This page provides links to PDF versions of SEC public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of SEC forms in alphanumeric order. Please note that you will need Adobe Reader plug-in to view these forms (available for free from Adobe through our About Adobe Acrobat (PDF) page).

Number
Description
Last Updated
SEC Number
Topic(s)
Number:1-A Description: Regulation A Offering Statement (PDF)
Last Updated: SEC Number:SEC486 Topic(s):Securities Act of 1933, Small Businesses
Number:1-K Description: Annual Reports and Special Financial Reports (PDF)
Last Updated: SEC Number:

SEC2913

Topic(s):Securities Act of 1933, Small Businesses
Number:1-SA Description: Semiannual Report or Special Financial Report Pursuant to Regulation A (PDF)
Last Updated: SEC Number:

SEC2914

Topic(s):Securities Act of 1933, Small Businesses
Number:1-U Description: Current Report Pursuant to Regulation A (PDF)
Last Updated: SEC Number:

SEC2915

Topic(s):Securities Act of 1933, Small Businesses
Number:1-Z Description: Exit Report Under Regulation A (PDF)
Last Updated: SEC Number:

SEC2916

Topic(s):Securities Act of 1933, Small Businesses
Number:144 Description: Notice of proposed sale of securities pursuant to Rule 144 (PDF)
Last Updated: SEC Number:SEC1147 Topic(s):Securities Act of 1933
Number:ABS-EE Description: Form for Submission of Electronic Exhibits for Asset-Backed Securities (PDF)
Last Updated: SEC Number:

SEC2910

Topic(s):Securities Act of 1933
Number:C Description: Form C (PDF)
Last Updated: SEC Number:

SEC 2930

Topic(s):Securities Act of 1933
Number:CB Description: Tender offer/rights offering notification form (PDF)
Last Updated: SEC Number:SEC2560 Topic(s):Proxy and Tender Offer, Securities Act of 1933, Securities Exchange Act of 1934
Number:D Description: Notice of Exempt Offering of Securities
Last Updated: SEC Number:

SEC1972

Topic(s):Securities Act of 1933, Small Businesses
Number:F-1 Description: Registration statement for securities of certain foreign private issuers (PDF)
Last Updated: SEC Number:

SEC1981

Topic(s):Securities Act of 1933, International
Number:F-10 Description: Registration statement for securities of certain Canadian issuers (PDF)
Last Updated: SEC Number:

SEC2292

Topic(s):Securities Act of 1933, International
Number:F-3 Description: Registration statement for securities of certain foreign private issuers (PDF)
Last Updated: SEC Number:

SEC1983

Topic(s):Securities Act of 1933, International
Number:F-4 Description: Registration statement for securities of certain foreign private issuers issued in certain business combination transactions (PDF)
Last Updated: SEC Number:

SEC2078

Topic(s):Securities Act of 1933, International
Number:F-6 Description: Registration statement under the Securities Act of 1933 for depositary shares evidenced by American depositary receipts (PDF)
Last Updated: SEC Number:SEC2001 Topic(s):Securities Act of 1933, International
Number:F-7 Description: Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders (PDF)
Last Updated: SEC Number:

SEC2289

Topic(s):Securities Act of 1933, International
Number:F-8 Description: Registration statement under the Securities Act of 1933 for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)
Last Updated: SEC Number:

SEC2290

Topic(s):Securities Act of 1933, International
Number:F-80 Description: Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (PDF)
Last Updated: SEC Number:

SEC2282

Topic(s):Securities Act of 1933, International
Number:F-N Description: Appointment of agent for service of process by foreign banks and foreign insurance companies (PDF)
Last Updated: SEC Number:SEC2306 Topic(s):Securities Act of 1933
Number:F-X Description: Appointment of agent for service of process and undertaking (PDF)
Last Updated: SEC Number:SEC2288 Topic(s):Securities Act of 1933, International
Number:ID Description: Uniform application for access codes to file on EDGAR
Last Updated: SEC Number:

SEC2084

Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
Number:S-1 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC870

Topic(s):Securities Act of 1933, Small Businesses
Number:S-11 Description: Registration of securities of certain real estate companies (PDF)
Last Updated: SEC Number:

SEC907

Topic(s):Securities Act of 1933
Number:S-20 Description: Registration statement under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:SEC2013 Topic(s):Securities Act of 1933
Number:S-3 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC1379

Topic(s):Securities Act of 1933
Number:S-4 Description: Registration statement under Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2077

Topic(s):Securities Act of 1933
Number:S-6 Description: Registration under 1933 act of securities of unit investment trusts registered on form N-8B-2 (PDF)
Last Updated: SEC Number:

SEC649

Topic(s):Securities Act of 1933
Number:S-8 Description: Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans (PDF)
Last Updated: SEC Number:

SEC1398

Topic(s):Securities Act of 1933
Number:SE Description: Submission of Paper Format Exhibits by Electronic Filers (PDF)
Last Updated: SEC Number:

SEC2082

Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
Number:SF-1 Description: Registration Statement Under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2908

Topic(s):Securities Act of 1933
Number:SF-3 Description: Registration Statement Under the Securities Act of 1933 (PDF)
Last Updated: SEC Number:

SEC2909

Topic(s):Securities Act of 1933
Number:TH Description: Notification of Reliance on Temporary Hardship Exemption (PDF)
Last Updated: SEC Number:

SEC2348

Topic(s):Securities Act of 1933, Securities Exchange Act of 1934, EDGAR Filers
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