FOIA Annual Report Workbook 2023-01-19 FOIA Annual Report SECSecurities and Exchange Commission202241 U.S.C. § 2102 (amending 41 U.S.C. § 423(a)(1))Contractor bid or proposal information; source selection informationLegal & Safety Emp. Rsch., Inc. v. U.S. Dep’t of the Army, No. Civ. S001748, 2001 WL 34098652, at *3-4 (E.D. Cal. May 4, 2001) (dictum). 15 U.S.C. § 78x(d)Foreign securities authoritiesN/A15 U.S.C. § 78u-6 Information that could identify a whistleblowerN/A31 U.S.C. § 5319Reports pertaining to monetary instruments transactions filed under subchapter II of chapter 53 of title 31 and records of those reportsYunes v. DOJ, 263 F. Supp. 3d 82, 87 (D.D.C. 2017)); Council on Am.-Islamic Rels., Cal. v. FBI, 749 F. Supp. 2d 1104, 1117 (S.D. Cal. 2010); Berger v. IRS, 487 F. Supp. 2d 482, 496-97 (D.N.J. 2007), affd on other grounds, 288 F. App’x 829 (3d Cir. 2008). 15 U.S.C. § 78q(h)(5)Associated persons of broker-dealers, government securities brokers or dealers, or municipal securities dealersN/A1144171711228331000098569772359612949NoRecords5120Referred64Withdrawn420FeeRelated14NotDescribed45ImproperRequest43NotAgency84Duplicate1469856N/A00Ex. 21Ex. 325Ex. 4319Ex. 5278Ex. 6504Ex. 7(A)435Ex. 7(B)2Ex. 7(C)274Ex. 7(D)19Ex. 7(E)43Ex. 7(F)3Ex. 824361161224054812534612Ex. 32Ex. 45Ex. 594Ex. 627Ex. 7(A)226Ex. 7(C)22Ex. 7(E)2Ex. 83NoRecords3Withdrawn8ImproperRequest7Other16Moot 16161717.06LT11012022-09-08172022-09-30077.78LT1204373LT1675343017978.26120771002160640376791-20757921-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+075791-207521-4096041-6028361-8019281-100140101-120141121-14092141-16054161-18061181-20047201-30094301-40031401+1021801-20421-40241-60261-80181-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0929398.9668310113511451452017-07-0713042018-06-2710612018-11-019732018-11-279642019-06-258142019-07-158012019-07-177992019-08-077842019-12-186932020-01-07682929922.683042842423.2257.1732.177177875.00317456.307495331.305201.250.0700335780516648502161442022-05-021062022-07-20522022-09-2272022-09-22734248564761164561210