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U.S. Securities and Exchange Commission

2007 CCOutreach Regional Seminars
Registration Instructions

If you are interested in attending, please register by sending an email containing the following information to the appropriate Regional Office (see list below):

  • Attendee name, title, and email address
  • Firm name
  • The Seminar you are interested in attending

Please register no later than 10 days prior to the Seminar date. Attendance for the Seminars will be limited so as to maintain an informal, interactive atmosphere and will be offered on a first come/first served basis, with priority given to CCOs. In addition, CCOs located in the region overseen by the SEC office hosting the Seminar will be given priority over all respondents. We expect a large amount of interest in these seminars, so please respond as soon as possible. You will receive confirmation of your registration via email prior to the Seminar date. Please note, we receive a large number of registration requests and provide confirmations as quickly as possible.

Email Contact Information and Schedule

If you plan to register for a Seminar, please register through the SEC office that corresponds with your firm's principal office and place of business as identified on Form ADV (Item 1F). Please select from one of the following offices:

  • Atlanta Regional Office [ccooutreachado@sec.gov]
    Alabama, Georgia, Louisiana, Mississippi, North Carolina, South Carolina, Tennessee
    • 4/19/2007 (Charlotte, NC) — 8:30 am to 12:30 pm
    • 5/17/2007 (Memphis, TN) — 8:30 am to 12:30 pm
    • 6/21/2007 (Atlanta, GA) — 1:00 pm to 5:00 pm [SEMINAR FULL]
       
  • Boston Regional Office [ccooutreachbdo@sec.gov]
    Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island, Vermont
    • 5/22/2007 (Hartford, CT) — 9:00 am to 1:00 pm
    • 5/24/2007 (Boston, MA) — 9:00 am to 1:00 pm
    • 5/30/2007 (Boston, MA) — 9:00 am to 1:00 pm
       
  • Chicago Regional Office [MROCCO@sec.gov]
    Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, Wisconsin
    • 5/22/2007 (Chicago, IL) — 9:00 am to 1:00 pm [SEMINAR FULL]
    • 6/5/2007 (Chicago, IL) — 9:00 am to 1:00 pm [SEMINAR FULL]
    • 6/7/2007 (Cleveland, OH) — 1:00 pm to 5:00 pm
       
  • Denver Regional Office [CROOutreachProgram@sec.gov]
    Colorado, Nebraska, New Mexico, North Dakota, South Dakota, Utah, Wyoming
    • 6/27/2007 (Denver, CO) — 9:00 am to 12:00 pm [SEMINAR FULL]
      Please note: This seminar is likely to be most beneficial to firms with 20 or less employees and $500 million or less in assets under management.
       
  • Fort Worth Regional Office [FWDO-Outreach@sec.gov]
    Arkansas, Kansas, Oklahoma, Texas
    • 4/05/2007 (Houston, TX) — 1:00 pm to 4:30 pm
    • 4/16/2007 (Dallas, TX) — 1:00 pm to 4:30 pm
       
  • New York Regional Office [CCOOutreachNERO@sec.gov]
    New Jersey, New York
    • 4/02/2007 (New York, NY) — 9:30 am to 1:00 pm
    • 4/03/2007 (New York, NY) — 9:30 am to 1:00 pm [SEMINAR FULL]
    • 5/24/2007 (New York, NY) — 9:30 am to 1:00 pm [SEMINAR FULL]
    • 5/29/2007 (New York, NY) — 9:30 am to 1:00 pm [SEMINAR FULL]
       
  • Los Angeles Regional Office [CCOOutreachPRO@sec.gov]
    Arizona, Hawaii, Oregon, Southern California, Southern Nevada
    • 4/17/2007 (Portland, OR) — 9:00 am to 1:00 pm
    • 4/20/2007 (Los Angeles, CA) — 9:00 am to 1:00 pm [SEMINAR FULL]
    • 4/23/2007 (Los Angeles, CA) — 9:00 am to 1:00 pm [SEMINAR FULL]
       
  • Miami Regional Office [SEROSeminars@sec.gov]
    Florida, Puerto Rico
    • 6/5/2007 (Miami, FL) — 1:00 pm to 5:00 pm
       
  • Philadelphia Regional Office [PDO-CCO@sec.gov]
    Delaware, District of Columbia, Maryland, Pennsylvania, Virginia, West Virginia
    • 5/17/2007 (Wilmington, DE) — 12:00 pm to 4:00 pm
    • 5/21/2007 (Baltimore, MD) — 9:00 am to 12:00 pm
    • 5/22/2007 (Richmond, VA) — 9:00 am to 12:00 pm
       
  • San Francisco Regional Office [CCOOutreachSFDO@sec.gov]
    Alaska, Idaho, Montana, Northern California, Northern Nevada, Washington
    • 4/19/2007 (San Francisco, CA) — 9:00 am to 12:30 pm [SEMINAR FULL]
    • 4/27/2007 (Seattle, WA) — 9:00 am to 12:30 pm
    • 5/2/2007 (San Francisco, CA) — 9:00 am to 12:30 pm

If you have a question regarding Seminar registration, please send an email to CCOutreach@sec.gov.

 

http://www.sec.gov/info/cco/ccorscal2007.htm


Modified: 06/11/2007