|
| Dec. 12, 2006 |
Sergey Rumyantsev, President CEO, NevWest Securities Corporation, Las Vegas, Nevada |
| Sep. 7, 2005 |
Rich Bertematti |
| Dec. 2, 2005 |
John Polanin Jr., Chair, SIA Self-Regulation and Supervisory Practices Committee, Securities Industry Association |
| Nov. 8, 2005 |
Phylis M. Esposito, Executive Vice President, Chief Strategy Officer, Ameritrade, Inc. |