOS,
486BPOS,
486BXT,
POS 8C,
POS AMI,
POS EX,
POS462B,POS462C

Non-null fact in required context:/ When dei:DocumentType matches: N-2 N-2 or same as Submission Type N-2
dei:EntityFileNumber n2sn n2sn
dei:InvestmentCompanyActFileNumber n2in n2in
cef:BdcFileNumber n2bn n2bn
dei:DocumentRegistrationStatement n2c n2c n2c
dei:PreEffectiveAmendment n2d n2d
dei:PreEffectiveAmendmentNumber n2e n2e
dei:PostEffectiveAmendment n2f n2f
dei:PostEffectiveAmendmentNumber n2g n2g
dei:InvestmentCompanyActRegistration B B B
dei:InvestmentCompanyRegistrationAmendment n2h n2h n2h
dei:InvestmentCompanyRegistrationAmendmentNumber n2i n2i n2i
dei:ApproximateDateOfCommencementOfProposedSaleToThePublic Ri Ri Ri
dei:DividendOrInterestReinvestmentPlanOnly B B B
dei:DelayedOrContinuousOffering B B B
cef:PrimaryShelfFlag B B B
dei:EffectiveUponFiling462e B B B
dei:AdditionalSecuritiesEffective413b B B B
dei:EffectiveWhenDeclaredSection8c B B B
dei:EffectiveUponFiling486b B B B
dei:EffectiveOnSetDate486b B B B
dei:EffectiveOnDate486b n2j n2j n2j
dei:EffectiveAfter60Days486a B B B
dei:EffectiveOnSetDate486a B B B
dei:EffectiveOnDate486a n2k n2k n2k
dei:NewEffectiveDateForPreviousFiling B B B
dei:AdditionalSecurities462b B B B
dei:AdditionalSecurities462bFileNumber n2l n2l n2l
dei:NoSubstantiveChanges462c B B B
dei:NoSubstantiveChanges462cFileNumber n2m n2m n2m
dei:ExhibitsOnly462d B B B
dei:ExhibitsOnly462dFileNumber n2o n2o n2o
cef:RegisteredClosedEndFundFlag n2p n2p n2p
cef:BusinessDevelopmentCompanyFlag B B B
cef:IntervalFundFlag B B B
cef:PrimaryShelfQualifiedFlag B B B
cef:NewCefOrBdcRegistrantFlag B B B

Ri - If an inline document, then a non-null fact should exist in the required context and be visible; else may or may not exist.
B - A non-null fact may or may not exist; if it = true, then it must be visible; absence is considered equivalent to 'false'.
n2sn - Neither or both dei:DocumentRegistrationStatement = true and dei:EntityFileNumber must exist; also, if dei:DocumentRegistrationStatement = true, then both must be visible.
n2in - Neither or both dei:InvestmentCompanyActRegistration = true and dei:InvestmentCompanyActFileNumber must exist; also, if dei:InvestmentCompanyActRegistration = true, then both must be visible.
n2bn - At most one of cef:BdcFileNumber and dei:InvestmentCompanyActFileNumber must exist; if present, then one must be visible; also, if cef:BdcFileNumber exists, it must match 814-*.
n2c - Either dei:InvestmentCompanyActRegistration = true or dei:DocumentRegistrationStatement must = true; if either is present, it must be visible.
n2d - dei:DocumentRegistrationStatement must = true when dei:PreEffectiveAmendment = true; also, if dei:PreEffectiveAmendment = true, it must be visible.
n2e - Neither or both dei:PreEffectiveAmendment = true and dei:PreEffectiveAmendmentNumber must = true; also, if dei:PreEffectiveAmendment = true, then both must be visible.
n2f - dei:DocumentRegistrationStatement must = true when dei:PostEffectiveAmendment = true; also, if dei:PostEffectiveAmendment = true, it must be visible.
n2g - Neither or both dei:PostEffectiveAmendment = true and dei:PostEffectiveAmendmentNumber must exist; if dei:PostEffectiveAmendment = true, then both must be visible.
n2h - dei:InvestmentCompanyActRegistration must = true when dei:InvestmentCompanyRegistrationAmendment = true; also, if dei:InvestmentCompanyRegistrationAmendment = true, it must be visible.
n2i - Neither or both dei:InvestmentCompanyRegistrationAmendment = true and dei:InvestmentCompanyRegistrationAmendmentNumber must exist; also, if dei:InvestmentCompanyRegistrationAmendment = true, then both must be visible.
n2j - Neither or both dei:EffectiveOnSetDate486b = true and dei:EffectiveOnDate486b must exist; also, if dei:EffectiveOnSetDate486b = true, then both must be visible.
n2k - Neither or both dei:EffectiveOnSetDate486a = true and dei:EffectiveOnDate486a must exist; also, if dei:EffectiveOnSetDate486a = true, then both must be visible.
n2l - Neither or both dei:AdditionalSecurities462b = true and dei:AdditionalSecurities462bFileNumber must exist; also, if dei:AdditionalSecurities462b = true, then both must be visible.
n2m - Neither or both dei:NoSubstantiveChanges462c = true and dei:NoSubstantiveChanges462cFileNumber must exist; also, if dei:NoSubstantiveChanges462c = true, then both must be visible.
n2o - Neither or both dei:ExhibitsOnly462d = true and dei:ExhibitsOnly462dFileNumber must exist; also, if dei:ExhibitsOnly462d = true, then both must be visible.
n2p - At most one of cef:RegisteredClosedEndFundFlag and cef:BusinessDevelopmentCompanyFlag must = true; if present, then one must be visible.
Blank - A non-null fact should not appear.

Variations

Number Name Description References Data Inputs Result Outputs
_100gd N-2 GD N-2, GD  
    valid
 
_101gd N-2/A GD N-2/A, GD  
    valid
 
_102gd 486BPOS GD 486BPOS, GD  
    valid
 
_103gd N-2MEF, GD N-2MEF, GD  
    valid
 
_104gd N-2ASR, GD N-2ASR, GD  
    valid
 
_105gd N-2 POSASR, GD N-2 POSASR, GD  
    valid
 
_106gd 486APOS, GD 486APOS, GD  
    valid
 
_107gd 486BXT, GD 486BXT, GD  
    valid
 
_108gd POS 8C, GD POS 8C, GD  
    valid
 
_109gd POS AMI, GD POS AMI, GD  
    valid
 
_110gd POS EX, GD POS EX, GD  
    valid
 
_111gd POS462B, GD POS462B, GD  
    valid
 
_112gd POS462C, GD POS462C, GD  
    valid
 
_201gd N-2/A GD N-2/A, GD  
    valid
 
_210ng N-2/A, IntervalFundFlagValue mismatch, GD N-2/A, IntervalFundFlagValue mismatch, GD    
_211ng N-2/A, PrimaryShelfQualifiedFlagValue mismatch, NG N-2/A, PrimaryShelfQualifiedFlagValue mismatch, NG    
_212ng N-2/A, entityWellKnownSeasonedIssuerValue mismatch, NG N-2/A, entityWellKnownSeasonedIssuerValue mismatch, NG    
_213ng N-2/A, NewCefOrBdcRegistrantFlagValue mismatch, NG N-2/A, NewCefOrBdcRegistrantFlagValue mismatch, NG    
_310gd N-2/A GD N-2/A, GD  
    valid
 
_311ng N-2/A, documentTypeValue missing, NG N-2/A, documentTypeValue missing (X*-A non-null fact must exist.), NG    
_312gw N-2/A, AmendmentDescription, A - A non-null fact should exist if and only if AmendmentFlag is true., GW N-2/A, AmendmentDescription, A - A non-null fact should exist if and only if AmendmentFlag is true., GW    
_313gw N-2/A, amendmentFlagMissing (R* - A non-null fact should exist.), GW N-2/A, amendmentFlagMissing (R* - A non-null fact should exist.), GW    
_314ng N-2/A, entityRegistrantNameMissing (X* - A non-null fact must exist.), NG N-2/A, entityRegistrantNameMissing (X* - A non-null fact must exist.), NG    
_315ng N-2/A, entityCentralIndexKeyMissing (X* - A non-null fact must exist.), NG N-2/A, entityCentralIndexKeyMissing (X* - A non-null fact must exist.), NG    
_316gw N-2/A, entityWellKnownSeasonedIssuerMissing (R - A non-null fact should exist (and in an inline doc, be visible), GW N-2/A, entityWellKnownSeasonedIssuerMissing (R - A non-null fact should exist (and in an inline doc, be visible), GW    
_317gw N-2/A, entityEmergingGrowthCompanyMissing (R - A non-null fact should exist (and in an inline doc, be visible)), GW N-2/A, entityEmergingGrowthCompanyMissing (R - A non-null fact should exist (and in an inline doc, be visible)), GW    
_318ng N-2/A, ET - If EntityEmergingGrowthCompany is "true", then a non-null EntityExTransitionPeriod fact must exist (and in an inline doc, be visible), else EntityExTransitionPeriod should not exist., NG N-2/A, ET - If EntityEmergingGrowthCompany is "true", then a non-null EntityExTransitionPeriod fact must exist (and in an inline doc, be visible), else EntityExTransitionPeriod should not exist., NG    
_319gw N-2/A, entityInvCompanyTypeMissing (R* - A non-null fact should exist.), GW N-2/A, entityInvCompanyTypeMissing (R* - A non-null fact should exist.), GW    
_320ng N-2/A, entityFileNumberMissing (Neither or both dei:DocumentRegistrationStatement = true and dei:EntityFileNumber must exist; also, if dei:DocumentRegistrationStatement = true, then both must be visible.), NG N-2/A, entityFileNumberMissing (Neither or both dei:DocumentRegistrationStatement = true and dei:EntityFileNumber must exist; also, if dei:DocumentRegistrationStatement = true, then both must be visible.), NG    
_321ng N-2/A, Neither or both dei:InvestmentCompanyActRegistration = true and dei:InvestmentCompanyActFileNumber must exist; also, if dei:InvestmentCompanyActRegistration = true, then both must be visible. , NG N-2/A, Neither or both dei:InvestmentCompanyActRegistration = true and dei:InvestmentCompanyActFileNumber must exist; also, if dei:InvestmentCompanyActRegistration = true, then both must be visible. , NG    
_322ng N-2/A, At most one of cef:BdcFileNumber and dei:InvestmentCompanyActFileNumber must exist; if present, then one must be visible; also, if cef:BdcFileNumber exists, it must match 814-*., both are present, NG N-2/A, At most one of cef:BdcFileNumber and dei:InvestmentCompanyActFileNumber must exist; if present, then one must be visible; also, if cef:BdcFileNumber exists, it must match 814-*., both are present, NG  
  • Assertion
    ID: err, 60555, ____
    FRD:rq
    Count satisfied0
    Count not satisfied1
 
_323gw N-2/A, entityAddressAddressLine1Missing, GW N-2/A, entityAddressAddressLine1Missing, GW    
_324gw N-2/A, entityAddressCityOrTownMissing, GW N-2/A, entityAddressCityOrTownMissing, GW    
_325gw N-2/A, entityAddressStateOrProvinceEntityAddressCountryInclusive, GW N-2/A, entityAddressStateOrProvinceEntityAddressCountryInclusive, GW    
_401gd 10-Q, GD 10-Q, GD  
    valid
 
_402gd 8-K, using CEF, GOOD 8-K, using CEF, GOOD  
    valid