Comments on NASD Rulemaking

Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto by the National Association of Securities Dealers, Inc. Relating to the Establishment of a Maximum ECN Access Fee in SuperMontage and the Elimination of SuperMontage's Price/Time with Fee Consideration and Price/Size Execution Algorithms

(Release No. 34-49220; File No. SR-NASD-2003-128)

• Comments of Samuel F. Lek, Chief Executive Officer, of Lek Securities Corporation, December 16, 2003 (File name: slek12162003.htm)

• Comments of Frederic Leslie, General Counsel, of Hill, Thompson, Magid, L.P., November 7, 2003 (File name: fleslie11072003.htm)

• Comments of Ann L. Vlcek, Vice President and Associate and General Counsel, of The Securities Industry Association, October 31, 2003 (File name: avlcek10312003.htm)

• Comments of Linda Lerner, General Counsel, Domestic Securities, Inc., October 24, 2003 (File name: llerner10242003.htm)

• Comments of William O'Brien, Chief Operating Officer, of Brut, LLC, October 24, 2003 (File name: wobrien10242003.htm)

• Comments of Alex Goor of Instinet Corporation and The Island ECN, Inc., October 22, 2003 (File name: agoor10222003.htm)

• Comments of John H. Bluher, Executive Vice President and General Counsel, of Knight Trading Group, Inc., October 21, 2003 (File name: jbluher10212003.htm)

• Comments of Harvey Houtkin, October 21, 2003 (File name: hhoutkin10212003.htm)

• Comments of Gregg A. Dudzinski, Head of Equity Trading, of Wm. V Frankel & Co. Inc., October 21, 2003 (File name: gdudzinski10212003.htm)

• Comments of Kim Bang, October 21, 2003 (File name: kbang10212003.htm)

• Comments of Martin Cunningham, President, of the Security Traders Association of New York, Inc., October 21, 2003 (File name: mcunningham10212003.htm)

• Comments of Stephen Massocca, President, Director of Trading, Pacific Growth Equities, LLC, October 20, 2003 (File name: srnasd2003128-5.pdf)

• Comments of John P. Hughes, Chairman; Mary McDermott-Holland, Chair, STA Trading Issues Committee; John C. Giesea, President & Chief Executive Officer; and Lisa Utasi, Chair, STA Institutional Committee, Security Traders Association, October 20, 2003 (File name: srnasd2003128-6.pdf)

• Comments of Roderick Covlin, Executive Vice President, Track ECN, October 17, 2003 (File name: srnasd2003128-3.pdf)

• Comments of Scott W. Anderson, Director and Counsel, Region Americas Legal, UBS Securities, LLC, October 16, 2003 (File name: srnasd2003128-1.pdf)

• Comments of Mark E. Yegge, CEO, of NexTrade Holdings, Inc., October 13, 2003 (File name: myegge10132003.htm)

• Comments of Josef Schaible, August 19, 2003 (File name: jschaible08192003.htm)

http://www.sec.gov/rules/sro/nasd2003128.shtml