Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change Relating to the Corporate Financing Rule and Shelf Offerings of Securities

(Release No. 34-50749; File No. SR-NASD-2004-022)

• David Hopkins, Head of the Royal Bank of Scotland Financial Markets Legal, Capital Markets, March 2, 2005 (File name: srnasd2004022-12.pdf)
   
• Marianne McKeon, attorney, Dewey Ballantine LLP, New York, New York, February 14, 2005 (File name: mmckeon4478.htm)
   
• Martin M. Cohen, Executive Director, Law Division-Company Group; John H. Faulkner, Managing Director, Law Division-Securities Group, Morgan Stanley, February 3, 2005 (File name: morganstanley020305.pdf)
   
• Dixie L. Johnson, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, February 3, 2005 (File name: cfgsblsaba020305.pdf)
   
• John Faulkner, Chair, SIA Capital Markets Committee, Securities Industry Association, February 1, 2005 (File name: sia020105.pdf)
   
• Michael J. Holliday, Chair of the Committee on Securities Regulation, Business Law Section, New York State Bar Association, January 28, 2005 (File name: csrblsnysba012805.pdf)
   
• Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association, January 21, 2005 (File name: srnasd2004022-5.pdf)
   
• Mark T. Lab, Simpson Thacher & Bartlett LLP, January 21, 2005 (File name: mtlab012105.pdf)
   
• Michele C. David, Vice President and Assistant General Counsel, January 21, 2005 (File name: mcdavid012105.pdf)
   
• Don Herzog, New York, New York, December 20, 2004 (File name: dherzog7576.htm)
   
• Joseph Smith, Feldman Weinstein, LLP, New York, New York, December 20, 2004 (File name: jsmith8108.htm)
   
• Kriecer & Pracer, LLP, December 13, 2004 (File name: srnasd2004022-2.pdf)
   
• Joseph Canouse, Atlanta, Georgia, December 8, 2004 (File name: jcanouse5617.htm)
   

http://www.sec.gov/rules/sro/nasd/nasd2004022.shtml