Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change Relating to Arbitrator Classification and Disclosure in NASD Arbitration
(Release No. 34-48347; File No. SR-NASD-2003-95)
- Comments of Laura Gansler, Counsel, NASD Dispute Resolution, February 2, 2004 (File name: srnasd200395-10.pdf)
- Comments of Richard P. Ryder, President, Securities Arbitration Commentator, Inc., Maplewood, New Jersey, October 23, 2003 (File name: srnasd200395-7.pdf)
- Comments of James Dolan, attorney and counsellor, Garden City, New York, October 8, 2003 (File name: srnasd200395-6.pdf)
- Comments of "Prof. Lipner", September 23, 2003 (File name: lipner09232003.txt)
- Comments of Edward Turan, Chair, Arbitration Committee, Securities Industry Association, September 11, 2003 (File name: siaarbitration09112003.pdf)
- Comments of Charles W. Austin, Jr., Public Investors Arbitration Bar Association, September 11, 2003 (File name: srnasd200395-5.pdf)
- Comments of Stephen G. Sneeringer, Senior Vice President and Counsel, A.G. Edwards & Sons, Inc. September 9, 2003 (File name: agedwards09092003.pdf)
- Comments of Cliff Palefsky, Co-chair, ADR Committee, Employment Lawyers Association, September 9, 2003 (File name: srnasd200395-2.pdf)
- Comments of Joseph O'Donnell, Washington, D.C. July 16, 2003 (File name: srnasd200395-1.pdf)
http://www.sec.gov/rules/sro/nasd/nasd200395.shtml