| Jan. 19, 2006 | William H. Navin, The Options Clearing Corporation | Jan. 8, 2007 | Erik A. Hartog, Allagash Trading LLC, New York, New York |
| Dec. 21, 2006 | William H. Navin, The Options Clearing Corporation |
| Dec. 12, 2006 | James E. Knight, St. Petersburg, Florida |
| Sep. 29, 2006 | William H. Havin, The Options Clearing Corporation |
| May 2, 2006 | Bob Linville and Deborah Mittelman, Co-Chairs, the Financial Information Forum |
| Apr. 26, 2006 | Peter van Dooijeweert, President, Alopex Capital Management, LLC |
| Apr. 5, 2006 | Mike Ianni |
| Apr. 5, 2006 | Mike Ianni |
| Mar. 24, 2006 | Christopher Nagy, Chairman, SIA Options Committee |
| Mar. 23, 2006 | Adam Besch-Turner, New York, New York |
| Mar. 22, 2006 | Jeffrey Woodring |
| Mar. 21, 2006 | Erik A. Hartog, Operations Manager, Allagash Trading LLC, New York, New York |
| Mar. 8, 2006 | Joseph Haggenmiller, Bronxville, New York |
http://www.sec.gov/rules/sro/occ/occ200601.shtml