EDGAR Dissemination Service LEXIS-NEXIS J-7 APPENDIX J Level 2 Tape Subsets Subsets 1 - 3 (Periodic Filings by companies on the New York Stock Exchange, American Stock Exchange and traded Over the Counter): FORMS: 10-K 10-K/A DEF 14A PRE 14A PREA14A 10-Q DEF 14C PRE 14C PREA14C 10-Q/A DEFA14A PREC14A ARS 8-K DEFA14C PREC14C 10KSB 8-K/A DEFC14A PREM14A 10KSB/A 8-K12G3 DEFC14C PREM14C 10QSB 8-K12G3/A DEFM14A PRER14A 10QSB/A 10-12B DEFM14C PRER14C 10SB12B 10-12B/A DEF13E3 PRES14A 10SB12B/A 10-12G DEF13E3/A PRES14C 10SB12G 10-12G/A DEFS14A PRE13E3 10SB12G/A 20FR12B DEFS14C PRE13E3/A PX14A6G 20FR12B/A 20FR12G 11-K 18-K SC 14F1 20FR12G/A 11-K/A 18-K/A SC 14F1/A SP 15D2 6-K 10-QT 8-A12B SP 15D2/A 6-K/A 10-QT/A 8-A12B/A 8-B12B 10-KT NT 10-K 8-A12G 8-B12B/A 10-KT/A NT 10-K/A 8-A12G/A 8-B12G 20-F NT 15D2 NT 10-Q 8-B12G/A 20-F/A NT 15D2/A NT 10-Q/A NT 11-K 11-KT NT 20-F 15-12B NT 11-K/A 11-KT/A NT 20-F/A 15-12B/A 15-15D 8-K15D5 PREN14A 15-12G 15-15D/A 8-K15D5/A PRRN14A 15-12G/A 18-12B 18-12G DEFN14A 18-12B/A 18-12G/A DFAN14A DFRN14A PX14A6N 8A12BEF 8A12BT 8A12BT/A POS462B Subset 4 (Ownership Reports): FORMS 13-FE SC 14D9 13-FE/A SC 14D9/A SC 13D SC 14F1 SC 13D/A SC 14F1/A SC 13E1 SC 13E1/A SC 13E3 SC 13E3/A SC 13E4 SC 13E4/A SC 13G SC 13G/A SC 14D1 SC 14D1/A Subset 5 (Annual and Quarterly Reports of all companies pursuant to the Securities Exchange Act of 1934): FORMS: 10-K 10-K/A 10-Q 10-Q/A 10-QT 10-QT/A ARS 10KSB 10KSB/A 10QSB 10QSB/A NT 10-K NT 10-K/A 20-F 20-F/A 11-K 11-K/A NT 10-Q NT 10-Q/A 18-K 18-K/A 10-KT 10-KT/A 11-KT 11-KT/A Subset 6 (Securities Act of 1933 Registration Statements): FORMS: S-1 F-2D/A N-3 EL/A 486A24E S-1/A F-2DPOS N-4 486B24F S-2 F-2MEF N-4/A 486BPOS S-2/A F-3 N-4 EL 486B24E S-3 F-3/A N-4 EL/A 486B24F S-3/A F-3D N-5 POS AMI S-3D F-3D/A N-5/A POS AMC S-3D/A F-3MEF N-14 DEL AM S-3DPOS F-3DPOS N-14/A SB-2 S-4 F-4 N14EL24 SB-2/A S-4/A F-4/A N14EL24/A 424A S-4EF F-6 N14AE 424B1 S-4EF/A F-6/A N14AE/A 424B2 S-4 POS F-6EF N14AE24 424B3 S-8 F-6EF/A N14AE24/A 424B4 S-8/A F-6 POS S-1MEF 424B5 S-8 POS POS AM S-11MEF T-3 S-11 N-1 S-2MEF T-3/A S-11/A N-1/A S-3MEF RW S-20 N-1A S-6 AW S-20/A N-1A/A S-6/A UNDER F-1 N-1A EL S-6EL24 UNDER/A F-1/A N-1A EL/A S-6EL24/A 487 F-1MEF N-18F1 SB-1MEF 497 F-2 N-18F1/A SB-2MEF 497J F-2/A N-2 485APOS F-2D N-2/A 485A24E N-3 485A24F N-3/A 485BPOS N-3 EL 485B24E 485B24F 486APOS Subset 7 (Annual and Quarterly Reports of all companies & Proxy Statements): FORMS: 10-K PRES14A 10-K/A PRES14C 10-Q PX14A6G 10-Q/A PX14A6N 10-QT 10-QT/A ARS 10KSB 10KSB/A 10QSB 10QSB/A NT 10-K NT 10-K/A 20-F 20-F/A 11-K 11-K/A NT 10-Q NT 10-Q/A 18-K 18-K/A 10-KT 10-KT/A 11-KT 11-KT/A DEF 14A DEF 14C DEF13E3 DEF13E3/A DEFA14A DEFA14C DEFC14A DEFC14C DEFM14A DEFM14C DEFN14A DEFR14A DEFR14C DEFS14A DEFS14C DFRN14A DFAN14A PRE 14A PRE 14C PRE13E3 PRE13E3/A PREC14A PREC14C PREM14A PREM14C PREN14A PRRN14A PRER14A PRER14C Subset 8 (Periodic Reports filed under the Investment Company Act of 1940): FORMS: NSAR-A NSAR-A/A NSAR-B NSAR-B/A NSAR-U NSAR-U/A NSAR-AT NSAR-AT/A NSAR-BT NSAR-BT/A NT-NSAR NT-NSAR/A N-30B-2 N-30D N-30D/A The following submission types do not appear in any Level II Subset: Forms: 10-C U-1/A 10-C/A U-12-1A 2-E U-12-1A/A 2-E/A U-12-1B 24F-1 U-12-1B/A 24F-2EL U-13-1/A 24F-2EL/A U-13-60 24F-2NT U-13-60/A 24F-2NT/A U-13E-1 24F-2TM U-13E-1/A 24F-2TM/A U-3A-2 24F-3NT U-3A-2/A 24F-3NT/A U-3A3-1 35-APP U-3A3-1/A 35-APP/A U-6B-2 35-CERT U-6B-2/A 35-CERT/A U-7D 45B-3 U-7D/A 45B-3/A U-R-1 U-R-1/A N-23C-1 U5A N-23C-1/A U5A/A N-27D-1 U5B N-27D-1/A U5B/A U5S U5S/A N-54A N-54A/A N-54C N-54C/A N-6C9 N-6C9/A U-13-1 N-6F U-33-S N-6F/A U-33-S/A N-8A U-57 N-8A/A U-57/A N-8B-2 NTN 10K N-8B-2/A NTN 10Q N-8B-3 NTN 11K N-8B-3/A NTN 20F N-8B-4 NTFNSAR N-8B-4/A U-1