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0001026209FORTUNE FINANCIAL SERVICES INC                          /BD 00849727  P.O. BOX 296                                                                    NEW BRIGHTON                  PA15066     7248462488251799740
0001026211WEALTH EQUITY CORP                                      /BD 00849729  43 WESTERN AVENUE                                                               FAIRFIELD                     ME04937     2074535300010510960
0001026396ISG EQUITY SALES CORP                                   /BD 00849734  7201 W. SAGINAW SUITE 225                                                       LANSING                       MI48917     5173232265383312970
0001026397DIRKS & CO INC                                          /BD 00849735  18 EAST 53RD ST. 6TH FLOOR                                                      NEW YORK                      NY10022     2128326700133892863
0001026580SECURE PLANNING INC                                     /BD 00849737  42 MIDDLE STREET                                                                PORTSMOUTH                    NH03801     6034335515020443647
0001026581CROSSBOW INVESTMENTS LLC                                /BD 00849738  220 CENTRAL PARK SOUTH APT 13B                                                  NEW YORK                      NY10019     2125823044133919148
0001026583SHERWOLD G W ASSOCIATES INC                                 00849740  22994 EL TORO ROAD                                                              LAKE FOREST                   CA92630     9494700700330619325
0001026584AMERICAN LANDMARK SECURITIES INC                        /BD 00849741  433 E. COLINAS BLVD.                    SUITE 805                               IRVING                        TX75039     9724019000742799034
0001026587PROPERTY CAPITAL SECURITIES INC                         /BD 00849744  601 MONTGOMERY STREET STE 700                                                   SAN FRANCISCO                 CA94111     4159123100943284600
0001026588FSP INVESTMENTS LLC                                     /BD 00849745  401 EDGEWATER PLACE                     SUITE 110                               WAKEFIELD                     MA01880     8009506288043331336
0001026769KAHN DAVID LLOYD                                        /BD 00849747  230 S. LASALLE ST.                      SUITE 688                               CHICAGO                       IL60604     3122942232054501743
0001026770SUNBELT SECURITIES INC                                  /BD 00849748  5075 WESTHEIMER #1050                                                           HOUSTON                       TX77056     7139659510760472120
0001026772ACCESS INVESTMENTS INC                                  /BD 00849750  3621 NW 63RD                                                                    OKLAHOMA CITY                 OK73116     4058489826731505851
0001026986MIDWEST TRADING & INVESTMENT INC                        /BD 00849757  4104 S. ARCHER AVE                                                              CHICAGO                       IL60632     7738473148364126976
0001026987SPYGLASS TRADING LP                                         00849758  8201 PRESTON RD STE 400 LB 21                                                   DALLAS                        TX75225     2148908899752675061
0001026988PURE TRADING INC                                        /BD 00849759  1021C 75TH STREET                                                               DARIEN                        IL60561     6309609500364111793
0001027417OAK TRADING LTD PARTNERSHIP                             /BD 00849777  C/O FIRST OPTIONS OF CHICAGO            220 MONTGOMERY ST. #500                 SAN FRANCISCO                 CA94104     4153981255943252862
0001027418THORNHILL GROUP INC                                     /BD 00849778  1900 CORPORATE BLVD. SUITE 305W                                                 BOCA RATON                    FL33431     5612419921650653361
0001027419STRAWBERRY TRADING INC                                  /BD 00849779  440 S. LASALLE - #2110                                                          CHICAGO                       IL60605     3123623600363990797
0001027420WYNSMA JEFFREY BURTON                                   /BD 00849780  26 W 249 PINEHURST DR                                                           WINFIELD                      IL60190     3129135811370743670
0001027422CB SECURITIES CORP                                      /BD 00849782  C/O CHANCELLOR CONSULTANTS              71 BROADWAY STE 702                     NEW YORK                      NY10006               133916832
0001072766BANCORPSOUTH INVESTMENT SERVICES INC                    /BD 00851367  525 EAST CAPITOL STREET                                                         JACKSON                       MS39201     6019443726640900044
0000787391INDEPENDENCE ONE BROKERAGE SERVICES INC                 /BD 00835414  P.O. BOX 9065                                                                   FARMINGTON HILLS              MI48333     2484733703382670726
0001027783PERDIUE SECURITIES LLC                                  /BD 00849795  344 W. 87TH ST. APT. 2F                                                         NEW YORK                      NY10024     2123449121133920527
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0001028551MALACHI GROUP INC                                       /BD 00849804  3495 PIEDMONT RD.                       12 PIEDMONT CTR. STE. 410               ATLANTA                       GA30305     4042373031582266309
0001028556SAVITT MARK RICHARD                                     /BD 00849809  440 S. LASALLE - SUITE #3100                                                    CHICAGO                       IL60605     3122605008399485170
0001028558J&S INVESTMENTS LLC                                   /BD   00849811  213 EAST CLINTON AVENUE                                                         TENAFLY                       NJ07670     2123061000222677477
0001028562BURTON M ROBERT ASSOCIATES INC/NY                       /BD 00849815  300 TULIP ST.                                                                   LIVERPOOL                     NY13088     3154536346161493299
0001028564WITENBERG INVESTMENT COMPANIES INC                      /BD 00849817  9440 SANTA MONICA BLVD SUITE 600                                                BEVERLY HILLS                 CA90210     3107245555954484193
0001028565KEY GROUP INC                                           /BD 00849818  48 S. FRANKLIN TPKE                                                             RAMSEY                        NJ07446     2012369696223476161
0001028567SOLID FINANCIAL INVESTMENT SERVICES CORP                /BD 00849820  2808 SOUTH ESTATE DR                                                            EL RENO                       OK73036     2174989303371364339
0001028765DELTA TRADING LLC                                       /BD 00849823  51 OLD GELN ROAD                                                                MORRISTOWN                    NJ07960     9732678091133923948
0001028766S F TRADING GROUP LLC                                   /BD 00849824  10 SISCO STREET                                                                 WAYNE                         NJ07470     2123061000133917454
0001028767CARLSON STEVEN IVAR                                     /BD 00849825  440 S. LASALLE SUIE 3112                                                        CHICAGO                       IL60605     3122605008344669209
0001028769ZURICH CAPITAL MARKETS SECURITIES INC                       00849827  ONE CHASE MANHATTAN PLAZA , 44TH FLOOR                                          NEW YORK                      NY10005     2122083655133915817
0001028770FUTURES INVESTMENT CO                                   /BD 00849828  5916 N. 300 WEST                                                                FREMONT                       IN46737     219833130636326109
0001028771SECOND STREET SECURITIES INC                            /BD 00849829  225 MILLBURN AVENUE                     SUITE 302A                              MILLBURN                      NJ07041     9739129265943257598
0001028772EVERCORE GROUP INC                                          00849830  65 EAST 55TH                            33 FL.                                  NEW YORK                      NY10019     2125547950133885895
0001028773ALLEN DOUGLAS SECURITIES INC                            /BD 00849831  480 N. ORLANDO AVE                      SUITE 200                               WINTER PARK                   FL32789     4077741995593408905
0001029055NOBLE DANIEL J                                          /BD 00849839  440 S. LASALLE STE 3100                                                         CHICAGO                       IL60605               361644957
0001029062EUROMAX FINANCIAL SERVICES INC                          /BD 00849846  355 GELLERT BLVD SUITE 236                                                      DALY CITY                     CA94105     6509915605943250723
0001029063MID FLORIDA EQUITIES INC                                /BD 00849847  P.O. BOX 608039                                                                 ORLANDO                       FL32860     4072637561593411184
0001029064BROADWAY TRADING LLC                                    /BD 00849848  50 BROAD ST-SUITE 201                                                           NEW YORK                      NY10004     2123283555223248488
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0001029217ANTHEM SECURITIES INC                                   /BD 00849851  311 ROUSER RD                                                                   MOON TOWNSHIP CORAOP          PA15108     4122621680251803726
0001029218DREYFUS FINANCIAL SERVICES CORP                         /BD 00849852  UNION TRUST BLDG RM 179                                                         PITTSBURGH                    PA15259     4122343184251800439
0001029221NPV CAPITAL GROUP INC                                   /BD 00849855  ONE ROCKEFELLER PLAZA - SUITE 920                                               NEW YORK                      NY10020     2128977783133915802
0001029452HIGH MARK SECURITIES INC                                /BD 00849858  500 S. FLORIDA AVE                      4TH FLOOR                               LAKELAND                      FL33801     8664956771593096541
0001029546QUASH PROFIT PRODUCTIONS LLC                            /BD 00849862  8720 GEORGIA AVE 808                                                            SILVER SPRING                 MD20910     3016500059521971472
0001029548HYY SPECIALISTS LLC                                     /BD 00849864  32 BROADWAY-10TH FLOOR                                                          NEW YORK                      NY10004     2127428170133917560
0001029549FUERST SECURITIES CORP                                  /BD 00849865  751 HORIZON COURT STE 205                                                       GRAND JUNCTION                CO81506     9702559995330732079
0001072768JONATHAN ROBERTS FINANCIAL GROUP INC                    /BD 00851369  13902 N. DALE MABRY HWY STE 103                                                 TAMPA                         FL33618     8139623335593535379
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0001029859ASPEN TRADING LLC                                       /BD 00849867  440 SOUTH LASALLE ST - STE 700                                                  CHICAGO                       IL60605     3123624000364125963
0001029968PAGE KEVIN J                                            /BD 00845483  440 S. LASALLE STREET                   SUITE 1260                              CHICAGO                       IL60605     3123622040320689530
0001030408CLAYTON DUNNING & CO INC                                    00849874  160 EAST 83RD STREET                                                            NEW YORK                      NY10028     3054458776650634429
0001030409BUCIAK MARK STEPHEN                                     /BD 00849875  P.O. BOX 963                                                                    AVON                          CT06001     8606757723042604304
0001030410RMS SECURITIES INC                                      /BD 00849876  65 UNCAS AVE                                                                    STATEN ISLAND                 NY10309     7186674553133894619
0001030414LIEBLONG & ASSOCIATES INC                               /BD 00849880  P.O. BOX 24520                                                                  LITTLE ROCK                   AR72221     5012192003710637197
0001030529MYDISCOUNTBROKER COM                                   /BD  00849882  1201 ELM STREET SUITE 121                                                       DALLAS                        TX75270     2146726400752678398
0001030531EMPIRE OPTIONS CORP                                     /BD 00849884  1900 MARKET STREET STE 616                                                      PHILADELPHIA                  PA19103               232870819
0001030532DOW JONES B D SERVICES INC                              /BD 00849885  200 LIBERTY STREET (12TH FLOOR)                                                 NEW YORK                      NY10281     2124163807133897175
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0001030726TINERVIA SCOTT FRANK                                    /BD 00849889  440 S. LASALLE-STE 700                                                          CHICAGO                       IL60605     3123624782329528569
0001030868HAMMOND ZURO INC                                        /BD 00849896  5672 A ALMADEN EXPRESSWAY                                                       SAN JOSE                      CA95118     4084459900770436039
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0001030870ASHRAF CAPITAL CORP                                     /BD 00849898  201 S. LAKE AVENUE                      SUITE 603                               PASADENA                      CA91101     6268442478943258038
0001030871HOULIHAN SMITH & CO INC                                 /BD 00849899  TWO MID AMERICA PLAZA STE 800                                                   OAKBROOK TERRACE              IL60181     6309542344931219318
0001030993COHEN & CRAMER INC                                      /BD 00849900  1499 W. PALMETTO PARK ROAD SUITE 170                                            BOCA RATON                    FL33486     8005239171650690624
0001030994MUELLER & CO INC                                        /BD 00849901  242 4TH STREET                                                                  LAKEWOOD                      NJ08701     7323640111223483288
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0001031210WITTEN JOHN ARTHUR                                      /BD 00849905  440 S. LASALLE-620                                                              CHICAGO                       IL60605     3123624951340462440
0001031216CYPRESS CAPITAL CORP                                        00849911  ONE SANSOME ST. NO. 1900                                                        SAN FRANCISCO                 CA94104     8888000988943255891
0001031218NETHERLAND SECURITIES INC                               /BD 00849913  12720 HILLCREST ROAD STE 900                                                    DALLAS                        TX75230     9725030577752676585
0001031219MID AMERICA SECURITIES INC /IL                          /BD 00849914  175 W. JACKSON BLVD STE A 1718                                                  CHICAGO                       IL60604     3129860900
0001031469CANTAGALLO DAVID /BD                                        00849919  220 BUSH STREET STE 580                                                         SAN FRANCISCO                 CA94104     4153975580345481396
0001031470HYNES STEPHEN NOEL                                      /BD 00849920  5324 N. GLENWOOD-1ST FL                                                         CHICAGO                       IL60640     3123624653339847830
0001031472RAM TRADING LLC                                         /BD 00849922  47 LONGVIEW ROAD                                                                PORT WASHINGTON               NY11050
0001031473ESTREA CORP                                             /BD 00849923  C/O SPEAR LEEDS & KELLOGG               120 BROADWAY                            NEW YORK                      NY10271     2122232090133920903
0001031476WALDEN TRADING LLC                                      /BD 00849926  1301 W. FLECTCHER APT 216                                                       CHICAGO                       IL60657     3123623657364124208
0001031480RIGHT BREAK TRADING INC                                 /BD 00849930  141W JACKSON                            SUITE 1310A                             CHICAGO                       IL60604     3127863400364107018
0001031481STOCKS 4 LESS INC                                       /BD 00849931  9665 WILSHIRE BLVD. STE. 211            3RD FLOOR                               BEVERLY HILLS                 CA90212     3103852118954612208
0001031482NEI ENERGY PARTNERS INC  /TX                            /BD 00849932  12200 N. STEMMONS FREEWAY - SUITE 207                                           DALLAS                        TX75234     9722418478752657850
0001031567EMERGING MARKETS SECURITIES DE LLC                      /BD 00849934  780 3RD AVE 36TH FL                                                             NEW YORK                      NY10017     2124861370133990884
0001031569WHITE PACIFIC SECURITIES INC                            /BD 00849936  18725 EAST GALE AVENUE - SUITE 233                                              ROWLAND HEIGHTS               CA91748     8008888038931228517
0001031574TIBERIUS FUND LLC                                       /BD 00849941  120 BROADWAY                                                                    NEW YORK                      NY10271     2124336006133914880
0001031575WITTEN SCOTT WILLIAM                                    /BD 00849942  2290 LINDEN                                                                     HIGHLAND PK                   IL60035     8474331242349483580
0001031817WORLD TRADE FINANCIAL CORP                              /BD 00849944  888 PROSPECT STREET                     SUITE 330                               LA JOLLA                      CA92037     8584598883880367086
0001031819EARLY RISER CAPIAL GROUP LP                             /BD 00849946  175 BERGEN STREET                                                               BROOKLYN                      NY11217     7185965593133924075
0000069596USALLIANZ INVESTOR SERVICES LLC                         /BD 00813630  1750 HENNEPIN AVE.                                                              MINNEAPOLIS                   MN55403     6123476500410946006
0001032007SEABROOK BENEFITS CONSULTING INC                        /BD 00849948  30 KETTLE HOLE ROAD                                                             MANORVILLE                    NY11949     5168781134113345832
0001032008NICOLAIS ASSOCIATED LTD PARTNERSHIP                     /BD 00849949  440 S. LASALLE #1750                                                            CHICAGO                       IL60605     3129632084364125280
0001032187WAGNER E ASSOCIATES INC/BD                                  00849950  5990 STONERIDGE DR #103                                                         PLEASANTON                    CA94588     5104161200943259728
0001032188MDB CAPITAL GROUP LLC                                   /BD 00849951  401 WILSHIRE BLVD STE 1020                                                      SANTA MONICA                  CA90401     3109175656954610548
0001032191RAIDER TRADING LLC                                      /BD 00849954  29 SALTER PLACE                                                                 MAPLEWOOD                     NJ07040     2123061000133924060
0001032193LOGAN ROCK                                              /BD 00849956  2250 CLARENDON BLVD.-SUITE L            SUITE L                                 ARLINGTON                     VA22201     7035251002541816560
0001032194DARCY GROUP LLC                                         /BD 00849957  500 S. SALINA STREET                                                            SYRACUSE                      NY13202     3154711505161514145
0001072769TJM INVESTMENTS LLC                                     /BD 00851370  30 S. WACKER DR STE 1920                                                        CHICAGO                       IL60606     3127954004364253371
0001032548DULANEY SECURITIES INC                                      00849964  901 DULANEY VALLEY RD STE 514                                                   TOWSON                        MD21204     4102969550522008983
0001032918OCALLAGHAN JAMES GERARD                                 /BD 00849967  110 EAST END AVE                                                                NEW YORK                      NY10028     2126565000091306487
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0001032917PINEDA ROWEL GACULA/CA/                                 /BD 00849966  201 SANSOME STREET STE. 300                                                     SAN FRANCISCO                 CA94104     4156456703546479664
0001032920VALHALLA PARTNERS LLC                                   /BD 00849969  111 BROADWAY 15TH FLOOR                                                         NEW YORK                      NY10006     2122674430133933212
0001018442GREATER COMMUNITY FINANCIAL LLC                         /BD 00849441  535 GETTY AVENUE                                                                CLIFTON                       NJ07011     9732532226223437652
0001033397DP ASSET MANAGEMENT INC                                 /BD 00849980  7100 W. CAMINO REAL-STE. 115                                                    BOCA RATON                    FL33433     5614179100650721384
0001033400COOK STEVEN E                                           /BD 00849983  175 W. JACKSON SUITE A-1727                                                     CHICAGO                       IL60604               320601326
0001033995SCHRODER VENTURES NORTH AMERICA INC                     /BD 00849984  C/O 22 CHURCH STREET                    WASHINGTON MALL PENTHOUSE               HAMILTON BERMUDA  HM 11       D0                    980164085
0001034000MCKEON BROTHERS LLC                                     /BD 00849989  80 SUNKEN ORCHARD LANE                                                          OYSTER BAY                    NY11771               113360017
0001034001LIBRA CAPITAL LLC                                       /BD 00849990  1386 EAST 31ST ST                                                               BROOKLYN                      NY11210     2123061000133944258
0001034003HILLGROVE SECURITIES LLC                                /BD 00849992  4200 LINDEN                                                                     WESTERN SPRINGS               IL60558     7082468513364134901
0001034262TRADEWEB LLC                                            /BD 00849994  ONE WORLD TRADE CENTER                  SUITE 5149                              NEW YORK                      NY10048     2126683867133932439
0001034263ADS DISTRIBUTORS INC                                    /BD 00849995  670 2ND ST. NORTH                                                               SAFETY HARBOR                 FL34695     7277258711650718838
0001034264GEORGIA CAPITAL PARTNERS INC                            /BD 00849996  1040 CROWN POINTE PKWY-STE. 425         SUITE 425                               ATLANTA                       GA30338     7709133999582269233
0001034266ROEPE ROSENFELD TRADING LLC                             /BD 00849998  3 TAFT STREET                                                                   HASTINGS-ON-HUDSON            NY10706               232387719
0000908069ANDOVER BROKERAGE LLC                                   /BD 00846133  400 RELLA BLVD                                                                  MONTEBELLO                    NY10901     9143690166133923572
0001034945AMERICAN GENERAL FINANCIAL ADVISORS INC                 /BD 00850018  P.O. BOX 3206                                                                   HOUSTON                       TX77253     7138314118760519992
0001034947AURA FINANCIAL SERVICES INC                             /BD 00850020  1313 ALFORD AVE                                                                 HOOVER                        AL35226     2058222872631184756
0001035111HOSTY JOHN ROBERT                                           00850029  425 SO. OAK PARK AVE                                                            OAK PARK                      IL60302     7088482534343268405
0001035114AFFILIATED BANKERS CAPITAL LLC //TX                     /BD 00850032  98 SAN JACINTO BLVD-STE. 1940                                                   AUSTIN                        TX78701     5124798200742932037
0001035115CRAIG RICHARD L & CO                                        00850033  P.O. BOX 100821                                                                 FORT WORTH                    TX76185     8178200440752689491
0001035116AMERICAN CENTURY BROKERAGE INC                          /BD 00850034  1665 CHARLESTON RD                                                              MOUNTAIN VIEW                 CA94043     6509679826431772343
0001035340AXES AMERICA LLC                                        /BD 00850037  EAST BUILDING-70 SEAVIEW AVENUE                                                 STAMFORD                      CT06902     2039751500061475019
0001035342POLAR INVESTMENT COUNSEL INC                            /BD 00850039  P.O. BOX 734                                                                    BURLINGTON                    WI53105     2625372200391823062
0001035344UHLMANN INVESTMENTS LLC                                 /BD 00850041  141 W. JACKSON BLVD. STE.1320A                                                  CHICAGO                       IL60604     3124354747364135497
0001035473PEEL HUNT INC                                           /BD 00850042  62 THREADNEEDLE STREET                                                          LONDON UNITED KINGDOM EC2R 8HPX0          0114401714980165816
0001035474CAROLINA SECURITIES INC                                 /BD 00850043  3605 GLENWOOD AVENUE-510                                                        RALEIGH                       NC27612     9197829034561952957
0001035478M P LINN INC                                            /BD 00850047  6446 CENTRAL AVE                                                                ST. PETERSBURG                FL33707     8133817500593417886
0001003670LAWRENCE ROBERT M CORP/                                     00848803  C/O CONSULTANTS CONSULTANTS             14 WALL ST 30TH FL                      NEW YORK                      NY10005     2122676011133653973
0001035836KIM DANIEL KAI MYONG                                    /BD 00850050  440 S. LASALLE                          STE. 1658                               CHICAGO                       IL60647     3123623668393622404
0001035839FINANCIAL PASSPORT INC                                  /BD 00850053  8605 WESTWOOD CENTER                    SUITE 500                               VIENNA                        VA22182     7033432138541982035
0001035843HARBORVIEW LLC                                          /BD 00850057  55 WATER STREET 31ST FLOOR                                                      NEW YORK                      NY10041     2124405611134086782
0001094640MURJEN FINANCIAL INC                                    /BD 00852032  900 ELLISON AVE.  SUITE 302                                                     WESTBURY                      NY11590               113459548
0001036014AMARANTH SECURITIES LLC                                 /BD 00850061  2 AMERICAN LANE                                                                 GREENWICH                     CT06836     2038618452061588680
0001036055FINANCIAL INSTITUTIONAL PARTNERS LLC                    /BD 00850062  ONE VENTURE                             SUITE 300                               IRVINE                        CA92618     9495857500330741532
0001036056E TRADE CAPITAL MARKETS INC                             /BD 00850063  1111 NORTH HIGHLAND STREET                                                      ARLINGTON                     VA22201     7032473700133932669
0001036057WILSON HTM USA INC                                      /BD 00850064  370 LEXINGTON AVE                       17TH FLOOR                              NEW YORK                      NY10020     2123380300133910545
0001036059OLIVE CORPORATE FINANCE LLC                             /BD 00850066  700 CAPITAL CENTER SOUTH                201 N. ILLINOIS ST                      INDIANAPOLIS                  IN46204     3173834214351993611
0001036129INSTINET CORP\\NY                                       /BD 00850068  875 THIRD AVENUE                                                                NEW YORK                      NY10022     2123105205133934950
0001036131DRAGON TRADING LLC                                      /BD 00850070  625 77TH STREET                                                                 BROOKLYN                      NY11209     2123061000133896437
0001036132ING TT&S U S SECURITIES INC                             /BD 00850071  440 S. LASALLE ST 29TH FLOOR                                                    CHICAGO                       IL60605     3127863281364150323
0001036449MEG TRADING LLC                                         /BD 00850072  105 DUANE STREET #22D                                                           NEW YORK                      NY10007     2123469047031403292
0001036450REVORD TRADING LLC                                      /BD 00850073  230 S. LASALLE                          SUITE 688                               CHICAGO                       IL60604     3122942232364305221
0001036451DOMINION PARTNERS L C                                   /BD 00850074  P.O.BOX 32066                                                                   RICHMOND                      VA23294     8044186269541811039
0001036453KINGSBRIDGE CAPITAL CORP                                /BD 00850076  12407 RIDGE RD                                                                  KING GEORGE                   VA22485     5407753254541850934
0001036455DP SECURITIES INC                                       /BD 00850078  1020 PROSPECT STREET STE 314                                                    LA JOLLA                      CA92037     8585517850330742685
0001036459EQUITY SECURITIES INVESTMENTS INC                       /BD 00850082  5353 WAYZATA BLVD. STE. 600                                                     ST. LOUIS PARK                MN55416     6125124023411868775
0001072260LEEB BROKERAGE SERVICES INC                             /BD 00851346  500 FIFTH AVE STE 3120                                                          NEW YORK                      NY10110     2126531720134016290
0000913465ABACUS INVESTMENTS INC                                  /BD 00846571  N 58 W39834                             WISCONSIN AVE                           OCONONOWOC                    WI53066     4145676676391768558
0001037021DESERT STAR CAPITAL CORP                                /BD 00850086  5151 NORTH 16TH STREET-SUITE 130        SUITE 232                               PHOENIX                       AZ85016     6022799472860856616
0001037022GRANUM SECURITIES LLC                                   /BD 00850087  126 EAST 56TH STREET                                                            NEW YORK                      NY10022     2124073400133925072
0001037025GMM ASSOCIATES LLC                                      /BD 00850090  1 GARRETT PLACE APT 5C                                                          BRONXVILLE                    NY10708     2123061000133694013
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0001037029FINANCIAL SECURITY MANAGEMENT INC                       /BD 00850094  448 VIKING DRIVE SUITE 240                                                      VIRGINIA BEACH                VA23452     7574311414541832360
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0001044202US CENTRAL CAPITAL MARKETS INC                          /BD 00850400  7300 COLLEGE BLVD SUITE 650                                                     OVERLAND PARK                 KS66210     9136613076481061886
0001044203TSB SECURITIES INC                                      /BD 00850401  3900 N TENTH ST  3RD FL                                                         MCALLEN                       TX78501     9569267801742838360
0001044749ALTAIR CAPITAL MANAGEMENT LP                            /BD 00850437  P.O. BOX F                                                                      POCONO PINES                  PA18350     2159811100232929084
0001044750BONNER INVESTMENT GROUP INC                             /BD 00850438  701 MOUNT MORO ROAD                                                             VILLANOA                      PA19085     2154057000232918221
0001044751AOT USA LLC                                             /BD 00850439  220 BUSH STREET SUITE 660                                                       SAN FRANCISCO                 CA94104     4157817430943279809
0001045349THOMAS CAPITAL CORP                                     /BD 00850457  695 QUINEBAUG RD                                                                QUINEBAUG                     CT06262               061493979
0001045354GREENWOOD SECURITIES INC                                /BD 00850462  15821 VENTURA BLVD                      SUITE  540                              ENCINO                        CA91436     8189818726880355106
0001045356WALLSTREET ELECTRONICA INC                              /BD 00850464  7242 SW 42ND TERRACE                                                            MIAMI                         FL33143     8889255783650292769
0001045522FLETCHER THOMAS & CO INC                                /BD 00850465  39 BROADWAY                                                                     NEW YORK                      NY10006     2123814500133964268
0001045523PSCO INTERNATIONAL DISTRIBUTORS LTD LLC                 /BD 00850466  FINANCIAL CENTRE                        695 EAST MAIN STREET                    STAMFORD                      CT06901     2033487365
0001045524OLD DOMINION SECURITIES INC                             /BD 00850467  8519 NW 58TH PLACE                                                              TAMARAC                       FL33321     9547203528650778380
0001045526RAYMAR CAPITAL LLC                                      /BD 00850469  C/O RAYMOND DAVIS COHEN                 180 EAST END AVENUE                     NEW YORK                      NY10128     2128610765133955302
0001045623SALMAN PARTNERS USA INC                                 /BD 00850470  885 WEST GEORGIA STREET                 SUITE 2230                              VANCOUVER BC CANADA           A163800
0001045624WHEATON CHRISTOPHER M INC \                             /BD 00850471  401 S. LASALLE STE 1700                                                         CHICAGO                       IL60605     3123418640364181152
0001045626SBX INC                                                 /BD 00850473  32 BROADWAY SUITE 1200                                                          NEW YORK                      NY10004     2125097800223510434
0001045629ALPHATRADE INC                                          /BD 00850476  ONE FINANCIAL CENTER                                                            BOSTON                        MA02111     6174263750043082247
0001042942VALLONE PETER JAMES                                     /BD 00850357  116 HAMILTON CT                                                                 WHEATON                       IL60187     3124601911125344607
0001045960CORNERSTONE VENTURES LP                                 /BD 00850478  6363 WOODWAY                            SUITE 970                               HOUSTON                       TX77057     7139520186760478307
0001045961M T & ASSOCIATES LP                                     /BD 00850479  220 BUSH STREET #660                                                            SAN FRANCISCO                 CA94104               943278559
0001045963CHAKFORD ASSOCIATED LLC                                 /BD 00850481  440 S. LASALLE SUITE 700                                                        CHICAGO                       IL60605     3123624782
0001045964MONUMENT DISTRIBUTORS INC                               /BD 00850482  7920 NORFOLK AVE. STE. 500                                                      BETHESDA                      MD20814     3012157550522015775
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0001045966ORION TRADING INC                                       /BD 00850484  268 BUSH STREET, PMB #4231                                                      SAN FRANCISCO                 CA94104     5124538531742847777
0001045967JANSSEN PARTNERS INC                                    /BD 00850485  1345 OLD NORTHERN BLVD.                                                         ROSLYN                        NY11576     2127424377061496693
0001046242SUNGARD GLOBAL EXECUTION SERVICES LLC                   /BD 00850489  55 BROADWAY 9TH FLOOR                                                           NEW YORK                      NY10006     2125661600133958258
0001046414PORT SECURITIES INC                                     /BD 00850492  2901 W. COAST HWY. SUITE 165                                                    NEWPORT BEACH                 CA92663     7145749286330768525
0001046416DRZ DERIVATIVES LLC                                     /BD 00850494  220 BUSH STREET- SUITE 660                                                      SAN FRANCISCO                 CA94104     4154456600943279965
0001046610GREAT WEST PARTNERS INC                                 /BD 00850495  8140 WALNUT HILL LANE - SUITE 930                                               DALLAS                        TX75231     2143619063752722482
0001046611MIRAGE SECURITIES LLC                                   /BD 00850496  C/O SPEAR, LEEDS & KELLOGG              120 BROADWAY                            NEW YORK                      NY10271     2123061108133964659
0001046613BOSSIO FINANCIAL GROUP INC                              /BD 00850498  31313 NORTHWESTERN HWY STE 200                                                  FARMINGTON HILLS              MI48334     2488556602383203163
0001046616MARKS MCBROOM SECURITIES INC                            /BD 00850501  3068 DELACODO AVENUE                                                            NEWBURY PARK                  CA91320     2136124626770481138
0001046617BW SECURITIES CORP                                      /BD 00850502  630 FIFTH AVENUE                        19TH FLOOR                              NEW YORK                      NY10111     2122181803133947131
0001046949BAKER KREFT SECURITIES LLC                              /BD 00850514  2100 CHASE TOWER                                                                HOUSTON                       TX77002     7132386701760548364
0001046944SHAY FINANCIAL SERVICES INC                             /BD 00850509  230 W. MONROE STREET-SUITE 2810                                                 CHICAGO                       IL60606     3122146599650216090
0001046945GENERIC TRADING OF PHILADELPHIA LLC                     /BD 00850510  1270 AVENUE OF THE AMERICAS 12TH FLOOR                                          NEW YORK                      NY10020     2122183600133963802
0001046947BINS LLC                                                /BD 00850512  525 W. ARMITAGE AVE APT 2                                                       CHICAGO                       IL60614               364179008
0001026392CSFBDIRECT INC                                          /BD 00849730  HARBORSIDE FINANCIAL CENTER             501 PLAZA II                            JERSEY CITY                   NJ07311     2013083437133902248
0001047070HERITAGE CAPITAL GROUP INC                              /BD 00850519  225 WATER STREET STE 1250                                                       JACKSONVILLE                  FL32202     9043549600591781948
0001047071CAPITAL RESOURCE FINANCIAL SERVICES LLC                 /BD 00850520  200 WEST ADAMS ST., SUITE 1800                                                  CHICAGO                       IL60606     3125751800364192754
0001043264ARCHIPELAGO LLC                                         /BD 00850376  100 S WACKER SUITE 2012                                                         CHICAGO                       IL60606     3129601694364122158
0001047214PEREGRINE FINANCIALS & SECURITIES INC                   /BD 00850521  30 SOUTH WACKER DRIVE SUITE 2020                                                CHICAGO                       IL60606     3126483891421461985
0001047217GRANITE CAPITAL MANAGEMENT                              /BD 00850524  2835 TOWNGATE RD., #110                                                         WESTLAKE VILLAGE              CA91361     8055570153770468202
0001047365DEERFIELD PARTNERS LLC                                  /BD 00850526  20 N. MAIN ST STE 120                                                           SHREBORN                      MA01770     5086470081043381904
0001047366BENEFIT FUNDING SERVICES LLC                            /BD 00850527  695 TOWN CENTER DRIVE                   SUITE 460                               COSTA MESA                    CA92626     7144295556860891039
0001113419NA INVESTMENT SERVICES INC                              /BD 00852542  2230 N. ALBERT STREET                                                           ROSEVILLE                     MN55113     6516286664411963117
0001047682LUCAS TRADING LP                                        /BD 00850533  95 GRAND STREET #3                                                              NEW YORK                      NY10013     2122741819133692546
0001047684NOBLE HOUSE FINANCIAL GROUP LLC                         /BD 00850535  P.O. BOX 356                                                                    LANSDALE                      PA19446     2154122440232920076
0001047685PALLADIN SECURITIES LLC                                 /BD 00850536  195 MAPLEWOOD AVENUE                                                            MAPLEWOOD                     NJ07040     9733136400133967539
0000820831PACIFIC CORTEZ SECURITIES INC                           /BD 00838514  4475 MISSION BLVD. STE. J                                                       SAN DIEGO                     CA92109     6194838500880279011
0001047797BMO NESBITT BURNS SECURITIES LTD                        /BD 00850538  LEGAL DEPARTMENT, 54TH FLOOR            1 FIRST CANADIAN PLACE                  TORONTO ONTARIO               A6513       4163597365103854261
0001047800SLTV INVESTMENT GROUP LLC                               /BD 00850541  473 RIDGEWOOD AVE                                                               GLEN RIDGE                    NJ07028     2017838726129581412
0001047968BRENTWORTH & CO INC                                     /BD 00850546  3125 ROUTE 10 EAST SUITE 2B                                                     DENVILLE                      NJ07834     2125645565133898671
0001047969APOLLO INVESTMENT MANAGEMENT LLC                        /BD 00850547  600 SUPERIOR AVE SUITE 2626                                                     CLEVELAND                     OH44114     2168752626311568622
0001047971ECLIPSE J V                                             /BD 00850549  230 S. LASALLE #688                                                             CHICAGO                       IL60604     3122942222364187981
0001047972BOUCHEY & ASSOCIATES INC                                /BD 00850550  48 UNION AVE                                                                    SARATOGA SPRINGS              NY12866     5185830090161535466
0001047973NIGHTHAWK PARTNERS INC                                  /BD 00850551  2050 CENTER AVENUE, SUITE 200                                                   FORT LEE                      NJ07024     2013638990223489051
0001047974REGAN PAUL MICHAEL                                      /BD 00850552  2 RECTOR STREET 16TH FLOOR                                                      NEW YORK                      NY10006               081763628
0001047975HIRSCHTRITT STEVEN INC                                 //BD 00850553  440 S. LASALLE ST 25TH FLOOR                                                    CHICAGO                       IL60605     3126637243363998653
0001042569COMMONFUND SECURITIES INC                               /BD 00850337  P.O. BOX 812                                                                    WILTON                        CT06897     2033412128061493044
0001048143MALVINA CAPITAL MARKETS LLC                             /BD 00850558  67 WALL STREET                          25TH FL                                 NEW YORK                      NY10005     2128097171133966419
0001048281HIBERNIA SOUTHCOAST CAPITAL INC                         /BD 00850561  909 POYDRAS STREET                      SUITE 1000                              NEW ORLEANS                   LA70112     5045289174000000000
0001048282LIGHTHOUSE ORGANIZATION INC                             /BD 00850562  2901 PARK AVE SUITE D2                                                          SOQUEL                        CA95073     8314645307770466747
0001048284THUNDER ROAD TRADING LLC                                /BD 00850564  111 BROADWAY-2ND FLOOR                                                          NEW YORK                      NY10006     2123061000223540072
0001048496G K FINANCIAL LLC                                       /BD 00850566  220 MONTGOMERY STREET SUITE 500                                                 SAN FRANCISCO                 CA94104     3123624211364183547
0001048670DOLE CAPITAL LLC                                        /BD 00850574  1255 NUUANU AVE C-104                                                           HONOLULU                      HI96817     8085376007943282257
0001048671BAYSIDE FINANCIAL LLC                                   /BD 00850575  220 BUSH STREET                         SUITE 360                               SAN FRANCISCO                 CA94104     4153987565943285063
0001048800INVESTMENT COUNSELING INC                               /BD 00850578  PLAZA 31 179 HIGHWAY 31                                                         FLEMINGTON                    NJ08822     9087888011223327272
0001049008WESTERN MUNICIPAL SECURITIES CORP                       /BD 00850579  942 S. QUINCY ROAD                                                              TURLOCK                       CA95380     2096329048770435436
0001049009OAKBROOK FINANCIAL GROUP INC                            /BD 00850580  2100 CLEARWATER DRIVE                                                           OAK BROOK                     IL60523     6305454777364183202
0001049010AMSTERDAM PACIFIC SECURITIES LLC                        /BD 00850581  FOUR EMBARCADERO CENTER SUITE 1850                                              SAN FRANCISCO                 CA94111               943284353
0001049168SEGAL EDWARD A                                          /BD 00850583  305 2ND AVENUE #341                                                             NEW YORK                      NY10003               111363691
0001049380ESPIRITO SANTO SECURITIES INC                           /BD 00850585  320 PARK AVE                                                                    NEW YORK                      NY10022     2123172720133976131
0001049379FLYER SECURITIES LLC                                    /BD 00850584  440 S LASALLE#1021                                                              CHICAGO                       IL60605     3126633307364230562
0001097093ALYSSA LLC                                              /BD 00852113  745 FIFTH AVENUE 29TH FLOOR                                                     NEW YORK                      NY10151     2128632328134070405
0001063285LIBERTYVIEW ALTERNATIVE ASSET MANAGEMENT INC           /BD  00851051  101 HUDSON ST NO. 3700                                                          JERSEY CITY                   NJ07302     2013697326223606387
0001049764NATIONS FINANCIAL GROUP INC                             /BD 00850588  4000 RIVER RIDGE DR NE                                                          CEDAR RAPIDS                  IA52402     3193939541391909295
0001049765MDNH TRADERS LLC                                        /BD 00850589  220 BUSH STREET STE 660                                                         SAN FRANCISCO                 CA94104               943283374
0001049767NIA SECURITIES LLC                                      /BD 00850591  66 ROUTE 17                                                                     PARAMUS                       NJ07652     2015879300223570392
0001049768NORD SECURITIES CORP                                    /BD 00850592  8400 E. PRENTICE AVE #1416                                                      ENGLEWOOD                     CO80111     3037933334841435285
0001049770PENATES GROUP INC                                       /BD 00850594  8787 E. PINNACLE PEAK #210                                                      SCOTTSDALE                    AZ85255     6029927900860887730
0001049771KOFFLER & CO                                            /BD 00850595  11755 WILSHIRE BLVD SUITE 2370                                                  LOS ANGELES                   CA90025     3103120877954577657
0001097094ARMATO SECURITIES CORP                                  /BD 00852114  C/O GETTENBERG CONSULTING 65 BROADWAY 10                                        NEW YORK                      NY10006     2124804156134079810
0001020610KAVAN TRADING LLC                                       /BD 00849528  C/O FIRST OPTIONS OF CHICAGO, INC.      111 BROADWAY - 2ND FLOOR                NEW YORK                      NY10006     2123467000133903711
0001049854PFTC LLC                                                /BD 00850599  2 RECTOR STREET                         3RD FLOOR                               NEW YORK                      NY10006     2018760080223561721
0001049855CRITCHLEY J & CO LLC                                        00850600  60 EAST 42ND STREET 36TH FLOOR                                                  NEW YORK                      NY10165     2123061000133976566
0001049856HIGHGATE INC                                            /BD 00850601  35 ROBINWOOD DRIVE                                                              LITTLE ROCK                   AR72227     5016661011710778377
0001049857THINKEQUITY PARTNERS                                    /BD 00850602  821 MARQUETTE AVE. S. - SUITE 500                                               MINNEAPOLIS                   MN55402     6126928292411888764
0001049858JOSS PARTNERS LLC                                       /BD 00850603  355 SOUTH END AVE APT 14N                                                       NEW YORK                      NY10280               133769051
0001049860DOODLES TRADING LLC                                     /BD 00850605  2600 NETHERLAND AVE. #1420                                                      BRONX                         NY10463     4074939752133981373
0001049918MINERO SECURITIES LLC                                   /BD 00850616  119 WHITEWOOD DRIVE                                                             MASSAPEQUA PARK               NY11762     5167979250113467246
0001045211MAIER HAUSWIRTH SECURITIES LLC                          /BD 00850456  1537 WEST MARKET STREET                                                         MEQUON                        WI53092     4142418641391903349
0001049909LONG SECURITIES CORP //CA                            /BD    00850607  1000 N. CENTRAL AVE. STE. 200                                                   GLENDALE                      CA91202     8182441875954658632
0001049910MVP OPTIONS TRADING LLC                                 /BD 00850608  2 RECTOR STREET 16TH FLOOR                                                      NEW YORK                      NY10006               145766833
0001049911FERRELLI LOUIS ANTHONY                                  /BD 00850609  P.O. BOX 6128                                                                   BOSTON                        MA02209               020523968
0001049912EPO CAPITAL CORP                                        /BD 00850610  126 S. FRANKLIN ST                                                              WILKES-BARRE                  PA18701     7178255112232926534
0001049914KLR TRADE CORP INC                                      /BD 00850612  440 S. LASALLE #610                                                             CHICAGO                       IL60605     3123622792364177941
0001049919APEX INVESTMENT GROUP                                   /BD 00850617  851 HAMILTON DRIVE                                                              LAYAYETTE HILL                PA19444     6108256878232992496
0001049920FAMILY MANAGEMENT SECURITIES LLC                        /BD 00850618  477 MADISON AVE                                                                 NEW YORK                      NY10022     2128729620134007867
0000880633FIRST SAXONIA SECURITIES INC                            /BD 00844275  952 JEFFERSON ST                        D-40479                                 NAPA                          CA94559     7072268530880261399
0001049962GREENAKER TRADING LLC                                   /BD 00850619  637 LONG HILL ROAD WEST                                                         BRAIRCLIFF                    NY10510     2123061000133442010
0001049963GOLDEN ANCHOR TRADING LLC                               /BD 00850620  280 S. HIBISCUS DRIVE                                                           MIAMI BEACH                   FL33139     3055320583133748565
0001049964PEGASUS MERGER FUND II LP                               /BD 00850621  ONE BOSTON PLACE - SUITE 2975                                                   BOSTON                        MA02108     6173678500043395715
0001049966WEISS KENNETH M                                         /BD 00850623  961 STONEGAGE                                                                   HIGHLAND PK                   IL60035               332343837
0001050097NEW VERNON SECURITIES LLC                               /BD 00850625  ONE GATEHALL DRIVE                                                              PARSIPPANY                    NJ07054     9736442400223546065
0001050099GOLDSMITH TRADING LLC                                   /BD 00850627  220 BUSH STREET STE 660                                                         SAN FRANCISCO                 CA94104     4157817430943284412
0001050100GOVDESK LLC                                             /BD 00850628  119 W. TORRANCE BLVD STE 3                                                      REDONDO BEACH                 CA90277     3109372261330776090
0001050101ASSET ALLIANCE INVESTMENT SERVICES INC                  /BD 00850629  800 THIRD AVENUE - 22ND FLOOR                                                   NEW YORK                      NY10022               133973300
0001050102KALOS CAPITAL INC                                       /BD 00850630  1213 HUNTCLIFF VILLAGE COURT                                                    ATLANTA                       GA30350     7706498150582347396
0001050103VERNON SHALL MORGAN & CO                                    00850631  3560 WEST MARKET STREET SUITE 110                                               AKRON                         OH44333     3306681085311497566
0001113506CIVILIAN CAPITAL INC                                    /BD 00852550  30 SOUTH WACKER DRIVE, SUITE 1807                                               CHICAGO                       IL60602     3127156888364365507
0001050308GPZ TRADING LLC                                         /BD 00850634  230 S. LASALLE #688                                                             CHICAGO                       IL60604     3122944464364021082
0001050309TRADESCAPE LLC                                          /BD 00850635  135 EAST 57TH STREET - 18 FL                                                    NEW YORK                      NY10022     6465214357223539623
0001050399WITORT LAURENCE J                                       /BD 00850636  230 S. LASALLE #688                                                             CHICAGO                       IL60604     3122944464319509037
0001050400TANAKA KATHERINE                                        /BD 00850637  230 S. LASALLE STE 688                                                          CHICAGO                       IL60604     3122944464325580239
0001050404SCORPION TRADING LLC //NY                               /BD 00850641  317 PARK STREET                                                                 WESTFIELD                     NJ07090     6312710424133971827
0001050407SINOPOLI DAVID BRIAN/NY/                                /BD 00850644  28 WOODBURY RD                                                                  HIGHLAND MILLS                NY10930     2123061959140625926
0001050509FOREST ALTERNATIVE STRATEGIES FUND II LP                /BD 00850647  53 FOREST AVE                                                                   OLD GREENWICH                 CT06870     2036371110061500338
0001050510HUDSON HERITAGE CAPITAL MANAGEMENT INC                  /BD 00850648  392 ALBANY POST RD                                                              CROTON-ON-HUDSON              NY10520               133970289
0001058170KRIEGER FINANCIAL SERVICES INC                          /BD 00850904  1801 S. FEDERAL HWY. STE. 100                                                   DELRAY BEACH                  FL33483     5612782011650814668
0001042780PAL BRO PARTNERS LLC                                    /BD 00850354  2 RECTOR STREET 16TH FLOOR                                                      NEW YORK                      NY10006     2123469674061264005
0001050644ZENON CAPITAL LP                                        /BD 00850649  2269 LAKESHORE BLVD W. #1010                                                    TORONTO ONTARIO               A6836       4162559020
0001050645BROOKSHIRE SECURITIES CORP                              /BD 00850650  5950 W. OAKLAND PARK BLVD STE 300                                               FT. LAUDERDALE                FL33313     9547171995650704062
0001050647AM CAPITAL LLC                                          /BD 00850652  900 THIRD AVENUE                        2ND FLOOR                               NEW YORK                      NY10022     2126102740133978836
0001050649STANNARD FINANCIAL SERVICES LLC                         /BD 00850654  115 2ND AVE SW                                                                  PIPESTONE                     MN56164     5078254300411888147
0001050722WOODY CREEK CAPITAL MANAGEMENT LTD                      /BD 00850656  824 CEDAR STREET                                                                JACKSONVILLE                  FL32207     9042802201363115650
0001050724SAPERSTON ASSET MANAGEMENT INC                          /BD 00850658  237 MAIN STREET SUITE 1100                                                      BUFFALO                       NY14203     7168547541161539208
0001050909PACIFIC RESEARCH & TRADING LLC                          /BD 00850661  220 BUSH STREET SUITE 545                                                       SAN FRANCISCO                 CA94104     4153975580943285971
0001050914CPA FINANCIAL ADVISERS INC                              /BD 00850666  555 WEST GRANADA BLVD. STE. B-11                                                ORMOND BEACH                  FL32174     9046731077593389161
0001050974GLENRIDGE SECURITIES INC                                /BD 00850667  ATTN: THOMAS CORBETT                    440 S. LASALLE SUITE 700                CHICAGO                       IL60605               364194004
0001051096CHICAGO CAPITAL MANAGEMENT LP                           /BD 00850671  2238 LINNEMAN STREET                                                            GLENVIEW                      IL60025     3123623051364186075
0001051097CLAYTON LOWELL & CONGER INC                             /BD 00850672  1872 BALLINA ROAD                                                               CAZENOVIA                     NY13035     3156552269161537562
0001051098Z&Z SECURITIES INC                                      /BD 00850673  C/O GETTENBERG CONSULTING               65 BROADWAY 10TH FL.                    NEW YORK                      NY10006     2126565000133977308
0001051100HELIOS GROUP ILLINOIS LLC                               /BD 00850675  311 SOUTH WACKER DRIVE SUITE 5440                                               CHICAGO                       IL60606     3126928100364124088
0001051101REMY CAPITAL LLC                                        /BD 00850676  440 S. LASALLE #618                                                             CHICAGO                       IL60605     3123623710364192456
0001051102PARGIOLAS LOUIS                                         /BD 00850677  440 S. LASALLE #618                                                             CHICAGO                       IL60605     3123623710318705698
0001051203DAG SECURITIES INC                                      /BD 00850679  C/O GETTENBURG CONSULTING               65 BROADWAY-10TH FL                     NEW YORK                      NY10006     2122489026133977320
0001051205PARCHMAN VAUGHAN & CO LLC                               /BD 00850681  717 LIGHT STREET                                                                BALTIMORE                     MD21230     4105392394521972319
0001051206GOELZER INVESTMENT MANAGEMENT //IN                      /BD 00850682  111 MONUMENT CIRCLE #502                                                        INDIANAPOLIS                  IN46204     3172642600352030275
0001051208FIELD LOGAN & CO LLC                                    /BD 00850684  21 TAMAL VISTA BLVD STE 219                                                     CORTE MADERA                  CA94925     4159273007680400618
0001051291MJT SECURITIES LLC                                    /BD   00850685  220 BUSH STREET STE 580                                                         SAN FRANCISCO                 CA94104     4153975580943282617
0001014640ROCKCREST SECURITIES LLC                                /BD 00849292  3811 TURTLE CREEK BLVD. STE. 52         3811 TURTLE CREEK BLVD STE 520          DALLAS                        TX75219     2145990007752645432
0001051418SSGM LLC                                                /BD 00850689  440 S. LASALLE SUITE 2301                                                       CHICAGO                       IL60605     3123622325364184216
0001051420ACCESS BROKER COM INC                                   /BD 00850691  17370 PRESTON ROAD-STE 470                                                      DALLAS                        TX75252     9728189400752736121
0001051486VALENTINE GILBERT ROBBINS                               /BD 00850695  230 S. LASALLE #688                                                             CHICAGO                       IL60604     3122944464331723349
0001051487FIRST CITIZENS INVESTOR SERVICES INC                    /BD 00850696  P.O. BOX 27131                                                                  RALEIGH                       NC27611     9197167392561854695
0001113507CONSOLIDATED CAPITAL MANAGEMENT INC\\TX                 /BD 00852551  1001 FANNIN, SUITE 270                                                          HOUSTON                       TX77002     7136520042760647301
0001051836VARIABLE INVESTMENT ADVISORS INC                        /BD 00850699  4305 S. LOUISE AVE STE 101A                                                     SIOUX FALLS                   SD57106     6053618230911864112
0001051837WEAVER ARBITRAGE LLC                                    /BD 00850700  237 PARK AVE SUITE 900                                                          NEW YORK                      NY10017     2128087360133979303
0001051910GRAND SLAM TRADING INC                                  /BD 00850702  C/O BRETT FOREST                        440 S. LASALLE ST SUITE 2500            CHICAGO                       IL60605     3126637243364194253
0001051911FREUDMAN MARCO ANDRES                                   /BD 00850703  141 W. JACKSON                          SUITE 1310A                             CHICAGO                       IL60604     3127863400342723083
0001051912MORTIMER SECURITIES INC                                 /BD 00850704  1900 MARKET STREET STE 600                                                      PHILADELPHIA                  PA19103     2159811100232932490
0001051915MILESTONE GROUP MANAGEMENT LLC                          /BD 00850707  1981 MARCUS AVE C#141                                                           LAKE SUCCESS                  NY11042     1800668679133961241
0001052007ODONNELL LANCE SUNDE                                    /BD 00850708  440 S. LASALLE #2800                                                            CHICAGO                       IL60605     3123414505328626399
0001052008CENTREINVEST INC                                        /BD 00850709  140 BROADWAY 45TH FLOOR                                                         NEW YORK                      NY10005     2128098707133960117
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0001052455STUART PORTFOLIO CONSULTANTS LP                         /BD 00850721  30-10 STARR AVE                                                                 LONG ISLAND CITY              NY11101     7187064551113418653
0001052456SLUGH MARC HOWARD                                       /BD 00850722  121 READE ST.                           APT. 7-L                                NEW YORK                      NY10013     2126760359088547595
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0001052461TRADING EDGE INC                                        /BD 00850727  2701 OCEAN PARK BLVD SUITE 210                                                  SANTA MONICA                  CA90405     3104426868954649492
0001052641ANPAC SECURITIES GROUP INC                              /BD 00850730  5401 NORTH FEDERAL HIGHWAY                                                      FT. LAUDERDALE                FL33308     9542029990650801763
0001052642MAYLEE CHARLES ANTHONY /IL                              /BD 00850731  2728 N. RACINE                                                                  CHICAGO                       IL60614     3122944464343584981
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0001052941THS SECURITIES CORP                                         00850743  C/O GETTENBERG CONSULTING-65 BROADWAY                                           NEW YORK                      NY10006     2128093177113452266
0001052942ENDEAVOR TRADING                                        /BD 00850744  440 S. LASALLE #2800                                                            CHICAGO                       IL60605               378865836
0001053138SUMMIT CAPITAL TRADING INC                              /BD 00850746  57 E. WASHINGTON STREET                                                         CHAGRIN FALLS                 OH44022     4408939540311521923
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0001053327AR EQUITIES LP                                          /BD 00850752  POST OFFICE BOX 8146                                                            CHERRY HILL                   NJ08002     6094296191232871045
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0001053447MADMAC TRADING INC                                      /BD 00850754  1900 MARKET STREET SUITE 616                                                    PHILADELPHIA                  PA19103     2154057000232932493
0001053448WHARTON CAPITAL MARKETS LLC                             /BD 00850755  545 MADISON AVE                                                                 NEW YORK                      NY10022     2127656777133947391
0001053725CTC LLC                                                 /BD 00850758  440 S. LASALLE SUITE 2500                                                       CHICAGO                       IL60605     3126637243364200538
0001053726A CH SECURITIES INC                                     /BD 00850759  3033 S. KETTERING BLVD                  SUITE 300                               DAYTON                        OH45439     9372964096880386806
0001053728FOUNDERS ASSET MANAGEMENT LLC                           /BD 00850761  2930 EAST THIRD AVE                                                             DENVER                        CO80206     3033944404232944408
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0001053944CORNERSTONE INSTITUTIONAL INVESTORS INC                 /BD 00850767  227 WEST BROAD STREET                                                           BETHLEHEM                     PA18018     6106940900232933229
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0001054262CALEDONIAN INVESTMENT PARTNERS LLC                      /BD 00850774  3340 PEACHTREET ROAD STE. 1940                                                  ATLANTA                       GA30326     4042332192364203783
0001074059ROCKEFELLER TRADING                                     /BD 00851411  8748 ROCKEFELLER                                                                BROOKFIELD                    IL60513     3126637243364259673
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0001054454APPLE SECURITIES LLC                                    /BD 00850778  C/O DMA 130 W. 42 ST 14TH FL                                                    NEW YORK                      NY10036     2129211028133986150
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0001054773CLEARVIEW TRADING LLC                                   /BD 00850788  30 NEWPORT PARKWAY                                                              JERSEY CITY                   NJ07310     2123061000133859926
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0001054874CENTURY CAPITAL GROUP INC                               /BD 00850793  6530 SOUTH YOSEMITE STREET                                                      ENGLEWOOD                     CO80111     3037962600341854261
0001054877NORDIC PARTNERS INC                                     /BD 00850796  488 MADISON AVENUE-17TH FL                                                      NEW YORK                      NY10022     2128294231133977860
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0001055157AE PARTNERS LLC                                         /BD 00850804  3803 NW 65TH LANE                                                               BOCA RATON                    FL33496               113217104
0001055428B&B TRADING PARTNERS LLC                                /BD 00850806  C/O FIRST OPTIONS OF CHICAGO, INC.      111 BROADWAY-2ND FLOOR                  NEW YORK                      NY10006     2123467000222482823
0001055430BRESTLIN ARTHUR JOHN                                    /BD 00850808  155 RAVENHURST AVE                                                              STATEN ISLAND                 NY10310               072342318
0001055690GRANITE FINANCIAL GROUP INC                             /BD 00850809  12230 EL CAMINO REAL STE 220                                                    SAN DIEGO                     CA92130     6195098800330784728
0001055691TAE YANG TRADING CORP                                   /BD 00850810  220 BUSH STREET SUITE 310                                                       SAN FRANCISCO                 CA94104               943291127
0001055692CDH CAPITAL CORP                                        /BD 00850811  5215 N. O'CONNOR BLVD SUITE #1160                                               IRVING                        TX75039     7704611050752742493
0001055693SHOWEL CAPITAL LP                                       /BD 00850812  440 S. LASALLE ST STE 1635                                                      CHICAGO                       IL60605     3123624352364207187
0001055694EQUITY TRUST ADVISORS INC                               /BD 00850813  7545 IRVINE CENTER DRIVE STE. 200                                               IRVINE                        CA92618     9496238444330778587
0001055695ERSTE BANK ARTESIA SECURITIES INC                       /BD 00850814  14 WALL STREET                                                                  NEW YORK                      NY10005     2129845620133986914
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0001055901ABB STRUCTURED FINANCE USA INC                          /BD 00850819  263 TRESSER BLVD                                                                STAMFORD                      CT06912     2039617945061505706
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0001056203LOMBARDI & CO INC                                       /BD 00850832  61 BROADWAY-28TH FLOOR                                                          NEW YORK                      NY10006     2128097157223564369
0001056204PROMETHEAN CAPITAL GROUP LLC                            /BD 00850833  750 LEXINGTON AVENUE 22ND FLOOR                                                 NEW YORK                      NY10022     2127025221133776382
0001056295FOX RUN ALPHA FUND LP                                   /BD 00850837  35 FOX RUN LANE                                                                 GREENWICH                     CT06831     2036291729061494773
0001056296SAGE DISTRIBUTORS INC                                   /BD 00850838  300 ATLANTIC STREET SUITE 302                                                   STAMFORD                      CT06901     2033246338061495097
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0001023796JT LP                                                   /BD 00849637  440 S. LASALLE STREET STE 650                                                   CHICAGO                       IL60605     3123624211364102653
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0001056449AHERN HOLDINGS INC                                      /BD 00850845  18 KINGS HIGHWAY NORTH                                                          WESTPORT                      CT06880     2032271959133553084
0001056451KOVACK SECURITIES INC                                   /BD 00850847  1600 S. FEDERAL HWY                                                             POMPANO BEACH                 FL33062     9544911733650747270
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0001056688CJS SECURITIES INC                                      /BD 00850853  3 BARKER AVE                                                                    WHITE PLAINS                  NY10601     9142877600133969627
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0001056798U S GLOBAL BROKERAGE INC                                /BD 00850856  7900 CALLAGHAN ROAD                                                             SAN ANTONIO                   TX78229     2103081234742710358
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0001057472NAEGELE & CO LLC                                        /BD 00850877  401 S. LASALLE # 1502                                                           CHICAGO                       IL60605     3127863400364199381
0001057474NBN TRADING LLC                                         /BD 00850879  C/O EISENBERG & BLAU                    150 BROADWAY SUITE 1102                 NEW YORK                      NY10038     2129645543133987047
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0001058249REMINGTON CAPITAL SECURITIES LLC                        /BD 00850906  427 S. SHARON AMITY ROAD STE D                                                  CHARLOTTE                     NC28211     7043653532562074369
0001058484BENGAL PARTNERS LLC                                     /BD 00850911  62 SOUTHFIELD AVE STE 114               ONE STAMFORD LANDING                    WATERSIDE-STAMFORD            CT06902     2033239838061508639
0001058485HERNDON PLANT OAKLEY LTD                                /BD 00850912  800 NORTH SHORELINE BLVD STE 2200 SO.                                           CORPUS CHRISTI                TX78401     5128887611742863988
0001058598ECKHART & CO INC                                        /BD 00850913  C/O GETTENBERG CONSULTING               65 BROADWAY 10TH FLOOR                  NEW YORK                      NY10006     2122480344133992876
0001058599BELL SCOTT TODD                                         /BD 00850914  440 S. LASALLE #2800                                                            CHICAGO                       IL60605               333707002
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0001058738TIECARE FINANCIAL SERVICES INC                          /BD 00850918  FASANGARTENSTRASSE 14/18                                                        VIENNA 1130                   C400000     0114318033582377294
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0001058879CUSOURCE LLC\\TX                                        /BD 00850923  7920 BELT LANE ROAD STE 1100                                                    DALLAS                        TX75240     9728613150752755118
0001058880GRAY JAMES A                                            /BD 00850924  1077 ELM RIDGE DRIVE                                                            GLENCOE                       IL60022               320463432
0001058881GLOBAL INTER EQUITIES S A INC                           /BD 00850925  430 PARK AVENUE 2ND FLOOR                                                       NEW YORK                      NY10020     9176391445133983314
0001059140WITTNER SECURITIES INC                                  /BD 00850937  P.O. BOX 11629                                                                  SAINT PETERSBURG              FL33733     8133843000593448491
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0001059739HEARD TRADING LLC                                       /BD 00850949  P.O. BOX 70                                                                     CHELTENHAM                    PA19012     2159811131232948800
0001059740HADRABA BRADLEY JOHN                                    /BD 00850950  440 S. LASALLE #2800                                                            CHICAGO                       IL60605               359607519
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0001059966CROFT INVESTMENT CORP                                   /BD 00850962  P.O. BOX 2166                                                                   PORTAGE                       MI49081     6163292003383397280
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0001060552GMAC SECURITIES CORP                                    /BD 00850990  P.O. BOX 5074                           MAIL CODE 480-300-216                   SOUTHFIELD                    MI48086     3139744490383398135
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0001061067EAGLE ONE INVESTMENTS LLC                               /BD 00851002  P.O. BOX 886                                                                    WASHINGTON                    IA52353     7012235394911894621
0001061119SWIFT TRADE SECURITIES INC                              /BD 00851004  240 RICHMOND STREET WEST                                                        TORONTO ONTARIO CANADA M5V 1V6A600000     4163510540999999997
0001061120NEWPORT TRADING LLC                                     /BD 00851005  444 WASHINGTON BLVD. APT 2529                                                   JERSEY CITY                   NJ07310     2126593800134004636
0001043266NEXTREND TRADING INC                                    /BD 00850378  251 W. RENNER PARKWAY #200                                                      RICHARDSON                    TX75080     9724709265760544381
0001061176ZOBEL WILLIAM                                           /BD 00851010  440 S. LASALLE                          #2800                                   CHICAGO                       IL60605     3123414501340487464
0001061237LINCOLN TRADING LLC                                     /BD 00851011  141 W. JACKSON BLVD STE 2834                                                    CHICAGO                       IL60604               364213173
0001061238IDEAS IN MOTION LLC                                     /BD 00851012  506 A NORTH PLUM GROVE ROAD                                                     PALATINE                      IL60067     8476058294364222996
0000949893MIDDLEMISS PARTNERS LP                                  /BD 00848532  145 ELBERT STREET                                                               RAMSEY                        NJ07446     2018180141223380959
0001061698MULLIGAN CAPITAL LP                                     /BD 00851015  411 WEST PUTNAM AVENUE-SUITE 420                                                GREENWICH                     CT06830     2038637833061513931
0001061781MARKETWISE SECURITIES INC                               /BD 00851016  6342 WEST 120TH AVENUE                                                          BROOMFIELD                    CO80020     3034640404840644739
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0001069672RR TRADING LLC                                          /BD 00851254  C/O PAX CLEARING COMPANY LP             2 RECTOR ST                             NEW YORK                      NY10006               134016784
0001069673SENVEST INTERNATIONAL LLC                               /BD 00851255  645 MADISON AVE STE 1500                                                        NEW YORK                      NY10022     2126884210133805445
0001069674CHRISTENBERRY COLLET & CO INC                           /BD 00851256  600 COMMERCE TOWER 911 MAIN STREET                                              KANSAS CITY                   MO64105     8164210050431681886
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0001069948FRIED JEFFERY I                                         /BD 00851257  811 SUMMER COURT                                                                BUFFALO GROVE                 IL60089               305825779
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0001069954OPTIMIZEUSA SECURITIES INC                              /BD 00851263  9100 S. DADELAND BLVD. STE. 706                                                 MIAMI                         FL33156     3056704880061501276
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0001070299SUCCESS TRADE SECURITIES INC                            /BD 00851273  2131 K  ST N.W, LOWER LEVEL                                                     WASHINGTON                    DC20037     2024161700522065917
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0001070881PRIMESOLUTIONS SECURITIES INC                           /BD 00851286  17601 WEST 130TH STREET STE 7                                                   CLEVELAND                     OH44133     4402300400341875857
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0001071060HARTFORD INVESTMENT FINANCIAL SERVICES CO //CT          /BD 00851290  P.O. BOX 2999                                                                   HARTFORD                      CT06104     8608438213061472211
0001071061HANTZ FINANCIAL SERVICES INC                            /BD 00851291  24450 EVERGREEN, STE. 200                                                       SOUTHFIELD                    MI48075     8102947260383431708
0001071062NBC FINANCIAL INC                                       /BD 00851292  12400 HIGHWAY 281 NORTH                                                         SAN ANTONIO                   TX78216     2104034100742882489
0001071204FORUM FUND SERVICES LLC                                 /BD 00851293  TWO PORTLAND SQUARE                                                             PORTLAND                      ME04101     2078791900010520535
0001071383CSS LLC                                                 /BD 00851295  401 SOUTH LASALLE ST - SUITE 1500                                               CHICAGO                       IL60605     3123418642364236880
0001071384CMS SECURITIES INC                                      /BD 00851296  11200 ROCKVILLE PIKE STE 220                                                    ROCKVILLE                     MD20852     3019980314522115850
0001071385KFT DPM LLC                                             /BD 00851297  440 S. LASALLE STE 3012                                                         CHICAGO                       IL60605     3124083130364246109
0001071388CONVEXITY PARTNERS LP                                   /BD 00851300  411 W. PUTNAM AVE STE 420                                                       GREENWICH                     CT06830     2038637737061527272
0001071389CPIBD LLC                                               /BD 00851301  599 LEXINGTON AVE 38TH FL                                                       NEW YORK                      NY10022     2127029800134008575
0001071391LIBERTY LIFE DISTRIBUTORS LLC                           /BD 00851303  100 LIBERTY WAY                                                                 DOVER                         NH03820     6037492600020502398
0001071392BANC OF AMERICA ADVISORS INC                            /BD 00851304  101 S. TRYON STREET                     NCI-002-33-31                           CHARLOTTE                     NC28255     7043882468561936447
0001071393ASSET PLANNING SOLUTIONS INC                            /BD 00851305  17065 VIA DEL CAMPO STE. 101                                                    SAN DIEGO                     CA92127     8584850404330650031
0001071394ASSET SCIENCES PORTFOLIO SERVICES INC                   /BD 00851306  270 CONGRESS STREET                                                             BOSTON                        MA02210     6174261250043435988
0001071544MORRISSEY JR THOMAS MICHAEL                             /BD 00851309  61 MCKINLEY AVE                                                                 WEST CALDWELL                 NJ07006     2122676011146640564
0001071545SALTZMAN MICAHEL BRADLEY                                /BD 00851310  2219 RIVER WOODS DR                                                             NAPERVILLE                    IL60565               361504123
0001071547WESTPORT SECURITIES LLC /CT/                            /BD 00851312  301 RIVERSIDE AVE                       2ND FLOOR                               WESTPORT                      CT06880     2032268262061416728
0001071548WESTPORT PARTNERS LTD                                   /BD 00851313  2425 POST ROAD, SUITE 205                                                       SOUTHPORT                     CT06490     2032567646223773775
0001071550YALE GROUP INC                                          /BD 00851315  725 NEWPORT STREET                                                              DENVER                        CO80220     3033316461841473612
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0001071633H&N DIAMOND TRADING LLC                                 /BD 00851317  220 BUSH STREET STE 660                                                         SAN FRANCISCO                 CA94104     4157817430943348621
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0001071636DIRECT TO THE FLOOR AFFILIATES LLC                      /BD 00851320  39 ROUNDABOUT ROAD                                                              SMITHTOWN                     NY11787     5163613482113450591
0001071637ARCHON SECURITIES LLC                                   /BD 00851321  3216 NORTH 3RD STREET 3RD FL                                                    PHOENIX                       AZ85012     6022225757860926622
0001071638ALASKA CAPITAL MANAGEMENT CORPORAITON                   /BD 00851322  1600 A STREET STE 302                                                           ANCHORAGE                     AK99501     9072726622920162178
0001071639FINANSTAR GROUP LLC                                     /BD 00851323  3755 MANSELL ROAD SUITE T-20                                                    ALPHARETTA                    GA30022     6783382000582387066
0001071640PARK AVENUE SECURITIES LLC                              /BD 00851324  7 HANOVER SQUARE                                                                NEW YORK                      NY10004     2129194400134023176
0001071696WESTMINSTER INVESTMENT GROUP INC /PA/                   /BD 00851326  23 EAST NORTH STREET                                                            NEW CASTLE                    PA16101     7246547880251679349
0001071798CFS SECURITIES INC                                      /BD 00851330  3190 WHITNEY AVENUE BUILDING 6                                                  HAMDEN                        CT06518     2032481972061524976
0001071906HARNEN NEIL F                                           /BD 00851334  440 S. LASALLE STE. 2500                                                        CHICAGO                       IL60605     3126637243341623718
0001071908GOTTLIEB JEFFREY A                                      /BD 00851336  2 INLAND ROAD                                                                   NEW CITY                      NY10956               115389875
0001071909KR SECURITIES LLC                                       /BD 00851337  P.O. BOX 7787                                                                   PRINCETON                     NJ08543     6099242500522119912
0001006119PALI CAPITAL LLC                                        /BD 00848980  350 PARK AVENUE                         4TH FLOOR                               NEW YORK                      NY10022     9142447200133863746
0001056207ORION FINANCIAL SERVICES LLC                            /BD 00850836  1515 MARKET ST. SUITE 600               3 PENN CENTER PLAZA                     PHILADELPHIA                  PA19102     2159729310232914474
0001072618WASHINGTON SECURITIES CORP /MD/                         /BD 00851359  6935 WISCONSIN AVE NO. 510                                                      CHEVY CHASE                   MD20815     3016573118541913812
0001072737LETCO LMM LLC                                           /BD 00851366  440 S. LASALLE ST.                      SUITE 3012                              CHICAGO                       IL60605     3124083130364251398
0001072869CMI CAPITAL MARKET INVESTMENT LLC                           00851372  67 WALL STREET-25TH FLOOR                                                       NEW YORK                      NY10005     2128097171133995163
0001072871ON SITE TRADING LLC                                     /BD 00851374  98 CUTTERMILL RD                                                                GREAT NECK                    NY11021     5164829292113454375
0001072872DE LEEUW F D & ASSOCIES INC  //SC                       /BD 00851375  2128 EDISTO AVE                                                                 CHARLESTON                    SC29412     8437623919571072862
0001073033MEMBERTRADE FINANCIAL GROUP LLC                         /BD 00851380  1021 WATERVLIET-SHAKER ROAD                                                     ALBANY                        NY12205     5182923800141807306
0001073034ASSANTE CAPITAL MANAGEMENT INC                          /BD 00851381  1190 SARATOGA AVE STE 200                                                       SAN JOSE                      CA95129     8003667266954699125
0001073113OPTION CAPITAL GROUP LLC                                /BD 00851383  401 S. LASALLE STE 1600                                                         CHICAGO                       IL60605     3123416722364259586
0001073114TALBOT FINANCIAL SERVICES INC                           /BD 00851384  P.O. BOX 34695                                                                  SEATTLE                       WA98124     2065453144911930436
0001073115BERGEN CAPITAL INC                                      /BD 00851385  775 OLD COUNTRY RD.                                                             WESTBURY                      NY11590     2017279720223580763
0001073190AEGIS SPECIALIST LLC                                    /BD 00851386  111 BROADWAY 20TH FLOOR                                                         NEW YORK                      NY10006     2128414125133477271
0001073457SCHWARTZ JEFFREY Z INC                                  /BD 00851395  C/O GETTENBERG CONSULTING               2 WALL STREET STE 1904                  NEW YORK                      NY10005     2127428096134077981
0001073835LOOPER MICHAEL ANTHONY                                  /BD 00851400  440 S. LASALLE STE 2525                                                         CHICAGO                       IL60605               360527278
0001073838MACMAR INVESTMENT CORP                                  /BD 00851403  13914 HAWKSNEST BAY DR                                                          CORPUS CHRISTI                TX78418     5129497593742893575
0001073994AKJ TRADING LTD PARTNERSHIP                             /BD 00851405  311 WEDGEWOOD CIRCLE                                                            BLOOMINGDALE                  IL60108     6309245444364253155
0001073995CAMBRIDGE SECURITIES INC /MI/              /BD          /BD 00851406  1223 TURNER ST. SUITE 333                                                       LANSING                       MI48906     5176764967383385247
0001073996BAY CITY CAPITAL BD LLC                                 /BD 00851407  750 BATTERY STREET STE 600                                                      SAN FRANCISCO                 CA94111     4158359345943309542
0001074133HILLTOP TRADING LLC                                     /BD 00851413  440 S. LASALLE STREET STE 1021                                                  CHICAGO                       IL60605     3126633303364256193
0001074134BACCHUS EUSTACE RUDYARD                                 /BD 00851414  274 CENTRAL AVE                                                                 METUCHEN                      NJ08840               111462533
0001074250LOGRANO & CO INC                                        /BD 00851420  C/O GETTENBERG CONSULTING               65 BROADWAY 10TH FL                     NEW YORK                      NY10006     2122481917134032325
0001074253LUGO ALEX SCOTT                                         /BD 00851423  440 S. LASALLE #2800                                                            CHICAGO                       IL60605               339663060
0001074464DALY JAMES JOSEPH                                       /BD 00851426  215 E 80TH ST. 11K                                                              NEW YORK                      NY10021               112348082
0001074467CLB CAPITAL                                             /BD 00851429  200 SHERIDAN AVE #107                                                           PALO ALTO                     CA94306     6263395156770496966
0001074468CAPITALINK L C                                          /BD 00851430  800 DOUGLAS RD                          LA PUERTA DEL SO #245                   CORAL GABLES                  FL33134     3054462026650865948
0001074469GBA FINANCIAL GROUP LLC                                 /BD 00851431  400 PACIFIC AVE 3RD FLOOR                                                       SAN FRANCISCO                 CA94133     4157330000943314920
0001074580PLATINUM TRADING LLC                                    /BD 00851432  440 S. LASALLE SUITE 700                                                        CHICAGO                       IL60605     3123624000364258317
0001074581KWS TRADING LP                                          /BD 00851433  220 BUSH STREET STE 845                                                         SAN FRANCISCO                 CA94104     4154456600943311249
0001074582NEVWEST SECURITIES CORP                                 /BD 00851434  2654 W. HORIZON RIDGE PARKWAY, SUITE B-3                                        HENDERSON                     NV89052     7028768887880378457
0001074583MARBLEHEAD TRADING LLC                                  /BD 00851435  900 THIRD AVE STE 201                                                           NEW YORK                      NY10022     2126102620134029913
0001074585UNION ATLANTIC CAPITAL LC                               /BD 00851437  3010 N MILITARY TRAIL                   SUITE 300                               BOCA RATON                    FL33431     3057027027650870867
0001074627BELVEDERE FUND TRADING LLC                              /BD 00851438  300 DRAKE LANDING RD STE 180                                                    GREENBRAE                     CA94904     4154644740680419751
0001074628TIBURON FUND TRADING LLC                                /BD 00851439  300 DRAKES LANDING RD                   STE 180                                 GREENBRAE                     CA94904     4154644740680419752
0001074800EMCEE INVESTMENTS LLC                                   /BD 00851441  416 RIDGEWOOD AVE                                                               GLEN RIDGE                    NJ07028               222282080
0001074801VESTIN CAPITAL INC                                      /BD 00851442  2901 EL CAMINO STE. 207                                                         LAS VEGAS                     NV89102     7028761143880404267
0001074802ACTION II INC                                           /BD 00851443  8171 SKELTON CIRCLE                                                             FALLS CHURCH                  VA22042     2538746799911948153
0001074804SOMERSET FINANCIAL GROUP INC                            /BD 00851445  535 CONNECTICUT AVE                                                             NORWALK                       CT06854     2038385141061512672
0001074843JEFFERIES PARTNERS OPPORTUNITY FUND LLC                 /BD 00851447  11100 SANTA MONICA BOULEVARD STE 1100                                           LOS ANGELES                   CA90025     3109141300954714499
0001074844INDEPENDENT BROKERAGE NETWORK SECURITIES LLC            /BD 00851448  P O BOX 1827                                                                    JOPLIN                        MO64802     4176259400421477225
0001074845JOPCO SECURITIES LLC                                    /BD 00851449  1450 EAST TOWER                         3343 PEACHTREE RD N.E.                  ATLANTA                       GA30326     4042400555582426951
0001075000COUNTS RICHARD WILLIAM                                  /BD 00851451  230 S. LASALLE #688                                                             CHICAGO                       IL60604               460414953
0001075002METROPOLITAN ROSE FINANCIAL SERVICES LLC                /BD 00851453  17 TALCOTT NOTCH ROAD                                                           FARMINGTON                    CT06032     8604097171061531510
0001075236JSH TRADING LLC                                         /BD 00851454  46 MEADOWS LANE                         1 RECTOR ST 16TH FLOOR                  HAVERFORD                     PA19041     6105255267171548854
0001075281HUTCHINSON IFRAH INC                                    /BD 00851458  12511 CANTRELL RD STE 105                                                       LITTLE ROCK                   AR72212     5012233878710805454
0001075282HIGHCAP SECURITIES INC                                  /BD 00851459  2 METROPLEX DRIVE STE 220                                                       BIRMINGHAM                    AL35209               631202307
0001075283VIKING TRADING LLC                                      /BD 00851460  440 S. LASALLE #2800                                                            CHICAGO                       IL60605               473968348
0001075422BLUE MILL ASSOCIATES LLC                                /BD 00851461  111 BROADWAY 2ND FLOOR                                                          NEW YORK                      NY10006               133979355
0001075426WEBSTER INVESTMENT SERVICES INC                         /BD 00851465  145 BANK STREET MO 225                                                          WATERBURY                     CT06702     2035782217061250357
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0001075678KAHUNA TRADING PARTNERS                                 /BD 00851470  ONE FINANCIAL PLACE STE 1522                                                    CHICAGO                       IL60605     3123623065364260305
0001075679ISAAC PATRICIA KEMBLE                                   /BD 00851471  756 EAST LAWNBROOK DRIVE                                                        FRESNO                        CA93720               564947405
0001075680EASTERN POINT DISTRIBUTORS LLC                          /BD 00851472  230 BROADWAY                                                                    LYNNFIELD                     MA01940     7815938565043482688
0001075801Q TRADING LLC                                           /BD 00851475  364 6TH STREET                                                                  HOBOKEN                       NJ07030               134039921
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0001075919ASB SECURITIES INC                                      /BD 00851483  1345 AVENUE OF THE AMERICAS                                                     NEW YORK                      NY10105     2126983245134021143
0001075920CZECH ANTHONY WILLIAM                                   /BD 00851484  2540 W. LELAND #1                                                               CHICAGO                       IL60625               340660258
0001075921LEGACY TRADING CO LLC                                   /BD 00851485  301S. BRYANT AVE STE A400                                                       EDMOND                        OK73034     4058444719731528122
0001075923CULLUM & BURKS SECURITIES INC                           /BD 00851487  12001 N. CENTRAL EXPWY-SUITE 870                                                DALLAS                        TX75243     9727550270752790677
0001075924REDSTONE CONSULTING LLC                                 /BD 00851488  5847 SAN FELIPE STE 320                                                         HOUSTON                       TX77057     7132661899760546284
0001075925VISION INVESTMENT SERVICES INC                          /BD 00851489  1211 WEST 22ND STREET STE 820                                                   OAK BROOK                     IL60523     6306840290364253202
0001075929PHELAN LAWRENCE HENRY/NY/                              /BD  00851493  C/O CHANCELLOR CONSULTANTS              14 WALL ST 30TH FL                      NEW YORK                      NY10005     2122676011113344673
0001075931CLARK TRADING LP                                        /BD 00851495  1900 MARKET STREET STE 705                                                      PHILADELPHIA                  PA19103     2152393019232985919
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0001075934GOLDEN DOME TRADING LP                                  /BD 00851498  11734 DENMAN RD                                                                 PHILADELPHIA                  PA19154     2154969366232986216
0001076327TRADE CZECH LLC                                         /BD 00851500  2540 W. LELAND APT 1                                                            CHICAGO                       IL60625
0001076329HOUDINA INVESTMENTS LLC                                 /BD 00851502  5 RIDLEY COURT                                                                  GLEN RIDGE                    NJ07028     2123061000223205256
0001076331VANTAGE SECURITIES INC //CA                             /BD 00851504  18377 BEACH BLVD STE 330                                                        HUNTINGTON BEACH              CA92648     7148425659330855218
0001076332LITTLE BUDDHA TRADING LP                                /BD 00851505  1900 MARKET STREET STE 616                                                      PHILADELPHIA                  PA19103     2154057000232988025
0001076333TRUE NORTH FINANCIAL SERVICES INC                       /BD 00851506  26 UNION STREET                                                                 NORTH ADAMS                   MA02147     4136644025043445333
0001076557STERLING BROKERAGE SERVICES LLC                         /BD 00851509  3626 HALL STREET SUITE 814                                                      DALLAS                        TX75219     8174240870752793158
0001076675GALLEON MERCHANT BANKING INC\FL                         /BD 00851511  1725 PALM COVE BLVD NO. 307                                                     DELRAY BEACH                  FL33445     9543511919650868628
0001076676FM VENTURES INC                                         /BD 00851512  TWO WALL STREET                                                                 NEW YORK                      NY10005     2127321600133468619
0001076677SUPPORT SERVICES INC                                    /BD 00851513  7335  EAST ORCHARD RD                                                           ENGLEWOOD                     CO80111               841218043
0001076679CARDINAL SECURITIES LLC                                 /BD 00851515  3340 PEACHTREE ROAD N.E. STE 620                                                ATLANTA                       GA30326     4042640777582438252
0001076681TRANS WORLD SECURITIES LLC                              /BD 00851517  6724 LAKESHORE ROAD                                                             CICERO                        NY13039     3156989800161555874
0001076774CPFG SECURITIES INC                                     /BD 00851519  THE CAPITOL BLDG 55 INDEPENDENCE CIRCLE                                         CHICO                         CA95973     5308921284680421549
0001076775CROFT & BENDER LLC                                      /BD 00851520  4200 NORTHSIDE PKWY, BUILDING ONE, SUITE                                        ATLANTA                       GA30327     4048410053582257701
0000914914WINIECKE PARTNERS LTD /IL/                              /BD 00846671  428 W. WALNUT                                                                   HINSDALE                      IL60521     3126638307364207900
0001077124IMAGETECH INVESTMENTS LLC                               /BD 00851524  2014 LITHO PLACE                                                                FAYETTEVILLE                  NC28304     8006711196562117159
0001077121PKS TRADING LLC                                         /BD 00851521  440 S. LASALLE STREET STE 1021                                                  CHICAGO                       IL60605               364262464
0001077125AF BROKERAGE INC                                        /BD 00851525  P O BOX 26                                                                      WEST JEFFERSON                NC28694     3362464344562097225
0001077127P R GILBOY & ASSOCIATES INC                             /BD 00851527  426 WALDEN TRAIL                                                                WAXHAW                        NC28173     7048448665562116651
0001077128ATLAS BROKERAGE CO LP                                   /BD 00851528  P.O. BOX 837                                                                    WASHINGTON                    PA15301     8008300445251820029
0000753110STRONG INVESTMENTS INC                                  /BD 00832608  100 HERITAGE RESERVE                                                            MENOMONEE FALLS               WI53051     4143593400391768668
0001077484PECONIC SECURITIES LLC                                  /BD 00851530  120 BROADWAY 7TH FLOOR                                                          NEW YORK                      NY10271     2124337079134048968
0001077485WALL STREET REALTY SECURITIES INC                       /BD 00851531  ONE WORLD TRADE CENTER STE 3357                                                 NEW YORK                      NY10048     2129383996134033146
0001077532SCATTERED LP                                            /BD 00851533  220 MONTGOMERY ST #500                                                          SAN FRANCISCO                 CA94104     4153981255943315715
0001077614GEORGESON SHAREHOLDER SECURITIES CORP                   /BD 00851538  SAME                                                                            NEW YORK                      NY10004     2124409800134039073
0001077615GOLDEN PALM ARBITRAGE FUND LLC                          /BD 00851539  440 S. LASALLE ST STE 2110                                                      CHICAGO                       IL60605     3123624234364261524
0001077679CULLEN DONALD CHARLES                                   /BD 00851542  1601 WEST MINER                                                                 ARRLINGTON HEIGHTS            IL60005               349489778
0001077680BLACKBEARD SECURITIES LLC                               /BD 00851543  ONE SANSOME STREET 29TH FLOOR                                                   SAN FRANCISCO                 CA94104               943307758
0001077682HOLECEK R H INC                                         /BD 00851545  C/O GETTENBURG CONSULTING               65 BROADWAY 10TH FL                     NEW YORK                      NY10006               134045547
0001077684BEMOS INVESTMENT ADVISORS LLC                           /BD 00851547  520 LAKE COOK ROAD, SUITE 380                                                   DEERFIELD                     IL60015     3124608100364231531
0001077685HFBE CAPITAL LP                                         /BD 00851548  815 WALKER STE 1140                                                             HOUSTON                       TX77002     7132259580760602303
0001077686COLDSTREAM SECURITIES INC                               /BD 00851549  2370 130TH AVE NE STE 103                                                       BELLEVUE                      WA98005     5032240919931198599
0001077687CONVERTIBLE DESK LLC                                    /BD 00851550  104 WOODMONT BLVD STE 200                                                       NASHVILLE                     TN37205     6152799101621761948
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0001082412CLOUGH EDWARD J                                         /BD 00851647  325 EAST 90TH STREET #5W                                                        NEW YORK                      NY10128               117664391
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0001083195AUGUSTA CAPITAL MANAGEMENT LP                           /BD 00851673  440 S. LASALLE STREET SUITE 1559                                                CHICAGO                       IL60605     3123622780364281132
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0001083485FROST SECURITIES INC                                    /BD 00851684  2727 N. HARWOOD STE. 1000                                                       DALLAS                        TX75201     2142202001752806848
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0001084098BOESEN RAYMOND WILLIAM                                  /BD 00851695  230 S. LASALLE SUITE 688                                                        CHICAGO                       IL60604     3122944464327702803
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0001084321GREENE JORDAN K                                         /BD 00851704  1720 N. WINCHESTER                                                              CHICAGO                       IL60614               331684132
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0001084326TYM MATTHEW JAMES                                       /BD 00851709  230 S. LASALLE SUITE 688                                                        CHICAGO                       IL60604               303920717
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0001085793JONES W THOMAS LLC                                      /BD 00851772  440 S. LASALLE STE 2110                                                         CHICAGO                       IL60605     3123623568364215762
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0001085797INSTINET COM CORP                                       /BD 00851776  40 EAST 52ND STREET                                                             NEW YORK                      NY10022
0001085799BARTON CREEK LTD                                        /BD 00851778  407 DUCK LAKE                                                                   LAKEWAY                       TX78734     5124936114582445731
0001085801EXT ELECTRONIC EXCHANGE TRADING INC                     /BD 00851780  250 SOUTH WACKER DRIVE                  SUITE 950                               CHICAGO                       IL60606     3122071900364285268
0001085802CUSTOMERONE DIRECT BROKERAGE INC //MO                   /BD 00851781  555 NEW BALLAS RD STE 110                                                       ST. LOUIS                     MO63141     3145679055431832741
0001085803MONUMENT ADVISORS INC                                   /BD 00851782  111 MONUMENT CIRCLE STE 600                                                     INDIANAPOLIS                  IN46204     3176565065352032722
0001085804GMAC INVESTMENT SERVICES INC                            /BD 00851783  3800 WEST 80TH STREET STE 1455                                                  BLOOMINGTON                   MN55431     6128575264411933319
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0001087951JONES FINANCIAL GROUP INC \\CA                          /BD 00851837  POST BOX 4579                                                                   CULVER CITY                   CA90231     3102191148954776243
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0001088406NYPPE NETWORKS LLC                                      /BD 00851849  TWO GREENWICH PLAZA                                                             GREENWICH                     CT06830     2034225000061517329
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0001088412SPOT TRADING LLC                                        /BD 00851855  1414 N. GREEN BAY ROAD                                                          LAKE FOREST                   IL60045               498588236
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0001088551JOHNSON CAPITAL LLC                                     /BD 00851856  215 AMPTHILL ROAD                                                               RICHMOND                      VA23226     8042855600541947715
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0001088943ESPEED SECURITIES INC                                   /BD 00851866  ONE WORLD TRADE CENTER                                                          NEW YORK                      NY10048     2129384740134063534
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0001089130LEGACY ASSET SECURITIES INC                             /BD 00851871  1800 WEST LOOP SOUTH STE 1790                                                   HOUSTON                       TX77027               760600529
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0001089362BLUE HERCULES TRADING LLC                               /BD 00851879  424 WEST END AVENUE APT. 14E                                                    NEW YORK                      NY10024     2127245732134065580
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0001089364ORAMA SECURITIES INC                                    /BD 00851881  590 FIFTH AVE                                                                   NEW YORK                      NY10036     2124032900134121616
0001089474POZITIVE TRADING LLC                                    /BD 00851882  440 S. LASALLE STE 743                                                          CHICAGO                       IL60605     3123624844364297637
0001089475ORTHOLINK SECURITIES CORP                               /BD 00851883  103 POWELL COURT STE 350                                                        BRENTWOOD                     TN37027     6153767313621781381
0001089477GLOBAL SEAT HOLDING LLC                                 /BD 00851885  101 WEST 87TH ST. APT. PH-C                                                     NEW YORK                      NY10024               064400350
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0001089527KENSINGTON ADVISORY & INVESTMENT GROUP LLC              /BD 00851888  1114 AVENUE OF THE AMERICAS 41ST FL                                             NEW YORK                      NY10036               133960896
0001089678TECHVEST LLC                                            /BD 00851890  1325 AVENUE OF AMERICAS 5TH FL                                                  NEW YORK                      NY10019               134062896
0001070880LAKE FOREST SECURITIES LLC                              /BD 00851285  39 SOUTH LASALLE ST. STE. 1210                                                  CHICAGO                       IL60603     3127951970364246007
0001089756JBROKER LLC                                             /BD 00851892  1488 EAST 27TH STREET                                                           BROOKLYN                      NY11210               113492659
0001089757LIBERTY LIFE SECURITIES LLC                             /BD 00851893  100 LIBERTY WAY                                                                 DOVER                         NH03820     6037492600020507965
0001089758GLOBESHARE INC                                          /BD 00851894  100 PARK AVENUE                                                                 NEW YORK                      NY10017               134061272
0001089759FERRETTI STEPHEN M INC                                  /BD 00851895  79 RIDGE ROAD                                                                   RUMSON                        NJ07716     2125093558223662081
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0001089761HFV INVESTMENTS INC                                     /BD 00851897  590 MADISON AVENUE, 40TH FL                                                     NEW YORK                      NY10022     2126448899742890099
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0001089763ACA PRUDENT INVESTORS PLANNING CORP                     /BD 00851899  1051 BLOOMFIELD AVE                                                             CLIFTON                       NJ07012               223652178
0001089843ASI INVESTMENTS INC                                     /BD 00851902  4950 PASEO PADRE PARKWAY                                                        FREMONT                       CA94555
0001089844ACTIVA ASSET MANAGEMENT LLC                             /BD 00851903  2905 LUCERNE SE                                                                 GRAND RAPIDS                  MI49546     6167876288383381894
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0001090017GRUNDLE TRADING LLC                                     /BD 00851908  C/O ABN AMRO SAGE CORPORATION           2 RECTOR ST.-16TH FLOOR                 NEW YORK                      NY10006
0001090018MURRAY & MANN TRADING LLC                               /BD 00851909  126 SUSSEX ROAD                                                                 WEST CHESTER                  PA19380
0001090020MONARCH CAPITAL GROUP LLC                               /BD 00851911  ONE NORTH END AVENUE SUITE 1117                                                 NEW YORK                      NY10282               134052126
0001090021IBJ WHITEHALL SECURITIES INC                           //BD 00851912  28 STATE STREET STE 1100                                                        BOSTON                        MA02109
0001090022ROSETTA PARTNERS LLC                                    /BD 00851913  1180 AVENUE OF THE AMERICAS 14TH FL                                             NEW YORK                      NY10036
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0001090105COTTON INVESTMENT GROUP LP                              /BD 00851919  220 BUSH STREET SUITE 845                                                       SAN FRANCISCO                 CA94104               943322248
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0001100590WRENN ASSOCIATES                                        /BD 00852207  3120 A1A 1501 SOUTH                                                             NORTH HUTCHINSON ISLAND       FL34949     5615626003
0001090360PRECISION TRADING GROUP LLC                             /BD 00851924  HOLLY POND PLAZA 1281 E. MAIN                                                   STAMFORD                      CT06902               061548610
0001090361QUANTECH SECURITIES LLC                                 /BD 00851925  22761 PACIFIC COAST HWY, SUITE 104                                              MALIBU                        CA90265
0001090362EL CAPITAN TRADING LLC                                  /BD 00851926  201 SANSOME STREET-SUITE 300                                                    SAN FRANCISCO                 CA94104               943331814
0001090466RODRIQUEZ & PORTALAIS LLC                               /BD 00851927  2001 MAKEFIELD ROAD                                                             YARDLEY                       PA19067
0001090467UFI SECURITIES INC                                      /BD 00851928  43625 MISSION BLVD STE 207                                                      FREMONT                       CA94539
0001090468SHEPHERD MARK RICHMOND                                  /BD 00851929  440 S. LASALLE STE 2500                                                         CHICAGO                       IL60605               194484443
0001090469BUYSIDEDIRECT LLC                                       /BD 00851930  10 E. 13TH STREET STE PHH                                                       NEW YORK                      NY10003               134066582
0001090470WINTRADE INC                                            /BD 00851931  2 RECTOR STREET 11TH FL                                                         NEW YORK                      NY10006     2123469600134052816
0001090474SAFRA SECURITIES CORP                                   /BD 00851935  546 FIFTH AVE                                                                   NEW YORK                      NY10036               134068149
0001090698KIM CHUNG PETER                                         /BD 00851936  220 BUSH STREET-SUITE 580                                                       SAN FRANCISCO                 CA94104               558738075
0001090699PURISIMA SECURITIES LLC                                 /BD 00851937  13100 SKYLINE BLVD                                                              WOODSIDE                      CA94062     6508513334943330825
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0001116944JACOBSON HAROLD DAVID                                   /BD 00852680  440 S LASALLE  25TH FLR                                                         CHICAGO                       IL60605     3126637243319360817
0001090865ALTERNET SECURITIES INC                                 /BD 00851939  380 MADISON AVE                                                                 NEW YORK                      NY10017               134066568
0001091136ASSETMAN SECURITIES LLC                                 /BD 00851940  74 PORTER PLACE                                                                 MONTCLAIR                     NJ07042     9737443060
0001091369JAK SECURITIES INC                                      /BD 00851943  20 WINWARD COURT                                                                COLLEGEVILLE                  PA19426     2154965285
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0001091371BEST EX SERVICES LLC                                    /BD 00851945  311 SOUTH WACKER DRIVE                  SUITE 1400                              CHICAGO                       IL60606     3126972723364300742
0001116945OSGOOD MARK M                                           /BD 00852681  15W303 61ST PL                                                                  BURR RIDGE                    IL60521     3123566160272463837
0001091479BOG ARNOLD LLC                                          /BD 00851948  1439 S. MICHIGAN #107                                                           CHICAGO                       IL60605     3129225988364303472
0001091481CAPROCK SERVICES LTD                                    /BD 00851949  1100 N.W. LOOP 410 STE 700                                                      SAN ANTONIO                   TX78213     2103480500742908072
0001091484COMPASS FINANCIAL CORP                                  /BD 00851950  305 WEST 13TH STREET STE 5E                                                     NEW YORK                      NY10014     2126277980134018214
0001091485CONTI JOHN PETER                                        /BD 00851951  220 BUSH STREET-SUITE 660                                                       SAN FRANCISCO                 CA94104     4157817430183464479
0001091493EBONDUSA COM INC                                        /BD 00851953  ONE EAST PUTNAM AVE 3RD FL                                                      GREENWICH                     CT06830     2032494072061551489
0001091494FIRST PENN PACIFIC SECURITIES INC                       /BD 00851954  10 N MARTINGALE ROAD                                                            SCHAUMBURG                    IL60173     8772801665364301181
0001091504KINGSTON CAPITAL LLC                                    /BD 00851957  330 MADISON AVE. S., SUITE 101                                                  BAINBRIDGE ISLAND             WA98110     4254826842911956881
0001091623ALLEGIANCE SECURITIES LLC                               /BD 00851963  180 DOUGLAS ROAD                                                                FAR HILLS                     NJ07931     9086261003223641742
0001091624HERMITAGE GROUP LLC                                     /BD 00851964  3713 N. HERMITAGE                                                               CHICAGO                       IL60613     3123623000364086205
0001091625WOLF MARTIN SECURITIES LLC                              /BD 00851965  ONE ANNABEL LANE, STE 215                                                       SAN RAMON                     CA94583     4154613156943334783
0001056800TRINITY SECURITIES INC                                  /BD 00850858  1777 N.E. LOOP 410 STE 600                                                      SAN ANTONIO                   TX78217     2108415727742855055
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0001091947SHEEHAN ROBERT CHARLES                                  /BD 00851969  141 W. JACKSON #350                                                             CHICAGO                       IL60604     3124351100333383726
0001121294URBAS TRADING LLC                                       /BD 00852785  440 S LASALLE ST                        STE 1751                                CHICAGO                       IL60605     3123623137364379917
0001092085ALPHA FINANCE US CORP                                   /BD 00851970  410 PARK AVE                                                                    NEW YORK                      NY10022     3017704266134058063
0001092086SYNERGY CAPITAL INC                                     /BD 00851971  750 LEXINGTON AVE                                                               NEW YORK                      NY10022     2127159898133868187
0001092087SRECA TRADING LLC                                       /BD 00851972  201 SANSOME STREET-SUITE 300                                                    SAN FRANCISCO                 CA94104     4156456703943334856
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0000831702HARTFORD INSTITUTIONAL INVESTORS SERVICE CO             /BD 00839602  P.O. BOX 990                                                                    EAST GRANBY                   CT06026     8004231717061233653
0001063820TECH TRADE CAPITAL LLC                                  /BD 00851077  120 BROADWAY SUITE 901-6                                                        NEW YORK                      NY10271     2124336963134039417
0001092243BRUDERMAN BROTHERS INC                                  /BD 00851974  ONE WORLD TRADE CENTER STE 1153                                                 NEW YORK                      NY10048     2124321972134043205
0001092406ANDERSON SAMAD INC                                      /BD 00851976  804 JONNET BLDG 4099 WILLIAM PENN HWY                                           MONROEVILLE                   PA15146     4123721750232924485
0001092410TROIKA DIALOG USA INC                                   /BD 00851980  342 MADISON AVENUE                      SUITE 808                               NEW YORK                      NY10173     6466138585134032875
0001092411NARRAGANSETT BAY SECURITIES INC                         /BD 00851981  38 CATHERINE STREET                                                             NEWPORT                       RI02840     4018486268050505355
0001092434RHINO TRADING LLC                                       /BD 00851995  290 WEST END AVENUE APT 3A                                                      NEW YORK                      NY10014     2127241797
0001092438IDAYTRADE INC                                           /BD 00851996  322 WEST 57TH STREET                                                            NEW YORK                      NY10019     2125814093061549225
0001092439FINANCIAL CAFE COM LLC                                  /BD 00851997  160 PINE STREET STE 710                                                         SAN FRANCISCO                 CA94111     4152174500943333426
0001092506MIDWEST RESEARCH SECURITIES LTD                         /BD 00852001  1301 EAST NINTH STREET STE 3232                                                 CLEVELAND                     OH44114     2166964113
0001092507MOSS ADAMS CAPITAL LLC                                  /BD 00852002  1001 FOURTH AVE. STE. 2700                                                      SEATTLE                       WA98154     2066212204911933558
0001121589INVESTOR FORCE SECURITIES INC                           /BD 00852795  825 DUPORTAIL ROAD, SUITE 107                                                   WAYNE                         PA19087     3104455400233043001
0001092650DOHERTY & CO LLC                                        /BD 00852003  C/O JEREMY WEITZ ESQ                    119 AVE OF AMERICAS STE 1600            LOS ANGELES                   CA90067     3105814284954770767
0001092818PREFERRED CLIENT GROUP INC                              /BD 00852005  P.O. BOX 7146                                                                   DALLAS                        TX75209     2145200832752826360
0001092953WINEBRENNER CAPITAL PARTNERS LLC                        /BD 00852006  2300 GREENE WAY                         SUITE 200                               LOUISVILLE                    KY40220     5024529970611348570
0001092954GREENBRIDGE PARTNERS LLC                                /BD 00852007  200 GREENWICH AVENUE                                                            GREENWICH                     CT06830     2034225400061550806
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