FOIA Annual Report Workbook 2021-01-14 FOIA Annual Report SECSecurities and Exchange Commission202015 U.S.C. § 80a-30(c)Information regarding investment company examinationN/A15 U.S.C. § 78x(d)Foreign securities authoritiesN/A15 U.S.C. § 78u-6Information that could identify a whistleblowerN/A42 U.S.C. § 247d-6b(d)Information identifying the location at which materials in the stockpile under subsection (a) of this section are stored N/A5 U.S.C. app 3 § 7(b) (Inspector General Act of 1978)Names of employees who provide information or complaints to the Inspector GeneralN/A15 U.S.C. § 77f(e)(2)Certain information contained in or filed with a securities registration statementN/A31 U.S.C. § 5319Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsN/A15 U.S.C. § 80b-4Reports by investment adviserN/A5 U.S.C. app. 4 § 107(a)(2) (Ethics in Government Act of 1978)Confidential financial disclosure information pertaining to certain government employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Boyd v. Exec. Off. for U.S. Att'ys, 161 F. Supp. 3d 1, 7 (D.D.C. 2015); Seife v. NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012). 114415152121221010114411599133001325864164957641113NoRecords4119Referred95Withdrawn507FeeRelated27NotAgency52Duplicate8613258N/A00Ex. 23Ex. 359Ex. 4535Ex. 5240Ex. 6494Ex. 7(A)480Ex. 7(B)3Ex. 7(C)306Ex. 7(D)16Ex. 7(E)15Ex. 7(F)1Ex. 828155855991483228014599Ex. 31Ex. 48Ex. 569Ex. 641Ex. 7(A)277Ex. 7(B)1Ex. 7(C)35Ex. 83Withdrawn5Other9Moot991423.24LT13472020-09-291613.79LT164072768917813432174.74310513.18LT1640111810376501343138141.4303101-201132321-40106041-6035461-8013281-10089101-12075121-14051141-16032161-18019181-20018201-30058301-40017401+6132341-20621-40041-60161-80181-1001101-1200121-1400141-1601161-1800181-2000201-3000301-4000401+3131-20621-40141-60161-80081-1000101-1200121-1401141-1600161-1800181-2001201-3000301-4001401+011633940410961067446512015-09-1512512015-10-0912332016-08-0110342016-12-239352017-07-078042017-09-157552017-10-237302017-12-077012018-01-106792018-01-106791123024.1222916449525.5308.4638.469700308.00461496.7710161804.7713791.680.1400296858797818302101112020-09-08161154613300114871325818418359658558859940