Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to the Publication of any
Decision Issued by the National Adjudicatory Council Pursuant to Rule 1015
(Release No. 34-51786; File No. SR-NASD-2005-064)
- Shirley H. Weiss, Associate General Counsel, NASD, July 26, 2005 (File name: shweiss072605.pdf)
- Joseph W. Mays, Jr., President, Securities Consulting Group, Inc., July 5, 2005 (File name: jwmays070505.htm)
- James Antosh, CEO/CFO of a privately owned Broker-Dealer, Boston, Massachusetts, June 30, 2005 (File name: jantosh7013.htm)
http://www.sec.gov/rules/sro/nasd/nasd2005064.shtml